EFTA01398382

2019 Counterparty Name Trade Description Revenue January Cityview Plaza, LLC 19 January Cityview Plaza, LLC uwind 01/0/3 swap 01/08/19 Coverage Office Location TRADE ID Trade Date Maturity Date Notional Malcolm 01/10/19 Malcolm 02/09/24 390000 January 440 Wolfe Road LLC swap 01/29/19 03/31/19 176200 January 1149 Gower Street Hollywood LLC LA swap 01/29/19 22146800 91950 /1 1 January 918 Broadway Associates, LLC LA swap 01/29 173000000 148455 January LR 9th & Broadway, LLC swap 01/29/1 /21 69300 March swap March Kimble NY 55000000 0 Kimble NY 61000000 Dan Gray LA 42000000 Dan Gray 03/31/19 Deirdre Judge /15/21 Deirdre Judge LA 93000000 03/06/19 W Amir LLC Dan Gray LA 9/30/23 70500000 Marlin Road Partners, LLC Dominic swap 03 20 19 9 A pr SNRP West 37 LLC Mark Gonzalez swap 04/10/19 03/28/24 344000 April Henry Ritchotte uwind 04/25/19 04/15/21 May Alfredo Juan Jochamowitz Stafford MIA swap 05/03/19 04/15/24 10000000 81000 May 175 West 85 Realty LLC swap 05/13/19 85000 May Melrose Place No 56 LLC swap 05/13/19 120000 May LA 9500000 May Doug Robertson 335000 Scalzi NY 6000000 55000 NY 82500000 NY 5000000 2600 Sergie Stiglich Joanne Jenson NY 05/10/26 10011023 Dan Gray LA 05/10/24 40000000 Onni Hudson Limited Partnership Anthony Scotti swap 05/13/19 /23 10000 swap 05/16/1 I Ed 250000000 Baccarat Shoreline, LLC Ed Lok LA 1485000 May NJNAM Asset Co., LLC ■ swap 05/22/19 125000 May May June Brian Convey NY 05/29/29 10000000 EFTA01398382 July August September September October [repeated 3 times] November [repeated 7 times] December Paid to YTD 2018 # of Deals Revenue Total Notional Total COUNT(J$2:J$65536).0 SUM(J:J)818505.0 SUM(I3:I60)=9.70157823E8 &"Calibri"&ll&K000000&"Calibri"&ll&K000000Warial unicode ms,Regular"For internal use only &1#&"Calibri"&10&K000000 For internal use only EFTA01398383 RPM 2018 Counterparty Name Coverage Trade Description Trade Date Revenue Iiiiiiiiiiiuthern Financial LLC 3M1 5Yr10YR curve 100000000 4000 iiiiiiiiiiruthern Financial LLC 2yr swap 12800000 2500 Februariiiiiiiiiiiuthern Financial LLC NY Unwind 3M1 04/12/18 100000000 0 Februariiiiiiiiiiiruthern Financial NY Unwind 2yr 12800000 0 February O.P., L.L.C. Sean Jules CHI 4.5y swap, rate bought down with 8mmm upfront payment 02/27/18 09/01/22 175000000 850000 March Karlin Las Palmas Deirdre Judge LA unwind 17.5mm 4y swap with embedded 0% foor t 03/14/18 03/16/18 17500000 0 March Amir Weissfisch Shahin Ahdieh NY imp" 5mm swap 03/20/18 12/01/28 5000 March MC2 Holdings LLC Freddy Menjivar MIA 20mm lOy swap 03/20/18 03/28/28 20000000 175000 'aleah Fee Commons, Ltd. Dominic Scalzi NY 30mm 7y swap 03/22/18 04/01/25 30000000 0 April Ben Nevis Inigo Momene-Cardenal 5yr Swap 04/06/18 .4113 23 April Southern Financial LLC lOy xccy asset swap 01/15/28 1232550 18488.25 May Wealth Properties Inc Ed Lok SF unwind 05/07/18 05/09/18 8000000 4000 May Southern Financial LLC Terri Sohrab NY lOy xccy asset swap (XS1715303779) 05/10/18 05/14/18 1232550 2000 May Southern Financial LLC Terri Sohrab NY 05/22/18 Office Location TRADE ID Maturity Date Notional Terri Sohrab NY cap 01/12/18 04/12/18 Terri Sohrab NY 01/12/18 01/16/20 5Yr10YR curve cap LLC 1111111111111 swap 01/12/18 2y 10y2y Curve Cap 0.07% strike 45000000 6750 May LA Crown Waterid e Associates, L.P. G332924M swap upsize (unwind) 06/15/23 May SF 22712500 245000 June Florescue Family Corporation- MIA unwind 06/01/18 10000 MIA 10000000 81400 Terri Sohrab NY 04/13/18 Terri Sohrab 01/12/18 Terri Sohrab 01/16/20 lOy GBO Swap Deirdre Judge 05/29/18 230000000 1000000 • eet Mall Porperties LLC Dan Gray lOy swap 05/31/19 06/01/28 Rachel Maglicic 06/05/18 5000000 EFTA01398384 thern Financial LLC 2y 10y2y Curve Cap 0.10% strike 06/01/20 45000000 6750 June Trumbull Equity LLC 5yr Swap 06/26/18 27000000 170000 June Elysee of Brickell, LLC 6y Swap 06/28/18 10/18/24 12000000 Terri Sohrab NY 06/01/18 Malcolm Kimble NY 09/15/23 Rachel Maglicic MIA 78000 July Bellorfonte LLC 5nc3y swap 08/03/18 Sven Otto Westphalen NY 08/23/23 19000000 94000 Au ust MC2 Holdings LLC Freddy Menjivar MIA 12nc10 swap 08/20/18 08/28/30 20000000 92000 September Souther Steward Oldfield NY unwind 09/21/18 09/25/18 45000000 4500 September Southern Financial Steward Oldfield NY unwind 09/21/18 09/25/18 45000000 4500 October The James P. Kellner 2008 Irrevocable Trust Brian Convey / Sal Moore NY 10/12/18 10/16/18 30000000 0 October The James P. Kellner 2008 Irrevocable Trust Brian Convey / Sal Moore NY 10/12/18 10/01/28 40000000 320000 October William I. Koch Joe Cothron(AB) NY 10/31/18 05/01/20 26500000 15000 November 30 West 72 Realty LLC Joanne Jensen Unwind 11/07/18 11/09/18 November 125 Washington Place LLC Joanne Unwind 11/07/18 11/09/18 November 237 West 13 Realth LLC Joanne Jensen Unwind 11/07/18 11/09/18 November 198-202 Elizabeth Street LLC and 204-21- LLC jointly and severally Joanne Jensen Unwind 11/07/18 11/09/18 November 198-202 Elizabeth Street LLC and 204-21- LLC jointly and severally Joanne Jensen MgIMO !!!!!!IIIIIIIII swap 1 12/10/25 450000 November 239-243-247 W. 21 Realty LLC 1.439820278E7 Unwind 11/07/18 Jensen NY November 239-243-247 W. 21 Realty LLC Jensen NY swap 11/07/18 15740000 150000 December Convey NY 'ce 2008 Revocable Trust swap 12/03/18 5000000 82000 nwin swap Unwind NY 6731621.33 0 Jensen NY 5503846.56 0 NY 3.864954103E7 0 Elizabeth Street NY 30732013 0 Elizabeth Street NY 46694495 11/09/18 12/10/25 12/12/28 Joanne Joanne Brian EFTA01398385 Paid to YTD 2018 # of Deals Revenue Total Notional Total COUNT(J$2:J$65536)5.0 SUM(J:3)980888.25 SUM(I:I)=1.2712273196999998E9 &"Calibri"&ll&K000000&"Calibri"&ll&K000000Warial unicode ms,Regular"For internal use only &1#&"Calibri"&10&K000000 For internal use only EFTA01398386 2017 Counterparty Name Private Banker Office Location TRADE ID Trade Description Trade Date Maturity Date Notional Revenue • yview Plaza LLC Malcolm Kimble NY swap upsize 01/10/17 02/09/22 5000000 30000 January JEC Associates Joseph Cothron (PCS) NY unwind 01/13/17 il IIIIIIII35°°°°° 0 4 w 58TH Realty Joanne Jensen NY swap 01/17/17 12/10/21 42000000 175000 January Arlene Nussdorf Joe Cothron (PCS) NY unwind 01/25/17 01/27/17 17850000 15000 January Stephen Nussdorf Joe Cothron (PCS) NY N1579761N unwind 01/25/17 01/27/17 4225000 5000 January Glenn Nusdorf Joe Cothron (PCS) NY unwind 01/25/17 01/27/17 12275000 9400 February Karlin Las Palmas Subsidiary LLC Deirdre Judge LA swap 02/06/17 11/30/21 17500000 70000 February Crown Wateridge Deirdre Judge LA swap 02/06/17 12/27/21 125000000 475000 February Flo rescue Famil Corporation Rachel Maglicic Miami swap 02/08/17 02/08/47 5000000 132000 February Ben Nevis Partnershi' SP Inigo Momene- Cardenal LatAm (Miami) swap 02/10/17 02/06/22 3800000 37500 March MURBAR LTD Joe Cothron (PCS) NY unwind 03/10/17 12/20/22 3000000 5000 March Unified Wealth Limited Xavier Santos NY unwind 03/13/17 03/15/17 10000000 20000 March James and Michele Kellner JTWROS John Marson (Cothron) NY swap 03/23/17 04/01/22 3752000 30000 March The James P. Kellner 2008 Irrevocable Trust John Marson (Cothron) NY swap 03/27/17 04/01/27 30000000 535000 March Jesus Manuel Munoz Mar en Munoz JT TEN Stanislao Cataldo LatAm (Miami) cancellable swap 03/28/17 04/01/24 9000000 85000 April H&N Shahery Revocable Trust Dan Gray LA MUM swap 04/07/17 04/01/27 10000000 87500 April Gasper Fiore and Joan Fiore Joe Cothron (PCS) ny unwind 04/11/17 07/01/19 6900000 0 Ma Crown Wateridge Deirdre Judge LA F1384016M swap upsize (unwind) 05/23/17 06/15/22 25000000 100000 EFTA01398387 June DTTCI as Trustee for Bryce Canyon Unit Trust Armando Estua Belaunzaran LatAm (NY) unwind 06/28/17 06/30/17 45000000 5000 July Svdnev Development Corp and Sanmon Inc. Partial unwund 09/26/24 10800000 42000 July Karlin Real Estate Eurooe 2, LLC Deirdre Judge LA 06/23/22 18000000 13030 July Karlin Real Estate Europe 2, LLC Judge LA 24000000 July Karlin Deirdre Judge 07/19/22 August Wilshire Margot LLC Sal= Lee Flutter LA 12000000 unwind 08/07/17 03/15/23 65000000 Real Estate LA Deirdre Judge LA 07/07/17 fleetwood cap 07/13/17 1IIIII talke Deirdre cap 06/23/22 LLC aueens house cap 07/13/17 25000 August Summit Cove Joe Cothron unwind 08/25/17 05/27/19 Au ust 140-154 w 72 realty blend extend 4.134331284E7 132000 August IMDN Holdings LLC swap 08/31/17 Delancey LLC swap 08/31/17 220000 Septembe Cothron 05/24/22 Septembe LA 11300000 October 10/12/17 October NY 14270000 November NY November unwind December Doerr 70000000 December Joe Coth 01/20/24 r (PCS) r Tempus (PCS) NY 10000000 10000 Joanne Jensen NY 08/28/17 07/10/23 Mark Gonzalez NY 08/17/22 83000000 Mark Gonzalez NY 08/17/22 32835000 The Williams Family Limited Joe NY unwind 09/06/17 3000000.1 Sydney Development Corp and Sanmon Inc. Deirdre Judge unwind 09/15/17 09/18/17 46000 Management AG as Dessy Arteaga 10/16/17 LLC unwind 5000 Dov J. Berkowitz unwind 11/01/17 Peter Pistor Deirdre Judge 11/03/17 11/07/17 2000000 Internet Resources Management NY swap 12/01/17 12/29/27 530680 The Stephanie A Williams Revocable Trust ron (PCS) NY unwind 12/04/17 4800000 10000 10/18/17 Trustee of the Balmoral Unit Trust NY I unwind 00 Joe Cothron (PCS) 10/20/17 Joe Cothron (PCS) 11/03/17 3000000 0 LA 0 Wolfgang EFTA01398388 December Peter Multi Family Trust Joe Cothron (PCS) NY unwind 12/12/17 12/14/17 10000000 5000 December December Private Bank Paid to YTD 2017 # of Deals Revenue Total Notional Total COUNT(J$2:J$65536)7.0 SUM(J:J)452170.0 SUM(I:I)=8.1015031284E8 &"Calibri"&ll&K000000&"Calibri"&ll&K000000Warial unicode ms,Regular"For internal use only &1#&"Calibri"&10&K000000 For internal use only EFTA01398389