Case File
efta-01386956DOJ Data Set 10OtherEFTA01386956
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01386956
Pages
1
Persons
0
Integrity
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Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0004 New York, NY, USA
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the
meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of
and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject
to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed
herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and
solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-advisory basis. The
KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in
part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally
binding obligation on the part of DOS? or any of its affiliates.
From: Richard Kahn [mailto
Sent: Tuesday, October 02 2018 2:48 PM
To: Paul Barrett
; Xavier Avila c
; Martin Zeman
Stewart Oldfield
Davide-A Sferrazza
Liam Osullivan <~~;
Jeanne Brennan
Subject: Signed Paperwork
please confirm receipt
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
From:
Date: cto er 2, 2018 at 2:37:49 PM EDT
To:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0088915
CONFIDENTIAL
SONY GM_00235099
EFTA01386956
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