Case File
efta-01408002DOJ Data Set 10OtherEFTA01408002
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01408002
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: KYC update
From: Hildegarde Berrios
Date: Tue, 17 Apr
To: Terri Sohrab <
Daphne Cales <
Cc: Bradley Gillin
IlliSEMEDIo
Terri,
Here is the updated list as of 4.11.18.
Regards,
Hilda
Hildegarde Berrios
V.P. — Banking Specialist 1 Deutsche Bank Trust Company
Americas ' Priv t W lth M n
m nt ' 4 Park Av nu
N w Y rk NY
10154:(
Securities offered by Deutsche Bank Securities Inc.
From: Terri Sohrab
Sent: Monday, April 16, 2018 4:52 PM
To: Hildegarde Berrios
Cc: Bradley Gillin
Subject: KYC update
Daphne Cales
Any update? I like to know where we are on high and medium risk KYCs
please. Thx,
EFTA01408002
TS
From: Hildegarde Berrios
Sent: Tuesday, April 10 2018 4:02 PM
To: Terri Sohrab
Cc: Bradley Gillin
Subject: RE: KYC update
Daphne Cales
Stewart 01 ie
Let me touch base with Vijay to see where is at and I will update the
spreadsheet.
Hildegarde Berrios 1 V.P. — Banking Specialist : Deutsche Bank Trust Company
Americas : Private Wealth Mana'ement 1 345 Park Avenue, New York, NY
10154:(
Securities offered by Deutsche Bank Securities Inc.
From: Terri Sohrab
Sent: Tuesday, April 10, 2018 3:59 PM
To: Hildegarde Berrios
Cc:
Subject: KYC update
Daphne Cales
Stewart Oldfield
EFTA01408003
Would you kindly get us the KYC update for our team (Stew, Brad and I)?
Andrew mentioned in his meeting today that we are going in the right
direction, but I want to make sure we are meeting the targets. Thx,
TS
Terri Sohrab
Managing Director
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New York. NY 10154
Securities offered through Deutsche Bank Securities Inc.
EFTA01408004
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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