EFTA01399155

From: To: Derek St-Hilaire Subject: Date: Attachments: Hi Sylvia, Yes, I have facilitated training for ABR. Moreover, we have added this to our broader training framework that all new joiners will go through (ABR and Case Managers). The KOP update is in flight with a rough ETA for end of December / start of January. Best regards, Derek Derek St. Hilaire, CAMS Vice President Head of Anti-Money Laundering Business Risk Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, Florida 32256 USA Tel. +1(904)645-4411 Email Sylvia Escobar; Janice Franklin RE: EEA Client Notation in dbForce Tuesday, November 27, 2018 5:44:31 PM image002.png image003.png From: Sylvia Escobar Sent: Tuesday, November 27, 2018 5:38 PM To: Derek St-Hilaire <M in; Janice Franklin Subject: EEA Client Notation in dbForce Dear All, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia *Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street, 21202-3298 Baltimore, MD, USA Tel: +1 (410) 895-2021 Mobile: +1 Email: EFTA01399155