Case File
efta-01388006DOJ Data Set 10OtherEFTA01388006
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01388006
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
MIL Compliance:
(Signature)
PRIVATE WEALTH MANAGEMENT POLICY STATEMENT.• Deutsche Bank Private Wealth
Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do
so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships
only with persons who mush our high standards of suitability, background a►ud character. Due
diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility
of CFP's to demonstrate that they know their client both at the inception of a relationship anion an
ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief
the above in ormation is correct and up to date. I confirm that 1 have no suspicions relating to the
money laundering or unethical activities on the part of the client(s) and that 1 have followed all the
procedures relating to account opening as described in the PWM Americas Procedures and the PWM
Global KYC Policy
(I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product
Officers, Brokers. Client Managers, etc.
Deutsche Bank Americas New York
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0091315
CONFIDENTIAL
SONY GM_00237499
EFTA01388006
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