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efta-01387142DOJ Data Set 10Other

EFTA01387142

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DOJ Data Set 10
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efta-01387142
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 8/13/201812:48:31 PM To: Paul Barrett CC: Joshua Shoshan J; Martin Zeman Xavier Avila Stewart 0ldfield Subject: RE: Indications (C) Classification: Confidential Update: 4mm RBS Float PERP 780097AU5 - 94.50 Sold 1mm at 94.875 ( Street 99.00) —working balance, 3mm, at 94.875 street price. 900m SERV 7'''/ 03/01/38 81760NAB5 - 99 Sold 200m at 98.8795 (Street 99.0045) — working balance, 700m, at 99.00 street price. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management vi York, NY, USA Prepared on OW13/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS1 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank, Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction ancror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBS1 or any Wits affiliates. From: Liam Osullivan Sent: Monday, August 13, 2018 8:52 AM To: 'Paul Barrett' <[email protected]> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089268 CONFIDENTIAL SDNY_GM_00235452 EFTA01387142

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