Case File
efta-01393015DOJ Data Set 10OtherEFTA01393015
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01393015
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Account Type
Structured Products Agreement and Approval. Form
Please Complete All Sections
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NOTE: IRA and ERISA accounts are prohibited horn purchasing Structured Products.
Account and Owner
Provide 40(00613d 41(0manna (or eseh heneifcial account owner ("Muir). If mom than one
owom enisra taa Saw:hued Products Agreement and Apple's-4 Suankroentary Form io ibis Agreement may be requirt2d.
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Client(s) Financial Information
Approx]rrate Aggregate
Annual Income of Account
Ofsher(s) from All Sources
Less than $50,000
$50,000 - $99,999
S100.000 - 5249.999
5250,000 - S499,999
$500.000 - S999.998
f•1,000,000 - $2.499,999
$1.000,000 - S2.499,999
- $4,999,999
2
999
/.5.0(0.000 and O9 ef
tYo
Sources of Income
(Approximate)
Salary/Bonus
96
°thee (Spe.cily):
Apprmantata Net Worth
Less than 550,000
550.000 - S99.999
5100,000 - S249.999
$250.000 - $499.999
$500,000 - $999.999
/WU !II4AA MO 0 I lox? anon,
APProrimate liquid Net
Worth Excluding Principal
Resklence
Less than 550,000
550.000- 599.999
5100.000 - S249.999
5250.000 - 8499.999
5500.000 - S999.999
51,000.000 - S2.499.999
S2.500.000 - S4.999.996'
S5.000.000 and mei
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0098361
CONFIDENTIAL
SDNY_GM_00244545
EFTA01393015
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