Case File
efta-01387362DOJ Data Set 10OtherEFTA01387362
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01387362
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Structured Products Agreement and Approval Form
Please Complete All Sections
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Account Type
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NOTE: IRA and ERISA accounts are prohibited from purchasing Structured Products.
Accouni and Owns( information: Provide requested inlonnation for evil beneficial account owner Mena If mow Irian one
owner exists, the Structured Products Agreement and Approval SUPpit'illeri any Form to ihis Agreement may be tOtIllired.
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Client(s) Financial Information
Approximate Aggregete
Sources of Income
Approximate Net Worth
Approximate Umuid Net
Annual Income oi Account
(Approximate)
Worth Excluding Principal
Owneds) from All Solaces
Residence
Less than $50,000
Salary/Bonus
1s
Less than $50,000
Less than 550.000
550,000 - $99,999
Inierest/Oividentis
550.000 - 599.999
550,000- S99,9%
$100,000 - $249,999
5100,000-3249.999
4100.000- '''249,999
3250.000 - 5499,999
Other (specify):
$250.000 - S499,999
$250,000 - 5499.999
$wami) - S999.999
15
5500,000 - 5999.999
5500.000 - 5999.999
MEM!
S3,000.000- 52.499,999
My
51.000.000 - $2.499,999
51.000.000 - 32 499 999
U-
32,500,000 - $4,999,999
52.500.000 - 54,999.999
52.500.060 - S4 999 99t.-
55.000.000 and over
55.000.000 and over
55.000,000 and over
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0089835
SDNY GM_00238019
EFTA01387362
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