Case File
efta-01392669DOJ Data Set 10OtherEFTA01392669
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01392669
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Accou
Title and Joi t Application Information
e
w
LL C
Name or
taunt Title
Oast ne.
Sociallecun team er or axpayer
um
/v0
-O 470th
Social Security Number or Taxpayer ID Number
Address
0002.-
5.7-- V*"
j-40
_Nattoallcable
City,
Date of Binh
Date of Binh
Joint Applicant
(last name, first name, middle initial)
Address
City. State and Zip Code
Home Telephone Number
Business Telephone Number
Name of Empoyer
Address
Not applicable
City. State and Zip Code
Notice of Customer Identification Policy
Name of Employer
Address
City. State and Zip Code
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or
Whet business relationship with a financial institution. This means that we wiN ask for your name. address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificatb of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities,
addresses, source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to lime you may give instructions by telephone, facsimile or email regarding
the above captioned accoungs) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being given by person or persons purported to be yoo is your own. Absent the gross negligence or willful
misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnity and hold hetrotess OBTCA for
any claims, losses, expenses, costs or attorneys' foes resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. Yon understand that OBTCA may. but shall not be roguired to, seek verification of your
verbal. facsimile or email instructions by call back. In case of doubt, OBTCA may in its sole discretion refuse to exeeute
your Verbal Instructions or any pad thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as 'elm tenants, and OBTCA may release the entire
account to any owner during the lifetime of all owners. OBTCA may honor checks. orders or withorawal requests born
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA
may honor checks. orders or withdrawal reqcests from the survivor(s) al ter the death of any owners) and may treat the
account as the sole property of the survivals) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments
Or deliveries.
13.AWM.0101
013959 032613
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0097930
CONFIDENTIAL
SDNY_GM_00244114
EFTA01392669
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