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efta-01403316DOJ Data Set 10Other

EFTA01403316

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DOJ Data Set 10
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efta-01403316
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3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 From: Lisa-M Ramos Date: Tue, 20 Nov 2018 14:45:01 -0500 To: Stewart Oldfield Cc: Michael Coomb-Smith Bradley Gillin Richard Iarossi Account does not have any returns I have attached two of the return items for the mail for account Please provide and address that we can send them to fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Lisa Ramos Assistant Vice-President I WM Operations Americas I Team Lead, Document Management Deutsche Bank Wealth Management 345 Park Ave, New York, NY, 10154-0001, USA Tel. I Email https://mydb.intranet.db.com/groups/wm-operations-us From: Stewart Oldfield Sent: Monday, November 19, 2018 6:59 PM To: Lisa-M Ramos Cc: Michael Coomb-Smith ; Bradle Gillin ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 EFTA01403316 Client thinks these statements should be fine as is. Are the account statements being returned as well? Same client, same address, although the 4295 account address specifies 4th floor . . . Let me know what else we need to do here. Thanks From: Lisa-M Ramos Sent: Monday, November 05, 2018 11:56 AM To: Stewart Oldfield Cc: Michael Coomb-Smith ; Bradle Gillin ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 Stewart Thank you for getting back to me I will hold off until hearing from you Lisa From: Stewart Oldfield Sent: Monday, November 05, 2018 11:53 AM To: Lisa-M Ramos Cc: Michael Coomb-Smith ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 ; Bradley Gillin EFTA01403317 Lisa, The account address has not changed. Let me sort out why we are getting the statements returned. Might be a mail room issue at the client's building. Thanks From: Lisa-M Ramos Sent: Monday, November 05, 2018 10:14 AM To: Stewart Oldfield Cc: Michael Coomb-Smith Subject: RE: A/C# (SBL Pending) Revised SBL November 1, 2018 I have checked the system and the address for the below account has not been updated the account will be put in SBL by EOD EFTA01403318

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Domainbrandportal.intranet.db.com
URLhttps://mydb.intranet.db.com/groups/wm-operations-us

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