EFTA01417207

Subject: Re: Southern Financial - 2018 revenues [C] From: Stewart Oldfield e > Date: Thu, 23 M To: Leslie Roth Cc: Robert Frohlich Southern never traded CDs. They did have deposits though. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. On May 23, 2019, at 8:03 PM, Leslie Roth wrote: > Classification: Confidential Hi Stewart, There are a few 2018 CD accounts which have not been recoded away from you. We'll get those recoded in the next GMIS update which is in August. Leslie Roth Deutsche Bank AG, Filiale New York Wealth Management - 04 New York, NY, USA EFTA01417207 From: Robert Frohlich Sent: Thursday, 23 May, 2019 5:26 PM To: Stewart Oldfield Cc: Leslie Roth Subject: Southern Financial - 2018 Classification: Confidential Hi Stewart, revenues [C] I think what happened is that only part of the revenues were moved to a House accounts in 2018 and EUR 592k still remained assigned to your name last year. Is this in line with your expectations as I wasn't involved in the discussions back then? CC'in Leslie who I believe is closer to the topic and GMIS. Sum of EUR Year relationship reference* 1.CRM Investment Platform Name 2,018 2,019 Grand Total EFTA01417208 SOUTHERN FINANCIAL Recon UBR_Diff. (US Onshore) Capital Markets 179,815 147,738 327,553 Deposits 229,748 171,971 401,719 Other Products 1,529 0 1,529 Recon UBR_Diff. (US Onshore) Total 411,092 319,709 730,800 Stewart Oldfield Deposits 592,400 592,400 Stewart Oldfield Total EFTA01417209 592,400 592,400 SOUTHERN FINANCIAL Total 1,003,491 319,709 1,323,200 Grand Total 1,003,491 319,709 1,323,200 Kind regards, Rob Frohlich <image001.gif> Robert Frohlich Deutsche Bank AG, Filiale New York Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA EFTA01417210