EFTA01418071

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efta-01418071

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Subject: RE: (No Subject) [I] From: Stewart Oldfield Date: Tue, 07 Jun 2016 17:03:09 -0400 To: Daniel Sabba , Vahe Stepanian Classification: For internal use only I did not. I've never seen preferreds put into notes and I don they need the structure when they can just trade margin. Happy intro to ISG but let me make sure they know something about the From: Daniel Sabba Sent: Tuesday, June 07, 2016 5:01 PM To: Vahe Stepanian; Stewart Oldfield Subject: FW: (No Subject) 't see why to make the space Did u get this? Stew maybe this topic is a perfect entree for ISG? Original Message From: Richard Kahn [ Sent: Tuesday, June 07, 2016 04:49 PM Eastern Standard Time To: Subject: can you please look into a basket of preferred stocks (probably structured note) that we can lever 2-3x in a margin account thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell via a EFTA01418071 EFTA01418072

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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