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efta-01388501DOJ Data Set 10Other

EFTA01388501

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DOJ Data Set 10
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efta-01388501
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Paul Barrett Sent: 5/9/2018 3:00:41 PM To: Vahe Stepanian CC: Stewart 0ldfield Subject: RE: RIN I am still looking at it. JE is very focused on liquidity right now so trying to balance things. Paul Barrett Alpha Group Capital LLC 142 W 57.h Street, 11* Floor, New York, NY 10019 a ALPHA GROUP CAP I TAL From: Vahe Stepanian Sent: Wednesday, May 09, 2018 1:10 PM To: Paul Barrett Cc: Stewart Oldfield Subject: RIN Hi Paul — I just wanted to check in on where you stand as it relates to RIN? The team expects a first close within the next 30 days and we're seeing traction amongst a handful of our other clients. As a next step — I wanted to offer up an in person meeting here at our offices with the PMs. Let me know if that is of interest and I'll work to get it set up. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092079 CONFIDENTIAL SDNY_GM_00238263 EFTA01388501

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