Case File
efta-01387996DOJ Data Set 10OtherEFTA01387996
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01387996
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
3A. Individual Details (for all parties)
Individual's Name:
Richard D. Kahn •
Date of Birth
Country of Residence'
United States
Country of afar sh 0
Unteo Saes
Address of primary
residence-
Has client resdeo ootsioe
of hiS/her country of
nationality for 5 years or
more?
0 yes ,V. No
Profession, Occupation.
Accountant
Tax ID: SSN
Current Employer:
HBRK Associates, Inc
Position Title. Rar 4
Acco,r:an:
Address of employer:
575 Lexington Ave, 4th Fl New York NY United States 10022
Does the person work as senior executive of a DB-recognized regulated entity in
he financial Industry? or an entity listed on a 0B-recognised exchange? (Not
pplicable for operating entities
0 yes R ., No
Is the individual a Politically Exposed Person (F£P)?(11 Yes, desaibe) N/A
0 Yes
sr
..41 No
To the best of your knowledge, lathe individual related to an employee of the DB
groupyd Family or Friendship, dewily) NIA
0 Family
0 Friendship
P1 None
To the best of your knowledge, is the Individual party to a non-banking
relationship with Deutsche Bank (e.g., external legal counsel, client referral
source, supplier of goods or eervices)7(d Yes,deseribe ) N/A
❑0 Yes
10 No
If applicable. indicate which bank officers have met
the person'
Indicate where and when the client meetings) took place
Bank Officer Name(s)
Bank Office
Client
Private
Domicile
Client Place
of Business
Other Location (soeciryi
Dare
0
0
•
0
0
•
D
0
0
Li Wealth De:ailsfor this individual are not filed ri because they are the same as for the following person.
3B. Wealth Details (Only for parties recur, ng source of %yea :h oescr.ption as tad cared in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of
Funds?
Summarize Source of Wealth:
0 Budness Owner 0 Salary/Earnings
0 Other:
• Investment LI Inheritance/Gills
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0091304
SDNY GM_00237488
EFTA01387996
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