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efta-01385607DOJ Data Set 10Other

EFTA01385607

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DOJ Data Set 10
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efta-01385607
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." <[email protected]> To: Tazia smith/db/dbcomODEAMERIcAs, Richard Kahn Date: 10/29/2014 08:43 AM subject: Re: [c] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith Classification: confidential Good morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Fro Tazia smith/db/dbcom m: To: "jeffrey E." <[email protected]>, wrote: cc: Daniel sabba db dbcom@DBAMERICAS, Paul Morris, Richard Kahn < , Stewart oldfield/db/dbcom008AmuicAs, vahe Stepanlan com@DBAMERICAS Dat 10/28/2014 04:14 PM e: sub Trade Report 10/28/14 [c] jec t: classification: confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? your other Citi pfd is held in Haze. would you like this booked there as CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086906 CONFIDENTIAL SDNY_GM_00233090 EFTA01385607

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