Case File
efta-01387162DOJ Data Set 10OtherEFTA01387162
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Unknown
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DOJ Data Set 10
Reference
efta-01387162
Pages
1
Persons
0
Integrity
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From:
Sent:
To:
CC:
Subject:
Liam Osullivan
5/15/2018 4:27:20 PM
'Paul Barrett (
Martin Zeman
;Joshua Shoshan
Trade Details --> 5/15/2018 [CI
Classification: Confidential
• Xavier Avila I
I
Paul,
You sold 700 C 5.8% Ser C Pref at 25.10.
The account is long 137,122 shares. We are not working any orders.
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York, NY, USA
Tel.
I; 'Richard Kahn'
; Davide-A Sferrazza
; Stewart Oldfield
Prepared on 05'15/2018
Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade
information.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA
Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in
evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS? or its affiliates prior to
execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of O43S1 or any
of its affiliates.
This communication may contain confidential and/or privileged information. If you are not the intended
recipient (or have received this communication in error) please notify the sender immediately and
destroy this communication. Any unauthorized copying, disclosure or distribution of the material in
this communication is strictly forbidden.
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0089313
CONFIDENTIAL
SDNY_GM_00235497
EFTA01387162
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