Case File
efta-01386841DOJ Data Set 10OtherEFTA01386841
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DOJ Data Set 10
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efta-01386841
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RIN II •094 Alpha Group Capital LLC
PARTIES
Borrower
Initial Senior Lenders
Initial Mezzanine Lenders
Facility Agent
Security Agent
Instructing Party
LOANS UNDER THE INITIAL FACILITY
Senior Funding Commitment and Mezzanine
Funding Commitment
Required Preferred Share Capital Contribution
Post Rating Upsize Event
Loans Provided by the Initial Facility Agreement
Confidential
RIN II Ltd. or the Issuer.
Barclays Bank PLC (95%) and Deutsche Bank AG, Cayman Branch
(5%).
Barclays Bank PLC (95%) and Deutsche Bank AG, Cayman Branch
(5%).
Barclays
US Bank
(a) Senior Lenders together holding more than 50% of the
Outstanding Senior Funding Amount until each such Lender has
been paid in full, then (b) Mezzanine Lenders together holding more
than 50% of the Outstanding Mezzanine Funding Amount until each
such Lender has been paid in full.
Subject and pursuant to the Covenant Matrix set forth in Schedule
(the "Covenant Matrix"), the following loan facilities will be provided
to the Issuer by the Senior Lenders and Mezzanine Lenders in the
aggregate:
(a) USD [168,425,000], pre-pricing
(b) USD [463,168,750), post-pricing
and following the Post Rating Upsize Event:
(0
USD [252,635,000], pre-pricing
(ii) USD [463,168,750], post-pricing.
Subject and pursuant to the Covenant Matrix, up to $[42,106,250]
and following the Post Rating Upsize Event, up to $[63,158,750].
Upon assignment of the final rating to the Senior Facility and
Mezzanine Facility by a recognized rating agency the facilities could
be increased subject to the Initial Facility Agreement. The cost in
relation to obtaining the ratings of the Senior Facility and Mezzanine
Facility will be paid by Barclays.
The senior loan (the "Senior Facility") provided by the senior
lenders (the "Senior Lenders") and the mezzanine loan (the
"Mezzanine Facility") provided by the mezzanine lenders (the
"Mezzanine Lenders'), in each case, as documented in the Initial
50
February 2018
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY_GM_00234911
DB-SDNY-0088727
EFTA01386841
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