Case File
efta-01387703DOJ Data Set 10OtherEFTA01387703
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01387703
Pages
1
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0
Integrity
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Text extracted via OCR from the original document. May contain errors from the scanning process.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
cel
On Dec 27, 2016, at 11:06 AM, Rowena Thomas
wrote:
Classification: Confidential
Hi Richard,
I'm monitoring Marjorie's email. While she is on vacation please forward me your request.
Thank You,
Rowena Thomas
<image001.gif>
Rowena Thomas
Service Officer I Custody
Deutsche Bank Trust Company. National Association
Deutsche Bank Wealth Management
vine, FL 32256 USA
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the 'Bank') shall only be obligated to act on any
insliudions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via coma, voicemail or facsimile. at such lime as your
Bank representative has confirmed via email or telephone that the Bank has received your request.
VVili respect to at other trading instructions (including. without limitation, foreign curicocy transactions). The Bank shall only be obligated lo ad on any
such instructions al such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication.
Please note, automated electronic responses such as 'read unclips" or fax confirmations do not constitute confirmation by the Bank that your
iostrudions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions,
please contact your Bank representative inmedialety.
This communication may contain confidential andloi privileged information. If you are not the intended recipient (or have received this communication
in error), please notify the sender knmedialely and delete the communication from your computer. My unauthorized copying. disclosure or distribution
of the material Is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication
should not be regarded as such.
If you reside in, or have business in Canada and wish to unsubsciibe from receiving email communication. please reply to
C;aSI
Inert:441mi At. cnm and type 'unsubscnbe in the subject line.
<image002.gif>
From: Richard Kahn
Sent: Tuesday, December 27, 2016 11:02 AM
To: Marjorie Flash
Cc: Stewart Oldfield
; Darren Indyke
Bella Klein
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0090800
CONFIDENTIAL
SDNY GM_00238984
EFTA01387703
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Subject: RE: STC wire [C] From: Vahe Stepanian Date: Tue, 04 Apr 2017 17:43:47 -0400 To: Bella Klein Cc: Darren Indyke Richard Kahn Stewart Oldfield Classification: Confidential Bella — both STC wires today have been processed. Please let us know if you have questions. Thank you, Vahe From: Bella Klein [mailto: Sent: Tuesday, April 04, 2017 12:49 PM To: Vahe Stepanian Cc: Darren Indyke ; Richard Kahn e > Subject: STC wire Vahe, Please process the attached wire Thank you, Bel
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