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efta-01418540DOJ Data Set 10Other

EFTA01418540

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01418540
Pages
2
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Southern Financial Client 0 Segment Interest in investment themes Real estate VC / PE Tech / Silicon Valley Sustainable Philanthropy Next Generation Prospect Tracking "Top 100" Account Planning Template Platinum u 0 Client Profile Client Details Client Service Team Client Insight Name Southern Financial LLC GMT Wealth creation cycle Late stage / mature business Beneficial Owner Jeffrey Epstein Sub-GMT Investment objectives Growth Client Identifier (#) Booking Centre New York Risk appetite High Company name Southern Financial LLC Client Advisor Stew Oldfield Succession planning? Length of WM relationship 3 years Investment Advisor Significant changes to net worth / investments? No Client type Legal Entity WM ExCo Sponsor Estimated total net worth (€m) 909 KCP eligible Competitor relationships Estimated liquid assets (€m) 909 KCP onboarded AuM with DB (€m) KCP contact Recent changes to DB relationship / contacts? Departure of Paul Morris CBV with DB (€m) Additional DB relationship holders Source of wealth Business Interests Industry Private Equity / Investments Last client meeting 5/25/2016 Next client meeting dd/mm/yy Client Financials Account Summary Product Breakdown 2016 YtD 2015 2016 YtD (May) 2016 Plan Investment management Capital Markets Lending and Deposits Wealth Planning Partnerships Discretionary Advisory Lending Deposits Revenue YtD (EURk) 917515.6119199999 484451.5928899999 459000 26000 AuM (EURk) 2.875904060899999E8 2.1007018890000004E8 CBV (EURk) 2.8759040609000003E8 2.1007018890000004E8 NNA(EURk) -1.4186861499999993E7 -7.037822308999999E7 Summary of opportunity $50MM ISG relationship with Southern Financial LLC / Jeff Epstein Opportunities Key Client Opportunities Product Breakdown by Revenue (€k) Opportunity Planned / Incremental AUM (€m) Potential Revenue (k) Investment management Capital Markets Lending and Deposits Wealth Planning Partnerships Discretionary Advisory Lending Deposits CFP/Cross Bank KCP 1 ISG Incremental 45000 45000 2 KCP Incremental 45000 45000 3 4 EFTA01418540 Total SUM(339:J42)=90000 Planned 0 Incremental SUM(341:344)=90000 Action Plan Opportunity Pricing (k) Action 1 ISG capabilities 2 KCP Due date 50 45000 12/31/2016 50 45000 Confidential Deutsche Bank Wealth Management Deutsche Bank Wealth Management (bps) AUM (m) Rev. size of opportunity Status Responsible Outcome & Comments Conversations with Epstein re ISG Preliminary discussions 12/31/2016 EFTA01418541

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Case 9:08-cv-80736-KAM Document 435 Entered on FLSD Docket 02/21/2019 Page 1 of 33

Case 9:08-cv-80736-KAM Document 435 Entered on FLSD Docket 02/21/2019 Page 1 of 33 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA CASE NO. 08-80736-CIV-MARRA JANE DOE 1 AND JANE DOE 2, Petitioners, vs. UNITED STATES, Respondent. OPINION AND ORDER This cause is before the Court upon Jane Doe 1 and Jane Doe 2's Motion for Partial Summary Judgment (DE 361); the United States's Cross-Motion for Summary Judgment (DE 408); Jane Doe 1 and Jane Doe 2's Motion to Compel Answers (DE 348) and Jane Doe 1 and Jane Doe 2's Motion for Finding Waiver of Work Product and Similar Protections by Government and for Production of Documents (DE 414). The Motions are fully briefed and ripe for review. The Court has carefully considered the Motions and is otherwise fully advised in the premises. I. Background The facts, as culled from affidavits, exhibits, depositions, answers to interrogatories and reasonably inferred, for the purpose of these motions, are as follows: From betw

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