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efta-01399520DOJ Data Set 10Other

EFTA01399520

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DOJ Data Set 10
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efta-01399520
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Fwd: Butterfl Trust - new KCP brokerage From: Daniel-E Kaiser Date: Tue, 27 Nov i To: Kimberly Hart Do we need to discuss? Regards, Dan Daniel E Kaiser Managing Director Head of Key Client Partners - America's Deutsche Bank Securities Inc. Wealth Management Division 345 Park Avenue New York NY 10154-0004 Work Mobile Email: Key Client Partners (KCP) Americas the products, investment ideas and herein are provided for discussion advisory basis. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. does not provide investment advice and solutions and related matters discussed purposes only, and strictly on a non- The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. Begin forwarded message: EFTA01399520 From: Stewart Oldfield ffi Date: November 26, 2018 at 16:04:37 CST To: Kimberly Hart Cc: Daniel-E Kaiser Subject: Butterfly Trust - new KCP brokerage > Kim, Please confirm that we can now move ahead and open a new KCP brokerage account for Butterfly Trust. We've cleared the lawsuit/negative media that was flagged for Epstein. We have existing banking (but not brokerage) accounts. And we finished the annual KYC remediation in September, which included an ID of all beneficiaries and KYC update for the trustees. As far as I know, this is all we needed to do to move forward with a new account for an existing client. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park ew York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01399521

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