Case File
efta-01420278DOJ Data Set 10OtherEFTA01420278
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01420278
Pages
9
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: JEE WT [C]
From: Richard Kahn <IIM
>
Date: Wed, 28 Dec 2016 11:52:18 -0500
To: Rowena Thomas
Cc: Marjorie Flash
Stewart Oldfield
Darren Indyke
Bella Klein
please confirm wire was sentthank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New
tel
fax
cel
On Dec 27, 2016, at 11:10 AM, Rowena Thomas
> Classification: Confidential
Will handle.
Thank You,
Rowena Thomas
<image001.gif>
Rowena Thomas
Service Officer I Custody
wrote:
Deutsche Bank Trust Company, National Association
EFTA01420278
Deutsche Bank Wealth Management
5022 Gate Parkway. Suite 400, Jacksonville, FL 32256 USA
Tel
Fax
Email
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust
Company Americas (the "Bank") shall only be obligated to act on any
instructions to buy or sell mutual funds or elect on a Corporate Action
instruction that you deliver via email, voicemail or facsimile, at such time
as your Bank representative has confirmed via email or telephone that the
Bank has received your request.
With respect to all other trading instructions (including, without
limitation, foreign currency transactions), The Bank shall only be obligated
to act on any such instructions at such time as your Bank representative has
confirmed that the Bank has received your request via telephonic
communication.
Please note, automated electronic responses such as "read receipts" or fax
confirmations do not constitute confirmation by the Bank that your
instructions have been received. If you submit trade instructions and do not
receive a timely confirmation that the Bank has received such instructions,
please contact your Bank representative immediately.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error), please notify the sender immediately and delete the communication
from your computer. Any unauthorized copying, disclosure or distribution of
the material is this communication is prohibited. Deutsche Bank does not
render legal or tax advice, and information contained in this communication
should not be regarded as such.
If you reside in, or have business in Canada and wish to unsubscribe from
receiving email communication, please reply to [email protected]
and type "unsubscribe" in the subject line.
<image002.gif>
From: Richard Kahn [mailto:
Sent: Tuesday, De
•
To: Rowena Thomas
EFTA01420279
Cc: Marjorie Flash
Subject: Re: JEE WT [C]
ok attached is request
Stewart Oldfield
; Bella Klein
please call darren indyke at
to confirm
thank you
<image003.png>
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
tel
fax
cel
On Dec 27, 2016, at 11:06 AM, Rowena Thomas
wrote:
Classification: Confidential
EFTA01420280
Hi Richard,
I'm monitoring Marjorie's email. While she is on vacation please forward me
your request.
Thank You,
Rowena Thomas
<image001.gif>
Rowena Thomas
Service Officer I Custody
Deutsche Bank Trust Company, National Association
Deutsche Bank Wealth Management
5022
' e 400, Jacksonville, FL 32256 USA
Tel.
Fax
Emai
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust
Company Americas (the "Bank") shall only be obligated to act on any
instructions to buy or sell mutual funds or elect on a Corporate Action
instruction that you deliver via email, voicemail or facsimile, at such time
as your Bank representative has confirmed via email or telephone that the
Bank has received your request.
With respect to all other trading instructions (including, without
limitation, foreign currency transactions), The Bank shall only be obligated
to act on any such instructions at such time as your Bank representative has
confirmed that the Bank has received your request via telephonic
communication.
Please note, automated electronic responses such as "read receipts" or fax
confirmations do not constitute confirmation by the Bank that your
instructions have been received. If you submit trade instructions and do not
EFTA01420281
receive a timely confirmation that the Bank has received such instructions,
please contact your Bank representative immediately.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error), please notify the sender immediately and delete the communication
from your computer. Any unauthorized copying, disclosure or distribution of
the material is this communication is prohibited. Deutsche Bank does not
render legal or tax advice, and information contained in this communication
should not be regarded as such.
If you reside in, or have business in Canada and wish to unsubscribe from
receiving email communication, please reply to [email protected]
and type "unsubscribe" in the subject line.
<image002.gif>
From: Richard Kahn [mailto:
Sent: Tuesday, Dec
To: Marjorie Flash
Cc: Stewart Oldfield
>; Bella Klein
Subject: Fwd: JEE WT
; Darren Indyke
i just called and received a voicemail that you will be out of the office
please advise who can process attached euro wire
thank you
<image003.png>
Richard Kahn
HBRK Associates Inc.
EFTA01420282
575 Lexington Avenue 4th Floor
New
tel
fax
cel
Begin forwarded message:
From: Marjorie Flash
Subject: RE: HE WT
Date: October 28, 2016 at 3:00:17 PM EDT
To: bellaklein e
>
Cc: Darren Indyke
Richard Kahn e
>
Bella,
Received and processing. Thanks.
Kind Regards,
Marjorie Flash
EFTA01420283
I have relocated to Deuts
1/4/16 my new office # is
•
in .7
fax #
•
effective
Marjorie Flash
Deutsche Bank Trust Company, National Association
Deutsche Bank Wealth Management
5022 Gate Pkwy #400
Jacksonville. FL 32256
Tel
Fax
Email:
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust
Company Americas (the "Bank") shall only be obligated to act on any
instructions to buy or sell mutual funds or elect on a Corporate Action
instruction that you deliver via email, voicemail or facsimile, at such time
as your Bank representative has confirmed via email or telephone that the
Bank has received your request.
With respect to all other trading instructions (including, without
limitation, foreign currency transactions), The Bank shall only be obligated
to act on any such instructions at such time as your Bank representative has
confirmed that the Bank has received your request via telephonic
communication.
Please note, automated electronic responses such as "read receipts" or fax
confirmations do not constitute confirmation by the Bank that your
instructions have been received. If you submit trade instructions and do not
receive a timely confirmation that the Bank has received such instructions,
please contact your Bank representative immediately.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error), please notify the sender immediately and delete the communication
from your computer. Any unauthorized copying, disclosure or distribution of
the material is this communication is prohibited. Deutsche Bank does not
render legal or tax advice, and information contained in this communication
should not be regarded as such.
If you reside in, or have business in Canada and wish to unsubscribe from
EFTA01420284
receiving email communication, please reply to [email protected]
and type "unsubscribe" in the subject line.
From: bellaklein [mailto:
Sent: Friday, October 28, 2016 2:48 PM
To: Marjorie Flash
Cc: Darren Indyke; Richard Kahn
Subject: JEE WT
Marjorie,
Please process the attached wire
Thank you,
Bella
Tel:
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01420285
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01420286
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