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efta-01414159DOJ Data Set 10Other

EFTA01414159

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DOJ Data Set 10
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efta-01414159
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Apple transfer to Merrill Lynch [I] From: Mary Murray Date: Thu, 30 Mar 2017 11:07:29 -0400 To: Tazia Smith Cc: Stewart Oldfield Joshua Shoshan Vahe Stepanian Zbynek Kozelsky Classification: For internal use only We need a signed LOA from the client for below that also references his DBSI account number. We're shorthanded so it would be great if Vahe could ask the client for that. Thank you. From: Tazia Smith Sent: Thursday, March 30, 2017 11:04 AM To: Zbynek Kozelsky Cc: Mary Murray; Stewart Oldfield; Joshua Shoshan; Vahe Stepanian Subject: FW: Apple transfer to Merrill Lynch [I] Importance: High Classification: For internal use only Ziggy — Stock transfer for JE. I spoke with Rich Kahn on this. Given constrained resources, please advise on next step to effectuate these instructions:. From: Richard Kahn [mailto: Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith EFTA01414159 Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial Llc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FFC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell EFTA01414160

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