Case File
efta-01407551DOJ Data Set 10OtherEFTA01407551
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DOJ Data Set 10
Reference
efta-01407551
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2
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Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Art Fund Items
From: Cynthia Rodriguez <
M>
Date: Mon, 19 Dec 2016 11:40:24 -0500
To: Darren Indyke ‹
>
Hi Darren,
As discussed, below are the KYC items needed for onboarding the new art fund:
Name
Address
Tax ID Number
Date of Incorporation
Certificate of Good Standing dated within 1 year (or certificate
of formation if new entity)
Operating agreement showing ownership percentages
If it is a corporation, we will need a certified share registry
(along with documentation of total and authorized shares)
Resolution showing proof of signing authority on the account
For the 50% trust owner of the fund, we will need the following:
Name
Address
Tax ID Number
Date of Incorporation
Trust documentation
Source of wealth for the grantor
Names and addresses for beneficiaries of the trust
EFTA01407551
Please note, after initial review of the documentation received we may come
back with more items. Please let me know if you have any questions. Thank
you!
Kind regards,
Cynthia Rodriguez
{cid:[email protected]}
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01407552
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