Case File
efta-01392701DOJ Data Set 10OtherEFTA01392701
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01392701
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Account Title and Joint
icati
Joint Applicant
(last na
or Business
(last name, first name, middle initial)
Le‘-,
Name of Account Trtie
Socceipcuratr itclAxpeo iDAufrn
( V
ft
, b4ZeitC--
Social Seaway Number or Taxpayer ID Number
Address "
S.- C-Sncett
iz ft WilUt t,--r4/11-fi
Ldress
..
Al
A":1
1
# 12.1.2___Not.aoolICablit.--
City, State a
Zip Code
City. Stale and Zip Code
Business Telephone Numbe
ate of Binh
Horne Telephone Number
Business Telephone Number
'(Sate of nh
Name of Employer
Name of Employer
Address
Address
Not applicable
iC ty, State and Zip Code
City, Sate and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a centlicate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have alsO broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules call for an active involvement of both asset management (inns and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities,
addresses, sourco of funds and, if necessary, legal representatives, authorized signatories. beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned account's) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being given by person or persons purported td be you is your own. Absent the gross oegligence or willful
misconduct of Deusche Bank Trust Company Americas (08TCA). you agree to indemnity and hold harmless DBTCA for
any claims. losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructinns. You understand that DBTCA may. but shall not be required to, seek verification of you.
verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any a ocoum(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime pf all owners. DBTCA may honor checks, orders or withdrawal 'counts from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA
may honor chocks, orders or withdrawal requests from the suryivOr(S) after the death of any owner's) and may treat the
account as the sole property of the survivor's) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor cheeks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2
la-WM.010S
013959.037613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0097966
CONFIDENTIAL
SDNY_GM_00244150
EFTA01392701
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