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efta-01385605DOJ Data Set 10Other

EFTA01385605

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DOJ Data Set 10
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efta-01385605
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield [ Sent: 6/28/2017 5:33:54 PM To: Vahe Stepanian [ Subject: Re: Did the new hire start @ Southern Financial? (I) Classification: For Internal Use Only Not that I know of. I thought it was mid July. Need me to check? Stewart Oldfield, GA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mobil. blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Vahe Stepanian Sent: Wednesday, June 28, 2017 05:10 PM To: Stewart Oldfield Subject: Did the new hire start @ Southern Financial? [I] Classification: For Internal use only Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobil Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matte's discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086904 CONFIDENTIAL SDNY_GM_00233088 EFTA01385605

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