EFTA01407347

NAME SEARCHED: Karyna Shuliak PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PCR Yes BIS No Hit Hit No Hit Hit Not Required Not Required No Not Required D&B Smartlinx Court Cases Results? Yes Not Required Results? Yes Not Required be Required Review by Legal May No Results Search not required Prepared by: Prachi Pawa Date: 10/12/2016 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindale.com/xp/- Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. No VII. Smartlinx VIII. Court Cases EFTA01407347 No Click here for results: I. RDC Results II. PCR Results III. Negative Media IV. Non-Negative Media Reviewer Comments (as necessary): No RDC alert (Please see attached) No PCR alert (Please see attached) There was no information found There was no information found V. Other Language Media Not Required VI. D&B Not Required Result Found (Please see attached) There was no information found For internal use only EFTA01407348 OFAC RESULTS RDC: 11593657 No Match Found GCIS 00000483290 Karyna Shuliak Country:United States PCR: C20161034948121 Karyna Shuliak 12013244 NCA customised Auto-Closed No-Hit 12/10/2016 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: Not Required Public Records: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2016 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date: 10/12/2016 Report processed by: DEUTSCHE BANK AGI I For internal use only EFTA01407349 Page 2 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Full Name SHULIAK, KARYNA Address 9 E 71ST ST NEW YORK, NY 10021-4102 NEW YORK COUNTY ADDITIONAL PERSONAL INFORMATION SSN DOB 105-98-XXXX Subject Summary Name Variations 1: SHULIAK, KARYNA SSNs Summary No. SSN 1: 105-98-XXXX State Iss. New York Possible E-Mail Addresses Others Using SSN - 0 records found Address Summary - 6 records found No. Address 1: 9 E 71ST ST NEW YORK, NY 10021-4102 NEW YORK COUNTY 2: 3: 4: 5: 6: 301 E 66TH ST APT 10F NEW YORK, NY 10065-6216 NEW YORK COUNTY 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY 301 E 66TH ST APT 8A NEW YORK, NY 10065-6215 NEW YORK COUNTY 239 92ND ST BROOKLYN, NY 11209-5701 KINGS COUNTY 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442 NEW YORK COUNTY EFTA01407350 Address Details 1: 9 E 71ST ST NEW YORK, NY 10021-4102 Address 9 E 71ST ST NEW YORK, NY 10021-4102 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 57 For internal use only Date Iss. Warnings Most frequent SSN attributed to subject: 2009-2011 County NEW YORK Phone (212) 750-9895 (212) 249-1122 (212) 288-7171 Gender LexID(sm) 188602267903 Dates Phone 7/2015 - 8/2016 (212) 750-9895 (212) 249-1122 (212) 288-7171 EFTA01407351 Page 3 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Median Income: $201,878 Median Home Value: $1,000,000 Median Education: 17 years Household Members None Listed Other Associates EPSTEIN, JEFFREY E 2: 301 E 66TH ST APT 10F NEW YORK, NY 10065-6216 Address 301 E 66TH ST APT 10F NEW YORK, NY 10065-6216 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates None Listed 3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Address 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 ST. THOMAS COUNTY Household Members None Listed Other Associates EPSTEIN, JEFFREY E 4: 301 E 66TH ST APT 8A NEW YORK, NY 10065-6215 Address 301 E 66TH ST APT 8A NEW YORK, NY 10065-6215 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 36 Median Income: $156,291 Median Home Value: $753,989 Median Education: 16 years Household Members None Listed Other Associates None Listed 5: 239 92ND ST BROOKLYN, NY 11209-5701 Address 239 92ND ST BROOKLYN, NY 11209-5701 KINGS COUNTY EFTA01407352 Census Data for Geographical Region Median Head of Household Age: 51 Median Income: $92,045 Median Home Value: $761,538 Median Education: 12 years Household Members None Listed Other Associates For internal use only Dates Phone Dates 4/2013 - 8/2013 Phone Dates 12/2015 - 8/2016 Phone Dates 4/2013 - 10/2016 Phone EFTA01407353 Page 4 Worldbase, 11/30/2013, THE RELATED COMPANIES LP None Listed 6: 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442 Address 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 39 Median Income: $56,500 Median Home Value: $370,896 Median Education: 13 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 1 records found 1: Professional License Licensee Information Name: SHULIAK, KARYNA SSN: 105-98-XXXX Address: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 County: ST. THOMAS License Information Profession or Board: DENTAL BOARD OF CALIFORNIA License Type: DENTIST License Number: 65268 Issue Date: 11/19/2015 Expiration Date: 05/31/2017 Status: VALID UNTIL 05/31/2017 State: California Health Care Providers - 1 records found 1: Health Care Providers Name(s): SHULIAK, KARYNA SHULIAK, KARYNA SHULIAK, KARYNA Gender: FEMALE DOB(s): 05/1989 Business Addresses: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 358 EL BRILLO WAY PALM BEACH, FL 33480-4730 License Number/State: 21635 / FL 65268 / CA 2230 / VI Specialties: Dentistry Degree(s): DDS Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015 EFTA01407354 Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations - 0 records found For internal use only Dates Phone (646) 864-0040 EFTA01407355 Page 5 Worldbase, 11/30/2013, THE RELATED COMPANIES LP Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 0 records found Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 1 records found 1st Degree: 1 No. 1. Full Name SHULYAK, DENNIS • AKA SHULIAK, DZIANIS • AKA SHULIAK, DENNIS • AKA SHULAK, DZIANIS • AKA SHULIAK, DZIANIAS • AKA SHULIAK SSN:213-53-XXXX DOB:3/1977 (Age: 39) Address/Phone 48 LAKEWOOD DR CONGERS, NY 10920-1710 1383 AVENUE OF THE AMERICAS AP T202 NEW YORK, NY 10019-3910 (212) 542-3150 618 W 164TH ST APT 43W NEW YORK, NY 10032-4842 18B FILIPE LN UNIT 16 STATEN ISLAND, NY 10308-3361 18 FILIPE LN UNIT 16 STATEN ISLAND, NY 10308-3361 Business Associates - 0 records found Person Associates - 1 records found No. Full Name Address 1: EPSTEIN, JEFFREY E EPSTEIN, JEFFERY E EPSTEIN, JERRERY EPSTEIN, J EPTSTEIN, JEFFERY EPSTIEN, JEFFERY EDWARDS, JEFFERY 9 E 71ST ST NEW YORK, NY 100214102 457 MADISON AVE FL 4TH NEW YORK, NY 100226843 EFTA01407356 49 ZORRO RANCH RD BH STANLEY, NM 87056-9743 49 ZORRO RANCH RD B STANLEY, NM 87056-9743 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 008021348 Neighbors - 3 records found 9 E 71ST ST NEW YORK, NY 10021-4102 Name SADIA, G JESSE HEYWORTH, ELLEY KING III BORGES, RAMSES Address 10 E 71ST ST NEW YORK, NY 10021-4915 10 E 71ST ST 6A NEW YORK, NY 10021-4915 11 E 71ST ST For internal use only Phone (212) 288-0700 SSN Phone 090-44-XXXX (212) 249-1122 (212) 288-7171 (212) 368-3758 (212) 750-9895 DOB 1/1953 EFTA01407357 Page 6 Worldbase, 11/30/2013, THE RELATED COMPANIES LP LUTNICK, ALLISON L LUTNICK, BRANDON G LUTNICK, HOWARD WILLIAM NEW YORK, NY 10021-4102 Employment Locator - 0 records found Criminal Filings - 0 records found Cellular & Alternate Phones - 0 records found Sources - 25 records found All Sources Email addresses Historical Person Locator Person Locator 1 Phone Professional Licenses Providers Utility Locator 25 Source Document(s) 5 Source Document(s) 2 Source Document(s) 2 Source Document(s) 12 Source Document(s) 1 Source Document(s) 1 Source Document(s) 2 Source Document(s) D&B: Not Required LEGAL RESULTS: Court Cases: There was no information found For internal use only EFTA01407358