Case File
efta-01386254DOJ Data Set 10OtherEFTA01386254
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01386254
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
AGP LP 519 Alpha Group Capital Paul Barrett
ANNEX F
[LETTERHEAD OF WIRING BANK OR OFFICE OF FATF-MEMBER BANKING INSTITUTION
OR BROKERAGE FIRM]
20
(Insert Name of Fund In Mich Investment is Being Made)
[Address]
The undersigned hereby certifies, which certifications shall be deemed to be continuing, that:
1.
[insert name of institution) (the "Institution") has established and maintains an anti-
money laundering program and a customer identification program (together, the
-Program"), which includes policies and procedures that require the Institution to obtain
and verify information about the identity of its clients and which are reasonably designed
to ensure that the Institution is not being used by any client as a conduit for money
laundering or other illegal purposes;
2.
The Institution is in compliance with the Program and all anti-money laundering laws,
regulations and rules in effect that are applicable to it;
3.
The Institution has verified the identity of [insert name of investor] and to the best of the
Institution's knowledge, no transaction undertaken with respect to such investor's
account(s) at the Institution is prohibited by applicable law, regulation or rule and no
property held in any such account(s) is derived from any activity prohibited by applicable
law, regulation or rule.
Do not hesitate to contact me at
if you have any further questions.
Insert Telephone No.
(Authorized Signature)
Name:
Title:
Appendix G-9
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0087866
CONFIDENTIAL
SDNY_GM_00234050
EFTA01386254
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