Case File
efta-01387396DOJ Data Set 10OtherEFTA01387396
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Unknown
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DOJ Data Set 10
Reference
efta-01387396
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1
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0
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To clarify, Nikhil Patel is the individual from Safanad. But who should be receiving for the other entities you mentioned?
Do you have their email addresses?
Safanad - Nikhil Patel -
Orix
Tisch — Steve Warner
Alpha Group — Paul Barrett
Third Lake
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
New York, NY 10154
Tel.
Fax
Email
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Thursday, November 09, 2017 12:38 PM
To: Anna-Sofiya Lupolover <
Subject: RE: MIFID II & research - access to portal for clients ill
Yes, thanks.
From: Anna-Sofiya Lupolover
Sent: Thursday, November 09, 2017 11:34 AM
To: Stewart Oldfield <
Subject: FW: MIFID II & research - access to portal for clients (I)
Classification: For Internal use only
Hello,
GM was able to identify some names of clients that are currently on their portal, and they came back with this list for
your clients. This list may not be complete. However, would you please confirm whether or not these individuals should
be given access to the new research portal? Please let me know. Thank you.
Contact First
Name
Last Name
Email
Coverage Employee
Client Name
Nikhil
Patel
Deutsche Bank
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0089929
SDNY_GM_00236113
EFTA01387396
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