Case File
efta-01414826DOJ Data Set 10OtherEFTA01414826
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01414826
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Approval Required on $23mn Wire [I]
From: Cynthia Rodriguez
Date: Tue, 22 Nov 2016 15:11:01 -0500
To: Matthew Schaefer
[email protected],
PWM SPG
Cc: Stewart Oldfield
Hi Matthew,
For some reason, the updated signature card is not in the repository.
Attached is the POA on file for this company. The corporate resolution can
also be found in approved KYC case 01195100. Please let me know if you need
anything else for this.
Kind regards,
Cynthia Rodriguez
fcid:[email protected]
Cynthia Rodriguez
Assistant Vice President
Deutsche
Deutsche
345 Park
Tel.
Fax
Email
Bank Trust Company Americas
Asset & Wealth Management
Avenue, 10154-0004 New York, NY, USA
From: Matthew Schaefer
Sent: Tuesday, November 22, 2016 3:00 PM
To: Cynthia Rodriguez; '[email protected]'; PWM SPG
Cc: Stewart Oldfield
EFTA01414826
Subject: RE: Approval Required on $23mn Wire [I]
Classification: For internal use only
Hi Cynthia,
Please send me the client's signature card.
Kind regards,
Matthew Schaefer
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Matthew Schaefer
Regulatory Analyst I Supervisory Principals Group
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Managment
5022 Gate Parkway, Suite 400, 32256
Jacksonville, USA
Mail Sto : JCK01-0231
Tel.
Mobil
Email
From: Cynthia Rodriguez [mailto:
Sent: Tuesday, November 22, 2016 2:27 PM
To: '[email protected]' <[email protected]>; PWM SPG
aa'
Cc: Stewart Oldfield
Subject: Approval Required on $23mn Wire
Importance: High
EFTA01414827
Hello,
Our client, Southern Trust Company, would like to internally transfer $23mn
into their brokerage account under the name of The Haze Trust. Please see
attached letter of instruction. The callback was made to the phone number on
file, and confirmed by Darren Indyke who is the signatory on the account.
Please provide approval to process this wire today. Thank you.
Kind regards,
Cynthia Rodriguez
{cid:[email protected]}
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Email
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01414828
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01414829
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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