Case File
efta-01388774DOJ Data Set 10OtherEFTA01388774
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Unknown
Source
DOJ Data Set 10
Reference
efta-01388774
Pages
1
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0
Integrity
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Vijay, please call me when you can [lj
Importance: High
Classification: For Internal use only
Hi Stewart,
As per our call earlier today, I will prepare list of all Legal Representatives/Authorized Signors for all
active accounts from the SOUTHERN FINANCIAL RELATIONSHIP.
During my initial review, I came across attached letter which indicates that Darren Indyke to be
contacted for ALL accounts from this relationship.
Could you advise if this doc alone, is satisfies your request or would you still need us to find out
respective LR's on each active account from this relationship?
We will proceed accordingly, thanks.
Kind Regards,
<image001.gif>
Vijay Sawant
WIC Case Representative
Deutsche CM Centre Private Limited - Deutsche Bank Group
Wealth Management
From: Stewart Oldfield
Sent: Thursday, December 13, 2018 8:19 PM
To: Vijay-A Sawant
Subject: Vijay, please call me when you can
Classification: For Internal use only
<image002.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Ma
ement
Emai
Securities offered through Deutsche Bark Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0092523
CONFIDENTIAL
SDNY_GM_00238707
EFTA01388774
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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