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Case File
efta-01388220DOJ Data Set 10Other

EFTA01388220

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01388220
Pages
1
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 6/5/2018 4:03:39 PM To: Paul Barrett I ; 'Richard Kahn' I CC: Davide-A Sferrazza I Joshua Shoshan : Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 06/05/2018 (CI Classification: Confidential Paul, In Haze: You sold 18,403 shares of C 5.8% Ser C Pref at 25.30. You no longer have a position in this security. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US Xavier Avila DB Securities Inc Deutsche Bank Wealth Mena ement Email Prepared on 06/0452018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities inc. cannot guarantee the accuracy of this information. or the reliability of these sources. Please refer to your official account statements end confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvers of OBS? or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DS& or any of ifs affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0091666 CONFIDENTIAL SDNY_GM_00237850 EFTA01388220

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