EFTA01418198

Subject: RE: DB preferred deposits and CDs - rate update as of 2/5/18 [I] From: Cynthia Rodriguez Date: Thu, 08 Feb 2018 10:21:50 -0500 To: Stewart Oldfield ‹ > Classification: For internal use only Hey, I'm a little backed up with 2 acct openings and 7 kycs at the moment so I asked Daphne's team for some help For the KYC we will need the following: Names Address Date of Birth Social Security Number Source of Wealth Source of where funds are coming from to fund the CD (bank statement) Photo ID I can send you blank account docs if you want. Thanks! Kind regards, Cynthia Rodriguez {cid:[email protected]} EFTA01418198 Cynthia Rodriguez Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York, NY, USA Tel Fax Emai From: Stewart Oldfield Sent: Thursday, February 08 2018 10:12 AM To: Cynthia Rodriguez Subject: FW: DB preferred deposits and CDs - rate update as of 2/5/18 From: Richard Kahn [mailto: Sent: Thursday, February 08, 2018 10:11 AM To: Stewart Oldfield ffi • Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thank you yes please send account forms Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax EFTA01418199 cell On Feb 8, 2018, at 10:10 AM, Stewart Oldfield ‹ > wrote: Happy to help her out. Minimum CD investment is $250k since not FDIC insured. If you'd like me to send you account forms, just let me know. Hope all is well. Thanks From: Richard Kahn [mailto: Sent: Thursday, Februar 08, 2018 8:59 AM To: Stewart Oldfield Subject: Re: DB preferred deposits and CDs - rate update as of 2/5/18 thanks for sending - still waiting on feedback from jee however my mother may be interested in these CD's EFTA01418200 figure she would invest 200k or so..and probably add over time to about 500k please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Feb 6, 2018, at 2:28 PM, Stewart Oldfield e > wrote: Please see below for the latest DB bank account and CD rates. The interest rate on our Preferred Banking Account has increased to 1.20% for individuals. This rate also applies to sweep deposits into DB AG NY from linked brokerage accounts. EFTA01418201 Deutsche Bank AG NY Branch Preferred Certificates of Deposit Deutsche Bank AG New York Preferred Certificates of Deposit (Deutsche Bank AG Preferred CDs) can offer you a balance between your short-term liquidity needs and long-term strategic objectives. We're currently offering a promotional 9-month variable-rate Deutsche Bank AG Preferred CD as well as our standard fixed rate 1-month, 3-month, 6- month, 12-month, 18-month and 24-month Deutsche Bank AG Preferred CDs. Please find below our indicative rates, which are subject to change. Promotional Terms Deutsche Bank is running a promotional campaign through February 28, 2018 on the 6-month and 12-month DB AG New York Preferred CDs. Deutsche Bank AG NY Branch USD Client Promotional Rate (not FDIC-insured) and annual percentage yield are accurate as of 2/5/2018. EFTA01418202 Term Interest Rate Annual Percentage Yield 6-month Personal 2.00% 2.02% 6-month Business 1.90% 1.92% 12-month Personal EFTA01418203 2.25% 2.28% 12-month Business 2.15% 2.18% Other Available Terms Deutsche Bank AG NY Branch USD Client Rates (not FDIC-insured) and annual percentage yield are accurate as of 2/5/2018. Tenor EFTA01418204 Interest Rate Annual Percentage Yield 1-month 1.25% 1.26% 3-month 1.50% 1.51% 9-month variable rate 1.82%** 1.84%** 18-month EFTA01418205 2.40% 2.43% 24-month 2.50% 2.53% The minimum deposit to purchase a Preferred CD and receive the advertised rate is $250,000 (unless you already maintain funds in another Preferred CD and/or a Preferred Banking Account that are equal to or greater than $250,000 in the aggregate). A penalty may be imposed for early withdrawals (see Terms and Conditions Statement for details). There is a maximum deposit of $25 million per client / per term on the Deutsche Bank AG NY Preferred Certificate of Deposit. **The interest rate may change after the account is opened. The interest rate for the 9-month variable rate Deutsche Bank AG Preferred CD will be determined on the first business day of each calendar month during the term of the Deutsche Bank AG Preferred CD. The interest rate for each calendar month will be the Federal Funds effective rate for the first business day of the month as published in the Wall Street Journal + a pre-determined basis point spread. EFTA01418206 **Please find attached some additional information on our offering, including an overview of Deutsche Bank AG Preferred CDs. The minimum deposit to purchase a Preferred CD and receive the advertised rate is $250,000 (unless you already maintain funds in another Preferred CD and/or a Preferred Banking Account that are equal to or greater than $250,000 in the aggregate). A penalty may be imposed for early withdrawals (see Terms and Conditions Statement for details). There is a maximum deposit of $25 million per client per term on the Deutsche Bank AG NY Preferred Certificate of Deposit. Please do not hesitate to contact me with any questions or to discuss further. Thanks, Stew <image003.png> Stewart Oldfield, CFA, CAIA Director EFTA01418207 Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <Preferred_CD_External_Daily_Pricing_Sheet_As_Of_02052018.pdf><Preferred_Ban- king_Account_External_Rate_Sheet_02052018_NEW_YORK.PDF><WM178439_DB_AG_NY_Pr- eferred CD Overview External FINAL.PDF> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01418208 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01418209