Case File
efta-01392957DOJ Data Set 10OtherEFTA01392957
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01392957
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Private Wealth Management
Option Agreement and Approval Form
Please Compl
Account No.
Account Name Southern Pintincial,
•
Account Type Cash
Account Registration Entity
O Managed Account
O Discretionary Account
0
Other
Name(s) persons) other than account Owner(SI authorized to place
orders for the account:'
Jeffrey Epstein, Jeanne Brennan, Harry Boiler
Acc0unt and Owner Information (Provide requested information for each account owner l'Gbant"). Attach supplement to this Agreement
necessary:)
Name Southern Financial, LLC
Address 1100 Red Hook Quarter,tp,St. Thomas, 00802
Phon
Employer NA
Business Address
Type of Business
Position
Present Brokerage Accountswith: JP8WISPIR .
.
Country Virgin Islands
•
'lumber of Dependents NA
Marital Status NA
Sithdatu
Business Pnone NA.
Years Held
Does the individual on entity that controls this account have the power to control any other Option Accourt(sl with Deutsche Bank Securities Inc.?
O Yes O No
If yes. please provide the account rumber(8): Will Provide List
Menge) Financial Information
Approximate Aggregate Annual Income of Account Owner's, from.40.Sources
Sources of Income (Approximate)
-
' ApproximateAgglegate Net Worth
i
- "iiirtothirlidiNit WV*
Loss Nan 550.000
Salary/Bonus
so
%
Earle Neuters, ria.exarrecitrel hoards
A less than 550,000
O Less than $60.0D0
.
..350.000 - S99,999
0150.000 - 399,999
S50000 - 499.999
p
$100.000- S249,999
Interest/Dividends
%
30
O
5230.000 - $499.999
Other (specify):
al SICO.000- S249.999
A stozoco_
$249,999
D smogs) -$999,999
%
O 5250,C00- S499,999
S250.000 -1499.999
O
51.003.000 -12.999,999
%
O 1500,C00 - S999.999
O 1503.080 - S999.999
O
52.500.000 -14,999,999
%
O 51.00.100C - 52.499,999 O S'.000.000 -12.499.999 lell $3,000.000 and over
O S2.503.003 -14.999.999
-54,999.999 s$2.500.000
El 15.001.00C and over
56.000.000 and over
Investment Experience of Account Ownerts)
Yeer Felt
•
Trades
Average elradii .. ' .
Per Year
AfroapiSiiit*
Trades in t
' Aieredierroin - -.
Shares I Centr3rtl
- 'Tteiii defences Option Boenence
00110/1$ lila —
.
ie
rit000,00tO
•
1,o3o
2. Covered Call Wrging
Purchased onnnos
Q'
•
Option Spreads
Uncovered Put Venting
GI Uncovered Can Writing
O
Nor.°
Stocks
_.Dons
20fi;.
JO
.$1,000.000.00 _,....,„ ;1,000
2013
10
$1.000.000.00
41.000 ____.s.....— ifrie
,
Commodities
2013
.10,
$1,000,000.00 listed Stock index
2013
10 ..
$1,000,000.00
'1,000
.
OTC Derivatives
'
' 2013
30
'
• $1;000,000.00 -
:1,000
Sink-WS ProduCts .
20
.—r
-
to
. _. - .. . $1,000,000.00
.
1,000
Othe«Seeart
I:MOWN Rani Securities Inc.. a subsidiary of Deutsche Bank AG, C0110.1CIS Investment earring end SOCUlitOS ectivrties to the United States.
RIIINRIIINIFJ
OPT 1
09.M11.411-0127 OM 14 (S111)
000404 052711
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0098288
CONFIDENTIAL
SDNY_GM_00244472
EFTA01392957
Technical Artifacts (2)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
1.411-0127Phone
999
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