Case File
efta-01394969DOJ Data Set 10OtherEFTA01394969
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DOJ Data Set 10
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efta-01394969
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2
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0
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Butterfly Trust - new brokerage account docs
From: Stewart Oldfield
Date: Tue, 25 Sep 2018 12:38:58 -0400
To: Richard Kahn ‹
>
Cc: Bradley Gillin
Liam Osullivan
Bcc:
Rich,
Please see brokerage account docs attached and an outline of what needs to
be done below. We've also included an options agreement for JE's personal
account since the one we have expires at the end of next month.
Please reach out with any questions. Thanks
-Account Agreement
o
9th Page — Sign and Date
o
16th Page — This page only needs to be completed if the
account will have margin. We will need the original account agreement for
margin.
-Trust Authorization — Sign, date
-Electronic Delivery Consent — Enter email address, sign, date and print
name & title -Free Credit Balances — Money Market Sweep — Check one of the
boxes, sign, date and print name
-W-9 — sign and date
-Limited Trading Authorization - This will need to be completed by both the
agent and the Trustee. The legal address of the agent must be listed in the
form.
-Options Agreement — we will need the original form.
o
Each section must be completed (Client's Financial
Information, Investment Experience, Option Objectives, Strategy Requests)
o
2nd Page - sign, date and print name
o
4th Page - Initial
Uncovered Call Writers — Sign and date - we will need the original
form as well as margin (see Account Agreement)
For informational purposes:
CIP Notice
Options Disclosure Document (ODD)
2012 Nov ODD Supplement
JEFFREY EPSTEIN - INDIVIDAUL ACCOUNT -Options Agreements Expire 10/31/2018.
-Options Agreement — we will need the original form.
o
Each section must be reviewed / corrected (Client's
Financial Information, Investment Experience, Option Objectives, Strategy
Requests)
EFTA01394969
o
2nd Page - sign, date and print name
o
4th Page - Initial
Uncovered Call Writers — Sign and date - we will need the original
form as well as margin
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01394970
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DOJ Data Set 10CorrespondenceUnknown
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