Case File
efta-01386049DOJ Data Set 10OtherEFTA01386049
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01386049
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
3 January 2018
Semiconductors
Intel
Germany: Approved and/or distributed by Deutsche Bank AG, a joint stock corporation with limited liability incorporated
in the Federal Republic of Germany with its principal office in Frankfurt am Main. Deutsche Bank AG is authorized under
German Banking Law and is subject to supervision by the European Central Bank and by BaFin, Germany ' s Federal
Financial Supervisory Authority.
United Kingdom: Approved and/or distributed by Deutsche Bank AG acting through its London Branch at Winchester
House, 1 Great Winchester Street, London EC2N 2DB. Deutsche Bank AG in the United Kingdom is authorised by the
Prudential Regulation Authority and is subject to limited regulation by the Prudential Regulation Authority and Financial
Conduct Authority. Details about the extent of our authorisation and regulation are available on request.
Hong Kong: Distributed by Deutsche Bank AG, Hong Kong Branch or Deutsche Securities Asia Limited (save that any
research relating to futures contracts within the meaning of the Hong Kong Securities and Futures Ordinance Cap. 571
shall be distributed solely by Deutsche Securities Asia Limited). The provisions set out above in the "Additional Information"
section shall apply to the fullest extent permissible by local laws and regulations, including without limitation the Code of
Conduct for Persons Licensed or Registered with the Securities and Futures Commission. .
India: Prepared by Deutsche Equities India Private Limited (DEIPL) having CIN: U65990MH2002PTC137431 and registered
office at 14th Floor, The Capital, C-70, G Block, Bandra Kuria Complex Mumbai (India) 400051. Tel: + 91 22 7180
4444. It is registered by the Securities and Exchange Board of India (SEW) as a Stock broker bearing registration
nos.: NSE (Capital Market Segment) - INB231196834, NSE (F&O Segment) INF231196834, NSE (Currency Derivatives
Segment) INE231196834, BSE (Capital Market Segment) INB011196830; Merchant Banker bearing SEBI Registration
no.: INM000010833 and Research Analyst bearing SEBI Registration no.: INH000001741. DEIPL may have received
administrative warnings from the SEBI for breaches of Indian regulations. Deutsche Bank and/or its affiliate(s) may
have debt holdings or positions in the subject company. With regard to information on associates, please refer to the
"Shareholdings" section in the Annual Report at: https://www.db.com/illen/annual-reports.htm.
Japan: Approved and/or distributed by Deutsche Securities Inc.(DSI). Registration number - Registered as a financial
instruments dealer by the Head of the Kanto Local Finance Bureau (Kinsho) No. 117. Member of associations: JSDA, Type
II Financial Instruments Firms Association and The Financial Futures Association of Japan. Commissions and risks involved
in stock transactions - for stock transactions, we charge stock commissions and consumption tax by multiplying the
transaction amount by the commission rate agreed with each customer. Stock transactions can lead to losses as a result
of share price fluctuations and other factors. Transactions in foreign stocks can lead to additional losses stemming from
foreign exchange fluctuations. We may also charge commissions and fees for certain categories of investment advice,
products and services. Recommended investment strategies, products and services carry the risk of losses to principal
and other losses as a result of changes in market and/or economic trends, and/or fluctuations in market value. Before
deciding on the purchase of financial products and/or services, customers should carefully read the relevant disclosures,
prospectuses and other documentation. "Moody's", "Standard & Poor's", and "Fitch" mentioned in this report are not
registered credit rating agencies in Japan unless Japan or "Nippon" is specifically designated in the name of the entity.
Reports on Japanese listed companies not written by analysts of DSI are written by Deutsche Bank Group's analysts with
the coverage companies specified by DSI. Some of the foreign securities stated on this report are not disclosed according
to the Financial Instruments and Exchange Law of Japan. Target prices set by Deutsche Bank's equity analysts are based
on a 12-month forecast period..
Korea: Distributed by Deutsche Securities Korea Co.
South Africa: Deutsche Bank AG Johannesburg is incorporated in the Federal Republic of Germany (Branch Register
Number in South Africa: 1998/003298/10).
Singapore: This report is issued by Deutsche Bank AG, Singapore Branch or Deutsche Securities Asia Limited, Singapore
Branch (One Raffles Quay #18-00 South Tower Singapore 048583, +65 6423 8001), which may be contacted in respect
of any matters arising from, or in connection with, this report. Where this report is issued or promulgated by Deutsche
Bank in Singapore to a person who is not an accredited investor, expert investor or institutional investor (as defined in the
applicable Singapore laws and regulations). they accept legal responsibility to such person for its contents.
Page 6
Deutsche Bank Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0087580
CONFIDENTIAL
SDNY_GM_00233764
EFTA01386049
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