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efta-01400166DOJ Data Set 10Other

EFTA01400166

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01400166
Pages
2
Persons
0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Fw: Attached Image [I] From: Arthur Tendler < Date: Tue, 26 Aug 2014 13:09:42 -0400 To: Amanda Kirby ‹ > Classification: For internal use only Does Darren have access to e-mail for the reg-E approval? Kind regards, Arthur Tendler (Embedded image moved to file: pic25982.gif) Arthur Tendler Vice President Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, New York, NY, 10005-2836 Tel. Fax Mobile Email Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. (Embedded image moved to file: pic31774.gif) From: Amanda Kirby/db/dbcom@DBAMERICAS EFTA01400166 To: Date: 08/26/2014 01:03 PM Subject: Fw: Attached Image [I] Classification: For internal use only I spoke with Darren on his cell Best, Amanda Kirby (Embedded image moved to file: pic13205.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic02719.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/db/dbcom on 08/26/2014 01:03 PM From: [email protected] To: Amanda Kirby/db/dbcom@DBAMERICAS, Date: 08/26/2014 01:02 PM Subject: Attached Image (See attached file: 1381_001.pdf) EFTA01400167

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