EFTA01392648

Account Thee and Joint Application ,Inforrnation +k 4 ILN) Wine of Account Tats east na Seal7"4"unsragactelt ber can Atif 6H 12SA P";;;:urlpi az. New tea . NY niCti,5 Addaw, °tit NY boobs Ck sty Horne e Done um r Date Nes Lix- "am"' EtCitett ViSkit Address Address &y NY 10021 ca,y, Suite and op Cods CM. Suite end Zip Code Home e one um er Name of Employer Sr& Dena r Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all fininlet institutions to obtain, verify, and record information that identifies each person who establishes an account, inves ment or other business relationship with a financial institution. This means that we will ask for your name, address, and od air information that will allow us to identify you. We may also ask to see identifying documents such as a Certificate I • formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd Ell Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money lau • 'forint' and terrorist financing; these rules call for an active involvement of both asset management firms and their client For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ident lies. addresses. source of funds and. if necessary, legal representatives, authorized signatories, beneficial owners or co itrol structures and to collect requisite documentation to substantiate the information. Also, enhanced antimony late feting requirements require that should any of the above personal or institutional information change, our clients would :4 obliged to immediately notify us of the change(s) and provide us with relevant documentation to verily those char ,,es. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email rag siding the above captioned *wounds) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being give° by person or persons purported to be you is your own. Absent the gross negligence or w Phi misconduct of Deusche Bank Trust Company Americas (DEITCA), you agree to Indemnify and hold harmless D8R for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood al unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification your verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion refuse to ax ittne your Verbal Instructions or ahy pert thereof, without incurring eny liability. 08TCA Is under no obligation to exams your Verbal Instructions to transfer funds or securities to any account(*) without written instructions bearipg your origins, signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit !rid any additions to the account shall become the property of each owner as joint tenants, and OBTCA may release tie er account to any owner during the ragtime of ale owners. DBTCA may honor checks, orders or withdrawal requests any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds t lad in the joint account to satisfy a judgment antered against. or other valid dent incorrect by, shy owner of the account. OBTCS. may honor checks, orders or withdrawal requests from the survivors) after the death of any owner(sl and may tre it the account as the sole property of the survivor(e) after the death of any owner(s). Unless DBTCA receives written not :4 signed by eny owner nol te pay or deliver any lolnt deposit or addition or eco'aal, DBTCA shalt not be liable to tiny Avner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice rate i.xf to in the previous sentence, OBTCA may require the written authorization of any or aN joint owners for any further pa ,,vents or deliveries. 2 134%04010i 01391 :t032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097908 CONFIDENTIAL SDNY_GM_00244092 EFTA01392648