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efta-01398588DOJ Data Set 10Other

EFTA01398588

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DOJ Data Set 10
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efta-01398588
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EFTA Disclosure
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Subject: FW: Southern Financial LLC [I] From: Keith Buckholz Date: Wed, 28 Feb 2018 12:14:27 -0500 To: Ellenoi Jarvis Classification: For internal use only From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Collateral Admin-NY Abhijit Mukherjee 1 > Cc: Keith Buckholz CRM-PWM Derivatives dill. lljec”,Fiteni inancial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: and Thanks and regards, Paolo {cid:[email protected]} Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas EFTA01398588 Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Tel. +1(212) 454-1162 Email EFTA01398589

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