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efta-01393066DOJ Data Set 10Other

EFTA01393066

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DOJ Data Set 10
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efta-01393066
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of ['BSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of 0852 or any of its affiliates. original Message From: Stewart oldfield Sent: Thursday, September 06, 2018 9:37 AM To: Davide-A Sferrazza Martin Zeman Liam Osullivan Cc: Bradley Gilli Richard Iarossi Subject: RE: Butter y r •oerage account needed [I] The annual KYC review should be complete on our side today or tmw, so we can open this account soon. Liam - please let Rich know what docs you need from us. They should all be on DB Force. Thanks original Message From: Davide-A Sferrazza Sent: Friday, August 31 2018 11:41 AM To: Stewart oldfield ; Martin Zeman Liam Osullivan Cc: Bradley Gillin ; Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what KYC documentation you have on file? I am not able to see on DB Force (I may not be looking at the right place if it is on there already. Thank you, Davide original Message From: Stewart oldfield Sent: Friday, August 31, 2018 9:27 AM To: Martin Zeman Liam osullivan Davide-A Sferrazza c: ra ey i in < ; Richard Iarossi Subject: RE: Butterf y Trust - new ro erage account needed Anyone looking at this? Original Message From: Stewart Oldfield Sent: Thursday, August 30. 2018 8:04 AM Liam Osullivan Davide-A Sferrazza Cc: Bradley Gillin Richard Iarossi Subject: Butterfly Trust - new brokerage account needed Gents, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098438 CONFIDENTIAL SDNY_GM_00244622 EFTA01393066

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