EFTA01402126

Subject: RE: OD Referral dated 05-17-2019 For AC # From: Brigid Macias .cc > Date: Mon, 20 May 2019 13:55:14 -0400 To: Rishabh Shah Stewart Oldfield Bradley Gillin Monica Gilkinson Rachel Wachs Natalie Barak Armen Brash < Daphne Cales Cc: Halina Laczny Debra Jasper Oversight Control Please see attached. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. [I] EFTA01402126 From: Rishabh Shah Sent: Monday, May 20, To: Stewart Oldfield Wachs Barak Cc: Halina Oversight Control Subject: RE: OD Referral dated 05-17-2019 For AC # ; Bradle Gillin 2019 1:30 PM >; Monica Gilkinson >; Brigid Macias >; Armen Brash Classification: For internal use only ; Rachel ; Natalie ; Daphne Cales [I] Please provide an update on below before 2:30 PM , else we'll return the transaction as per our default procedure. Regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, EFTA01402127 Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Stewart Oldfield Sent: Monday, May 20, 2019 12:17 PM To: Rishabh Shah Oversight Control Subject: RE: OD Referral dated 05-17-2019 For AC # ; Bradley Gillin ; Monica Gilkinson ; Rachel ; Brigid Macias ; Natalie ; Debra Jas er Classification: For internal use only [I] Brigid has the latest. Please keep her and Natalie on all of these emails. Thanks From: Rishabh Shah Sent: Monday, May 20, 2019 12:15 PM To: Stewart Oldfield Wachs Cc: Halina Laczn Oversight Control Subject: RE: OD Referral dated 05-17-2019 For AC # ; Bradle Gillin ; Monica Gilkinson ; Debra Jas er Classification: For internal use only ; Rachel Please provide an update on below. EFTA01402128 Regards, {https://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gif} RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Rishabh Shah [mailto: Sent: Monday, May 20, 2019 10:16 AM To: Stewart Oldfield • Wachs Cc: Halina Laczn • ; Monica Gilkinson I ; Bradle Gillin to. ; Debra Jas • er Oversight Control Subject: OD Referral dated 05-17-2019 For AC # 42953424 • ; Rachel EFTA01402129 Classification: For internal use only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form 1. Transactions - Ok to pay / Not Ok to pay 2. Reason on how and when the OD will be covered 3. Seek CRM Approval for any account if overdrawn USD 100K. Note: If the form reflects an OD decrease then we don't need a decision but it does mean that the referred account is still in OD situation and needs to be covered. Regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, EFTA01402130 Inside Mahindra World City - SEZ, 302029 Jaipur, India This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01402131