Case File
efta-01420801DOJ Data Set 10OtherEFTA01420801
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01420801
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Vijay, please call me when you can [I]
From: Stewart Oldfield <
›
Date: Thu, 13 Dec
To: Vijay-A Sawan
Cc: Vinita Advani
Mayur Rathod
Bradley Gilli
Classification: For internal use only
I think we need all of them anyway. There are accounts that we have opened
and linked internally to the relationship but may not be directly
affiliated.
Thanks
From: Vijay-A Sawant
Sent: Thursday, December 13, 2018 12:07 PM
To: Stewart Oldfiel
Cc: Vinita Advani
Mayur Rathod
Subject: RE: Vijay,
Importance: High
please call me when you can [I]
Classification: For internal use only
Hi Stewart,
As per our call earlier today, I will prepare list of all Legal
Representatives/Authorized Signors for all active accounts from the SOUTHERN
FINANCIAL RELATIONSHIP.
During my initial review, I came across attached letter which indicates that
Darren Indyke to be contacted for ALL accounts from this relationship.
Could you advise if this doc alone, is satisfies your request or would you
still need us to find out respective LR's on each active account from this
EFTA01420801
relationship?
We will proceed accordingly, thanks.
Kind Regards,
{cid:1 [email protected]}
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East. Mumbai - 400063 , India
Tel.
Mobile
[email protected]
From: Stewart Oldfield
Sent: Thursday, De m
r 1
2.1
:1 PM
To: Vijay-A Sawant
Subject: Vijay, please ca
me w en you can [I]
Classification: For internal use only
{cid:[email protected]}
Stewart Oldfield, CFA, CAIA
Director
EFTA01420802
Deutsche Bank
Deutsche Bank
345 P_
Tel.
Mobile
Email
Trust Company Americas
Wealth Management
York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
EFTA01420803
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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