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efta-01420278DOJ Data Set 10Other

EFTA01420278

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01420278
Pages
9
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: JEE WT [C] From: Richard Kahn <IIM > Date: Wed, 28 Dec 2016 11:52:18 -0500 To: Rowena Thomas Cc: Marjorie Flash Stewart Oldfield Darren Indyke Bella Klein please confirm wire was sentthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Dec 27, 2016, at 11:10 AM, Rowena Thomas > Classification: Confidential Will handle. Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody wrote: Deutsche Bank Trust Company, National Association EFTA01420278 Deutsche Bank Wealth Management 5022 Gate Parkway. Suite 400, Jacksonville, FL 32256 USA Tel Fax Email Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn [mailto: Sent: Tuesday, De To: Rowena Thomas EFTA01420279 Cc: Marjorie Flash Subject: Re: JEE WT [C] ok attached is request Stewart Oldfield ; Bella Klein please call darren indyke at to confirm thank you <image003.png> Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cel On Dec 27, 2016, at 11:06 AM, Rowena Thomas wrote: Classification: Confidential EFTA01420280 Hi Richard, I'm monitoring Marjorie's email. While she is on vacation please forward me your request. Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management 5022 ' e 400, Jacksonville, FL 32256 USA Tel. Fax Emai Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not EFTA01420281 receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn [mailto: Sent: Tuesday, Dec To: Marjorie Flash Cc: Stewart Oldfield >; Bella Klein Subject: Fwd: JEE WT ; Darren Indyke i just called and received a voicemail that you will be out of the office please advise who can process attached euro wire thank you <image003.png> Richard Kahn HBRK Associates Inc. EFTA01420282 575 Lexington Avenue 4th Floor New tel fax cel Begin forwarded message: From: Marjorie Flash Subject: RE: HE WT Date: October 28, 2016 at 3:00:17 PM EDT To: bellaklein e > Cc: Darren Indyke Richard Kahn e > Bella, Received and processing. Thanks. Kind Regards, Marjorie Flash EFTA01420283 I have relocated to Deuts 1/4/16 my new office # is in .7 fax # effective Marjorie Flash Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management 5022 Gate Pkwy #400 Jacksonville. FL 32256 Tel Fax Email: Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from EFTA01420284 receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. From: bellaklein [mailto: Sent: Friday, October 28, 2016 2:48 PM To: Marjorie Flash Cc: Darren Indyke; Richard Kahn Subject: JEE WT Marjorie, Please process the attached wire Thank you, Bella Tel: This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01420285 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01420286

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