Case File
efta-01389094DOJ Data Set 10OtherEFTA01389094
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Unknown
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DOJ Data Set 10
Reference
efta-01389094
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1
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0
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SWAP ADDENDUM ANNEX
CLIENT INFORMATION FORM
1. Please provide the following information regarding Client.
Legal Name of Client Sap Vehicle:
Legal Address:
Email Address:
Principal Occupation / Business:
CFTC Interim Compliant Identifier or Legal Emits, Identifier
2. Does Client have a Swap Agent?
K YES K NO
If yes, then please provide the following information regarding the Swap Agent.
Name:
Address:
Email:
Phone:
Each Swap Agent must also complete the Swap Agent Statement provided in Part 5 of this Protocol
and return the completed Statement to DB.
3. Will Client's swaps be guaranteed by another entity?
K YES K NO
If yes, then please provide the following information regarding Client's guarantor.
Legal Name:
Legal Address:
Each Guarantor must also complete the ECP Questionnaire for Guarantors provided in Part 6 of
this Protocol and return the completed Questionnaire to DB.
The CFTC Interim compliant Identifier (or "cicn, which will ultimately he replaced by a Legal Entity Identifier (or "Len,
is a unique customer identification number used by swap dealers as part of their reporting obligations under the CFTC
Regulations.
6:9599$
PART B — PAGE 16
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0093376
CONFIDENTIAL
SDNY GM_00239560
EFTA01389094
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