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efta-01387703DOJ Data Set 10Other

EFTA01387703

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DOJ Data Set 10
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efta-01387703
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel cel On Dec 27, 2016, at 11:06 AM, Rowena Thomas wrote: Classification: Confidential Hi Richard, I'm monitoring Marjorie's email. While she is on vacation please forward me your request. Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company. National Association Deutsche Bank Wealth Management vine, FL 32256 USA Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the 'Bank') shall only be obligated to act on any insliudions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via coma, voicemail or facsimile. at such lime as your Bank representative has confirmed via email or telephone that the Bank has received your request. VVili respect to at other trading instructions (including. without limitation, foreign curicocy transactions). The Bank shall only be obligated lo ad on any such instructions al such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as 'read unclips" or fax confirmations do not constitute confirmation by the Bank that your iostrudions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative inmedialety. This communication may contain confidential andloi privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender knmedialely and delete the communication from your computer. My unauthorized copying. disclosure or distribution of the material Is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubsciibe from receiving email communication. please reply to C;aSI Inert:441mi At. cnm and type 'unsubscnbe in the subject line. <image002.gif> From: Richard Kahn Sent: Tuesday, December 27, 2016 11:02 AM To: Marjorie Flash Cc: Stewart Oldfield ; Darren Indyke Bella Klein CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090800 CONFIDENTIAL SDNY GM_00238984 EFTA01387703

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