Case File
efta-01410631DOJ Data Set 10OtherEFTA01410631
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01410631
Pages
26
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI
127608**sgr** [I]
From: Vahe Stepanian
Date: Wed, 18 Feb 2015 13:49:33 -0500
To: Prabhuling-C Kottalagi
Cc: Sanjay Mehta
Sowmya-D R
Kumar Sambhav
Daniel Sabba
Classification: For internal use only
When will the last confirm be generated? Can you please re-send all three
when available?
We will send to the client all at once.
From: Prabhuling-C Kottalagi
Sent: Wednesday, February 18, 2015 1:47 PM
To: Vahe Stepanian
Cc: Sanjay Mehta; Sowmya-D R; Kumar Sambhav
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Hi Vahe,
We have totally three trades of Southern Financial LLC ,618753-4-0-0,
618176-1-0-0 and EUS612676-2-0-0.
618753-4-0-0 and EUS612676-2-0-0 are in drafting process still. Attaching
the revised confirmation for 618176-1-0-0.
Regards
{cid:1 [email protected]}
EFTA01410631
Prabhuling-C Kottalagi
DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel.
Email
For any escalation please contact below :
First level escalation
Second level escalation :
{cid:2 [email protected]}
From: Vahe Stepanian
Sent: Wednesday, February 18, 2015 11:56 PM
To: Kumar Sambhav; Prabhuling-C Kottalagi
Cc: Sanjay Mehta; Sowmya-D R
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Thanks Kumar.
Prabhu - please let us know. We will hold onto the confirm until we hear
from you.
From: Kumar Sambhav
Sent: Wednesday, February 18, 2015 1:15 PM
To: Prabhuling-C Kottalagi
Cc: Vahe Stepanian; Sanjay Mehta; Sowmya-D R
Subject: Fw: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
EFTA01410632
Classification: For internal use only
Prabhu,
Can you please check and get back to Vahe.
Thanks
Kind regards,
Kumar Sambhav
fcid:[email protected]
Kumar Sambhav
Associate I Derivative Documentation
DBOI Global Services Private Limited
Group Technology & Operations
Tel.
Mobile
Email
Alternative contact : Sarath MN
Email ID:
Contact Number :
Escalations: Gajanan Desai
Email ID:
Contact Number:
{cid:[email protected]}
Forwarded by Kumar Sambhav/db/dbcom on 02/18/2015 11:44 PM
fcid:[email protected]
From:
{cid:[email protected]}
Vahe Stepanian/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
EFTA01410633
Kumar Sambhav/db/dbcom@DBAPAC,
{cid:[email protected]}
Cc:
{cid:[email protected]}
Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Sowmya-D R/db/-
dbcom@DBAPAC
fcid:[email protected]
{cid:[email protected]}
02/18/2015 10:36 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr**
[I]
Classification: For internal use only
Kumar - before I send to the client, can you please confirm this is the only
outstanding paper confirm for this client?
If not, can you please send over any other paper confirms so that I can send
them altogether to the client?
Thank you,
Vahe
From: Kumar Sambhav
EFTA01410634
Sent: Wednesday, February 18, 2015 11:26 AM
To: Vahe Stepanian
Cc: Prabhuling-C Kottalagi; Sanjay Mehta; Sowmya-D R
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Hi Vahe,
As discussed please find the attached copy of DB doc
(See attached file: 618176F.pdf)
Kind regards,
Kumar Sambhav
fcid:[email protected]
Kumar Sambhav
Associate I Derivative Documentation
DBOI Global Services Private Limited
Group Technology & Operations
Tel.
Mobile
Email
Alternative contact : Sarath MN
Email ID:
Contact Number :
Escalations: Gajanan Desai
Email ID
Contact Number:
{cid:[email protected]}
{Inactive hide details for Vahe Stepanian---02/18/2015 07:40:43 PM---
Classification: For internal use only Hi Kumar — the clien}Vahe
Stepanian---02/18/2015 07:40:43 PM---Classification: For internal use only
Hi Kumar — the client is "Southern Financial LLC", we cannot send the
confirm with an
{cid:[email protected]}
From:
EFTA01410635
{cid:[email protected]}
Vahe Stepanian/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Kumar Sambhav/db/dbcom@DBAPAC,
{cid:[email protected]}
Cc:
{cid:[email protected]}
Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Sowmya-D R/db/-
dbcom@DBAPAC
{cid:[email protected]}
{cid:[email protected]}
02/18/2015 07:40 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr**
[I]
EFTA01410636
Classification: For internal use only
Hi Kumar — the client is "Southern Financial LLC", we cannot send the
confirm with an incorrect client name.
Happy to chat on OCS. Thanks.
From: Kumar Sambhav
Sent: Wednesday, February 18, 2015 9:05 AM
To: Vahe Stepanian
Cc: Jay Lipman; Prabhuling-C Kottalagi; Sanjay Mehta; Sowmya-D R
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI
127608**sgr** [I]
Classification: For internal use only
Hi Vahe,
Please let me know once you are free, Need to discuss on the below issue.
Kind regards,
Kumar Sambhav
fcid:[email protected]
Kumar Sambhav
Associate I Derivative Documentation
DBOI Global Services Private Limited
Group Technology & Operations
Tel.
Mobile
Email
Alternative contact : Sarath MN
Email ID:
Contact Number :
Escalations: Ga'anan Desai
Email ID:
Contact Number:
{cid:[email protected]}
{Inactive hide details for Vahe Stepanian---02/18/2015 05:08:30 AM---
Classification: For internal use only Sowmya — please remo}Vahe
Stepanian---02/18/2015 05:08:30 AM---Classification: For internal use only
Sowmya — please remove the client's name from the first page. His name is
EFTA01410637
incorrectly r
{cid:[email protected]}
From:
{cid:[email protected]}
Vahe Stepanian/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Sowmya-D R/db/dbcom@DBAPAC, Jay Lipman/db/dbcom,
{cid:[email protected]}
Cc:
{cid:[email protected]}
Kumar Sambhav/db/dbcom@DBAPAC, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/-
db/dbcom
{cid:[email protected]}
{cid:[email protected]}
02/18/2015 05:08 AM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr**
[I]
EFTA01410638
Classification: For internal use only
Sowmya — please remove the client's name from the first page. His name is
incorrectly reflected as "Jeff Epstein" .
The confirm should be addressed to "Southern Financial LLC", which should be
included on page 1 (not "Jeff Epstein").
Thank you,
Vahe
From: Sowmya-D R
Sent: Friday, February 13, 2015 3:18 PM
To: Jay Lipman
Cc: Kumar Sambhav; Prabhuling-C Kottalagi; Sanjay Mehta; Vahe Stepanian
Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Hi Jay,
Please find revised doc attached, Let me know if you need further changes to
doc?
(See attached file: 618176.pdf)
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email:
Alternative contact Anil-S Kumar (
) Ph:
Or Ambaji Mane (
) ph : +
For any escalation please contact :
Ph:
Group ID :
{Inactive hide details for Jay Lipman---02/13/2015 11:25:38 PM---Hi,}Jay
Lipman---02/13/2015 11:25:38 PM---Hi,
Icid:[email protected]
From:
EFTA01410639
{cid:[email protected]}
Jay Lipman/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Sowmya-D R/db/dbcom@DBAPAC, Sagar-A Valecha/db/dbcom, ODC-Equities Account-
Maintenance/db/dbcom@DBEMEA,
{cid:[email protected]}
Cc:
{cid:[email protected]}
GCO Account-Opening/db/dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh
Gupta/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom,
Sanjay Mehta/db/dbcom, Smita-K Hegde/ext/dbcom@DBEMEA, Vahe Stepanian/db/-
dbcom
{cid:[email protected]}
{cid:[email protected]}
02/13/2015 11:25 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr**
[I]
EFTA01410640
Hi,
Has this been done? We really need to get this out to the client in the next
hour. Thanks.
Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc
fl
From: Sowmya-D R
Sent: Friday, February 13, 2015 9:49 AM
To: Sagar-A Valecha; ODC-Equities Account-Maintenance
Cc: GCO Account-Opening; Jay Lipman; Kumar Sambhav; Nitesh Gupta; Prabhuling-
C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Smita-K Hegde; Vahe Stepanian
Subject: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -
127608**sgr** [I]
Classification: For internal use only
Hi ODC,
Please change the Domicile of the fund with EDI #127608 to "Virgin Island"
as it reflects in DB CAR. Please find s/s below.
Kindly treat this as very URGENT issue as client needs the corrected doc in
next 2 hours.
{cid:[email protected]}
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email:
Alternative contact Anil-S Kumar (
) Ph:
Or Ambaji Mane (
) ph : +
EFTA01410641
For any escalation please contact :
Ph:
Group ID :
{Inactive hide details for Sagar-A Valecha---02/13/2015 08:16:37 PM---
Classification: For internal use only Hi ODC/Smita,}Sagar-A
Valecha---02/13/2015 08:16:37 PM---Classification: For internal use only Hi
ODC/Smita,
{cid:[email protected]}
From:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
ODC-Equities Account-Maintenance/db/dbcom@DBEMEA, Smita-K Hegde/ext/-
dbcom@DBEMEA,
{cid:[email protected]}
Cc:
{cid:[email protected]}
Jay Lipman/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC, GCO Account-Opening/db/-
dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh Gupta/db/dbcom,
Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom, Sanjay Mehta/db/-
dbcom, Vahe Stepanian/db/dbcom
{cid:[email protected]}
{cid:[email protected]}
02/13/2015 08:16 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
EFTA01410642
Classification: For internal use only
Hi ODC/Smita,
Please do the needful in downstream system.
Thanks
From: Sowmya-D R
Sent: 13 February 2015 20:11
To: Jay Lipman
Cc: corporate chasing; GCO Account-Opening; Kumar Sambhav; Nitesh Gupta;
Prabhuling-C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Vahe Stepanian
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
Classification: For internal use only
Hi Sagar,
Can the EDI be amended to reflect "Virgin Island" then?
fcid:1 [email protected]
Hi Jay,
We cannot re-create the doc until our static is fixed.
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email:
EFTA01410643
Alternative contact Anil-S Kumar (
) Ph:
Or Ambaji Mane (
) h : +
For any escalation lease contact :
Ph:
Group ID :
{Inactive hide details for Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar,}-
Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar,
{cid:[email protected]}
From:
{cid:[email protected]}
Jay Lipman/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC,
fcid:[email protected]
Cc:
{cid:[email protected]}
corporate chasing/db/dbcom@DBAPAC, GCO Account-Opening/db/dbcom@DBEMEA,
Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Kumar Sambhav/db/-
dbcom@DBAPAC, Vahe Stepanian/db/dbcom, Nitesh Gupta/db/dbcom
{cid:[email protected]}
{cid:[email protected]}
02/13/2015 07:03 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
EFTA01410644
Hi Sagar,
Thank you for confirming.
Sowmya,
Please make the appropriate changes to the confirm so that this address is
reflected on both page one and page two. Thank you.
From: Sagar-A Valecha
Sent: Friday, February 13, 2015 7:38 AM
To: Jay Lipman; Sowmya-D R
Cc: corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay
Mehta; Kumar Sambhav; Vahe Stepanian; Nitesh Gupta
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
Classification: For internal use only
Hi Jay/Sowmya,
After making a search with the entity name in db car we see the below
address is reflecting as per the screen shot.
Kindly advise.
{cid:[email protected]}
Thanks
From: Jay Lipman
Sent: 13 February 2015 17:51
To: Sowmya-D R; Nitesh Gupta
Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Prabhuling-C
Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian
EFTA01410645
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr**
Hi,
I need a response here urgently. Please respond ASAP.
From: Sowmya-D R
Sent: Thursday, February 12, 2015 4:00 PM
To: Nitesh Gupta
Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Jay Lipman;
Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav
Subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**
Classification: Public
Hi Nitesh,
Need your urgent attention on the below as client is expecting amended
confirmation ASAP.
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email:
Alternative contact Anil-S Kumar (
) Ph:
Or Ambaji Mane (
) h : +
For any escalation please contact :
Ph:
Group ID :
Forwarded by Sowmya-D R/db/dbcom on 02/13/2015 02:29 AM
{cid:[email protected]}
From:
{cid:[email protected]}
Sowmya-D R/db/dbcom
{cid:[email protected]}
To:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom@DBCOEX,
{cid:[email protected]}
EFTA01410646
Cc:
{cid:[email protected]}
corporate chasing/db/dbcom@DBAPAC, GCO Account-Openin /db/dbcom@DBEMEA,
[email protected],
{cid:[email protected]}
{cid:[email protected]}
02/12/2015 10:39 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
Re: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**
Classification: Public
Hi Sagar,
The fund is in question is - Southern Financial LLC - EDI # 127608
Let me know if you need further details on this.
Thanks & Regards,
Soumya D R
EFTA01410647
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email:
Alternative contact Anil-S Kumar (
) Ph:
Or Ambaji Mane (
) h : +
For any escalation please contact :
Ph:
Group ID :
{Inactive hide details for Sagar-A Valecha---02/12/2015 10:36:01 PM---
Classification: Public Hi Sowmya,}Sagar-A Valecha---02/12/2015 10:36:01 PM---
Classification: Public Hi Sowmya,
{cid:[email protected]}
From:
{cid:[email protected]}
Sagar-A Valecha/db/dbcom@DBCOEX
{cid:[email protected]}
To:
{cid:[email protected]}
Sowmya-D R/db/dbcom@DBAPAC,
{cid:[email protected]}
Cc:
{cid:[email protected]}
GCO Account-Opening/db/dbcom@DBEMEA, corporate chasing/db/dbcom@DBAPAC, Jay
Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom
{cid:[email protected]}
{cid:[email protected]}
02/12/2015 10:36 PM
{cid:[email protected]}
Subject:
{cid:[email protected]}
EFTA01410648
Fw: ***Southern Financial LLC*** EDI - 127608 [I]**sgr**
Classification: Public
Hi Sowmya,
After making a search in Delaware registry document we see the several
entities.
Kindly confirm with the correct or full name so that we can help you with
the current address mentioned in the registry doc.
fcid:[email protected]
{cid:[email protected]}
Thanks
Kind regards,
Sagar-A Valecha
fcid:[email protected]
Sagar-A Valecha
DBOI Global Services Private Limited
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jai ur, India
EFTA01410649
fcid:[email protected]
Fw: ***Southern Financial LLC*** EDI - 127608 [I]
Sowmya-D R
to:
GCO Account-Opening
12/02/2015 01:08
EFTA01410650
Cc:
jay.lipman, prabhuling-c.kottalagi, sanjay.mehta, corporate chasing
Classification: For internal use only
EFTA01410651
Hi Team,
Fund - Southern Financial LLC has been created with Wilmington, Delaware,
USA Domicile. Can you please provide us the "Registry Address proof" which
was used to map this fund to Wilmington, Delaware, USA Domicile?
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email:
Alternative contact Anil-S Kumar (
) Ph:
Or Ambaji Mane (
) ph : +
For any escalation please contact :
Ph:
Group ID :
Forwarded by Sowmya-D R/db/dbcom on 02/12/2015 01:04 AM
From:
Vahe Stepanian/db/dbcom@DBCOEX
To:
Jay Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom,
Cc:
corporate chasing/db/dbcom@DBAPAC, Sowmya-D R/db/dbcom@DBAPAC, Sanjay Mehta/-
db/dbcom, Adrian De-Nicola/db/dbcom, Daniel Sabba/db/dbcom
02/11/2015 11:40 PM
Subject:
RE: Need your assistance***Southern Financial LLC*** [I]
EFTA01410652
Classification: For internal use only
Prabhuling- when do you expect this to be done?
From: Jay Lipman
Sent: Wednesday, February 11, 2015 10:27 AM
To: Prabhuling-C Kottalagi
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel
Sabba; Vahe Stepanian
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Hi Prabhuling,
Can you assist us in making the following changes to this confirm, as we
noticed a few issues.
Please remove the client's personal name "Jeff Epstein" in the
To: Client line
Name and address of Southern Financial should be consistent on
both pages:
o
On page 1, the client name/address is Southern Financial LLC,
Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red
Hook Quarter, ST Thomas, VI 00802
o
Please ensure that the latter name/address is used: Southern Financial
LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802
Please reach out with any questions. Thank you.
Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc
From: Prabhuling-C Kottalagi
Sent: Monday, February 09, 2015 4:58 PM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay
Lipman; Mark Whyman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Vahe/Daniel,
Please find the attached confirmation.
Note: Attached doc is password protected and the password is SFL987
Regards
fcid:[email protected]
Prabhuling-C Kottalagi
DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel.
Email
EFTA01410653
For any escalation please contact below :
First level escalation
Second level escalation :
{cid:[email protected]}
From: Mark Whyman
Sent: Tuesday, February 10, 2015 3:22 AM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola;
Prabhuling-C Kottalagi; Jay Lipman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Prabhuling,
Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman
(all internal)?
Thanks,
Mark
{cid:[email protected]}
Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.
60 Wall St, 4th Floor
New York, NY, 10005
{cid:[email protected]}
Disclaimer: https://ederivatives.db.com/static/disclaimer.html
From: Vahe Stepanian
Sent: Monday, February 09, 2015 4:49 PM
To: Mark Whyman; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola;
Prabhuling-C Kottalagi; Jay Lipman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if
you could please include me, Daniel Sabba, and Jay Lipman (CC'ed).
This is so that we can check the confirm for accuracy, and keep track of
them.
Cheers,
Vahe
From: Mark Whyman
Sent: Monday, February 09, 2015 4:47 PM
To: Vahe Stepanian; Daniel Sabba
EFTA01410654
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola;
Prabhuling-C Kottalagi
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Daniel / Vahe,
Can ou confirm that the option confirmation for TWTR should be sent to
7
Thanks,
Mark
{cid:[email protected]}
Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.
60 Wall St, 4th Floor
New York, NY, 10005
fcid:[email protected]
Disclaimer: https://ederivatives.db.com/static/disclaimer.html
From: Prabhuling-C Kottalagi
Sent: Monday, February 09, 2015 4:07 PM
To: Mark Whyman
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola
Subject: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Mark,
We have one outstanding deal with Southern Financial LLC traded on Jan
27,2015 with Twitter Inc as underlying. The client contact which is updated
in the our system is
which has gmail as its domain.
Please advise ,can we dispatch the doc for countersign to above mentioned
contact, else please share the client contact details.
Please let me know if you need any additional information.
Many thanks in advance.
Counterparty Name
Trade Id
Product
trade date
underlyingDescription
EFTA01410655
trader name
Marketer
Southern Financial LLC
NY-NY-0C-618176-1-0-0
Generic OTC
27-Jan-15
Twitter Inc
Michael-C Krueger
Mark Whyman NY NEW
Regards
{cid:[email protected]}
Prabhuling-C Kottalagi
DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel.
Email
For any escalation please contact below :
First level escalation
Second level escalation :
[attachment "618176.pdf" deleted by Kumar Sambhav/db/dbcom]
fcid:[email protected]
EFTA01410656
Related Documents (6)
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.