Case File
efta-01394946DOJ Data Set 10OtherEFTA01394946
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01394946
Pages
8
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
'
• RE: Message in format validation :
T:
A/C :
[I]
From: Naveen Bagaria
Date: Mon, 17 Dec 2018 15:13:04 -0500
To: PWMITUS ProductionSupport
Cc:
Shanu Gujaria
Rishabh Sharma
Stewart Oldfiel
Bradley Gillin
Richard Iarossi
Classification: For internal use only
Hi Team,
An approval was provided at 11:45 am and now it is 03:11 pm EST, which is
close to 3 1/2 hours past with no action being taken on the below request, any
reason why?
Regards,
Naveen Bagaria
COO - Wealth Management Operations US
DBOI Global Services Private Limited
A-1 tower - Evolve, 2nd Floor, Mahindra World City-SEZ, Jaipur (RAJ) 302029,
India
Telephone:
I Avaya/Voip:
Fax:
I Email
Please send all Banking related queries to our new Group E-mail ID -
From: Shanu Gujaria [mailto
Sent: Monday, December 17, 2018 11:45 AM
To: Rishabh Sharma
Stewart Oldfield
EFTA01394946
• Bradle Gillin
Richard
Iarossi
PWMITUS ProductionSupport
Cc:
•
: essage in orma va i a ion ::
T:
A/C :
[I]
Classification: For internal use only
Approved!!
Thanks and Regards,
Shanu Gujaria
fcid:[email protected]
Shanu Gujaria
Associate I Research and Control — WM
COO Wealth Management Operations
DBOI Global Services Private Limited
A-1 & A-2, Evolve - Mahindra Technology Park,
Insid
d Cit - SEZ 302029 Jai ur India
Tel.
nd
Mobile
Email
From: Rishabh Sharma
Sent: Monday, December 17, 2018 10:14 PM
To: Stewart Oldfield
ProductionSu
Cc:
Shanu Gujaria
Sub'ect: FW: Message in format validation :'I'll'''. T:
[I]
o rt
•
Richard Iarossi
; Bradle Gitlin
PWMITUS
A/C :
EFTA01394947
Classification: For internal use only
Hello,
Please be informed below wire got rejected due to Format Validation Error.
We have reversed the debit entry from client A/C.
Kindly create the New wire.
@ PWMIT Team,
Please Killed the case.
@ Shanu
Please approve.
Regards,
Rishabh Sharma
EFTA01394948
fcid:[email protected]
DBOI Global Services Private Limited
COO Wealth Management Operations
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jai ur, India
Tel.
Mobile
Email
Please send all the Banking related Queries to our new Group E-mail ID
[email protected]
From: Varun Goyal On Behalf Of swift fin
Sent: Monday, December 17, 2018 11:32 AM
To: swift f
D•n D lcher
Kathryn
.7 Stanfield
Divya Rajawat
GTO-PWM-Bankini Exce•tion-Check-Processing
emant-Kumar Rathore
Naveen Ba aria
Kathr n
an ie
ni
ewani
GTO-PWM-Ban ini xception- ec processing
Ankit-Kumar Sharma
aurav
argava
Rishabh Sharma
Subject: Message in format validation
Hi Team,
EFTA01394949
The below message failed due to format validation error in field
We have cancelled the messages with no risk and responsibility on our part.
Kindly take necessary action at your end.
E103181217V2PDT1
CREATION IMPORT
17/12/2018 16:28:52
CREATED
AMBKTPWM
V 0
UNIT ASSIGNMENT
17/12/2018 16:29:10
UNIT ASSIGNED
AMBKTPWM
V 0
Unit assignment rule UNITASS-USPYMTO-300
FORMAT CHECK
17/12/2018 16:29:10
UNIT ASSIGNED
V 0
EFTA01394950
Format validation error:
Invalid buffer [Format error at line 20: bad character [ ]
QUEUE FOR REJECT
17/12/2018 16:29:10
REJECTED
REJECT-Q
V 0
FORMAT VALIDATION FAILED
{cid:[email protected]}
:20:15050500
:23B:CRED
:32A:181217USD10010,30
:50K:/0042953467
42953467 - PLAN D, LLC
c/o HBRK Associates, Inc
575 Lexington Avenue,4th Floor
New York, NY 10022
:536:/99955009
:57D://FW/026009593
BANK OF AMERICA, N.A., NY
NEW YORK
NY
:59:/005484303195
EFTA01394951
Global Jet Management, Inc
DBA Helijet Solutions
3700 Airport Road, Boca Raton FL 3
:70:Account name: Global Jet Management
Inc/DBA Helijet Solutions Reference
: Invoice 1408 and 1413
:71A:OUR
Kind Regards,
Global Messaging Operations (GMO)
{cid:[email protected]}
Deutsche Bank AG
Global Messaging Operations
Alfred-Herrhausen-Allee 16-24, 65760 Eschborn, Germany
Ops Messaging Hotline
Kindly post all your queries to common inbox and for any urgent escalations,
please contact the below;
First Level Escalation
Rijosh KC:
Sunil Varghese:
Anupam-A Kala:
Second Level Escalation
Abhishek S Mohan:
Visit GMO at myDB GMO @ MyDB
Information about SWIFT at swift intranet at DB
EFTA01394952
This e-mail may contain confidential and/or privileged information. If you
are not the intended recipient (or have received this e-mail in error)
please notify the sender immediately and destroy this e-mail. Any
unauthorized copying, disclosure or distribution of the material in this e-
mail is strictly forbidden.
Privacy of communications
In order to monitor compliance with legal and regulatory obligations and our
policies, procedures and compliance programs, we may review emails and
instant messages passing through our IT systems (including any personal data
and customer information they contain), and record telephone calls routed
via our telephone systems. We will only do so in accordance with local laws
and regulations. In some countries please refer to your local DB website for
a copy of our Privacy Policy.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
EFTA01394953
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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