EFTA01414554

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EFTA Disclosure

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Subject: FW: (No Subject) [I] From: Stewart Oldfield < M> Date: Tue, 07 Jun 2016 17:17:57 -0400 To: Joseph Dursi Andrew King Cc: Daniel Sabba Vahe Stepanian Brianna Fowler Classification: For internal use only Have you guys looked at preferreds? From: Daniel Sabba Sent: Tuesday, June 07, 2016 5:01 PM To: Vahe Stepanian; Stewart Oldfield Subject: FW: (No Subject) Did u get this? Stew maybe this topic is a perfect entree for ISG? Original Message From: Richard Kahn [ Sent: Tuesday, June 07, 2016 04:49 PM Eastern Standard Time To: Subject: can you please look into a basket of preferred stocks (probably via a structured note) that we can lever 2-3x in a margin account thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01414554 EFTA01414555

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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