Case File
efta-01401010DOJ Data Set 10OtherEFTA01401010
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01401010
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
IZ1
Deutsche Bank
Private Wealth Management
Authorization for Asset Movennent
For Non-Retirement Accounts
The undersigned hereby authorizes and directs Deutsche Bank Alex. Brown ("Deutsche Bank Alex. Brown"
or "DBAB") to follow the below asset movement instructions.
If you wish to request multiple wires, checks, journals or free deliveries, please use the long form
DBAB Account Name: NES. LLC
Account #:
ourna
Q Journal Funds in the amount of $
Q Journal Holdings:
Wire
IZ1 Wire federal funds in the amount of $
To Bank Name: Wells Fargo Bank
City / State:
ABA#:
Qty/Symbol/Security: _
Qty/Symbol/Security: _
Q Journal All Holdings
Furt er credit to Intermediary Financial Institution (Optional)
To DBAB Account $:
Account #:
Name:
Account Name:
Ultimate BeneficiarY Information-
Beneficiar Name
Account $.7
Free Deliveries
Q Please deliver the securities indicated below to:
Additional Instructions:
Name of Receiving Firm:
Check
Q Issue a check in the amount of $
Recipient's Name:
Recipient's Mailing Address:
Account Name:
payable to:
Account Number:
at Receiving Firm
Qty/Symbol/Security:
Qty/Symbol/Security:
Standing Authorization
Q The undersigned hereby requests that this authorization act as a standing authorization. The under
signed understands and agrees that this authorization will
remain in effect until Deutsche Bank Alex. Brown requests a new authorization. The undersigned autho
rizes Deutsche Bank Alex. Brown to issue the wire,
check or journal on the
Q The undersigned further authorizes Deutsche Bank Alex. Brown to accept verbal instructions from th
e undersigned to wire funds, issue checks or journal
funds to/from the above listed accounts. The undersigned will provide verbal instructions as to the
date and the amount of the wire, check or journal. If the
undersigned decides to vary either the date or the amount of the wire, check or journal, the undersi
gned hereby authorizes Deutsche Bank Alex. Brown to
accept the verbal instructions from the undersigned regarding the change or changes. The undersigned
further understands and agrees to comply with the
procedures of Deutsche Bank Alex. Brown to verify the authorization and accuracy of verbal instructi
ons.
day of
for a term of
The undersigned hereby acknowledges that (i) the information contained in this form is complete and
accurate to the best knowledge of the undersigned; and (ii) the
undersigned is responsible for the method of transmission of any instructions issued pursuant to thi
s authorization. If the undersigned elects to transmit any such
instructions via fax (including desktop fax), via email or as an image attachment to email (e.g., as
a PDF, TIF or other image of such instructions), the undersigned
understands and agrees that the undersigned bears the risk of loss arising from such method of trans
mission in the event of transmission errors, misunderstandings,
impersonations, transmission by unauthorized persons, forgery or intercepts. For trusts or other ent
EFTA01401010
ities, the undersigned further acknowledges that the undersigned is
authorized to issue the above asset movement instructions under the
and any applicable laws. The undersigned hereby releases and
holds harmless Deutsche Bank Alex. Brown from and against loss from
ny person as a result of Deutsche Bank Alex. Brown's receipt of
or compliance with this authorization and/or any instructions that
x. Brown pursuant to this authorization (including any standing
authorization).
The undersigned understands that Deutsche Bank Alex. Brown may,
ation of the undersigned's instructions by call back and that
Deutsche Bank Alex. Brown may in its sole discretion refuse to execute such
standing instructions) given pursuant to this authorization, without
incurring any liability, if Deutsche Bank Alex. Brown has reason to believe
anding instructions) have not been provided by the undersigned. The
undersigned further understands that De^sche Bank Alex. Brown retains the
any instructions to transfer funds or securities to any account(s)
pursuant to this authori/atipn withouPwmten instructions bearing original
igned.
Harry Seller
12-5-2013
Print Name
Date
Signature
7
Date
Print Name
Signature
LOA
but
terms of the governing documents
any action, claim or demand of a
may be given to Deutsche Bank Ale
is not required to, seek verific
instructions (including
such
right
instructions (or st
to refuse to execute
signature(s) of the unde rs
EFTA01401011
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