Case File
efta-01403305DOJ Data Set 10OtherEFTA01403305
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DOJ Data Set 10
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efta-01403305
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Subject: RE: Trade Update 8/1/2017 [C]
From: Stewart Oldfield <
›
Date: Tue, 01 Aug 2017 11:10:13 -0400
To: Vahe Stepanian
Cc: Bradley Gillin
Cynthia Rodriguez
Let's see how it looks over the next month or so and decide. I think it is
good to show deals closing, even if small
From: Vahe Stepanian
Sent: Tuesday, August 01, 2017 11:09 AM
To: Stewart Oldfield
Cc: Bradley Gillin
Subject: RE: Trade Update 8/1/2017 [C]
Classification: Confidential
; Cynthia Rodriguez
I haven't put either Tisch or SFLLC trading on the pipeline (given small
size) — but revenue is automatically tracked via Pershing once traded. Happy
to add if you feel otherwise.
From: Stewart Oldfield
Sent: Tuesday, August 01, 2017 10:59 AM
To: Vahe Stepanian
Cc: Bradley Gillin
Subject: RE: Trade Update 8/1/2017 [C]
; Cynthia Rodriguez
Are you managing the brokerage revenues through the KCP pipeline? Don't
want to double count on my side.
Thanks
EFTA01403305
From: Vahe Stepanian
Sent: Tuesday, August 01, 2017 10:58 AM
To: Steve Warner
Cc: Stewart Oldfield
Subject: Trade Update 8/1/2017 [C]
Classification: Confidential
Liam Osullivan
Steve — thus far, you've executed the following per our conversation:
S 5,400 L @ $48.61185
Please give me a call if you wish to amend your order.
Thank you,
Vahe
Vahe Stepanian
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mobile
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
EFTA01403306
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice.
The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any
reproduction and/or redistribution thereof (in whole or in part) or
disclosure of its content without our written consent is strictly
forbidden. This communication does not create any legally binding
obligation on the part of DBSI or any of its affiliates.
EFTA01403307
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