Case File
efta-01401880DOJ Data Set 10OtherEFTA01401880
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01401880
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
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Subject: MD Approval [C]
From: Liam Osullivan ‹
>
Date: Thu, 11 Oct 2018 16:29:56 -0400
To: Daniel-E Kaiser
Joyce Tsoi
Cc: Martin Zeman
Classification: Confidential
New Account Case #:
Entity:
Butterfly Trust
Sole Owner/Manager
Grantor — Jeffrey Epstein / Trustees —
Erika Kellerhals & Harry Beller / LTS Richard Kahn
Account Type
Trust Account
Type of Activity
Brokerage
Existing Relationship:
Yes
AUM:
Part of Epstein
relationship that has approx. 150mm in KCP accounts.
Revs:
TBD
Negative/Disciplinary:
High Risk KYC approved
The account is not eligible to sign a KCP Package so we will open under a
new CA# for Martin and monitor the account to make sure we do not offer KCP
products.
Kind regards,
Liam O'Sullivan
fhttps://brandportal.intranet.db.com/img/modules/logo.gifl
Liam O'Sullivan
AVP I Key Client Partners - US
EFTA01401880
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-8004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01401881
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