Case File
efta-01421352DOJ Data Set 10OtherEFTA01421352
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01421352
Pages
5
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Fwd: A/C# 35-267-258 (SBL Pendin
From: Stewart Oldfield
Date: Tue, 12 Mar 2019 14:00:34 -0400
To: Brigid Macias
Did this one get closed yet?
Stewart Oldfield, CFA, CAIA
Deutsche
Deutsche
345 Park
Tel.
Mobile
Email
Bank Trust Company Americas
Bank Wealth Management
Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
Begin forwarded message:
From: Lisa-M Ramos
Date: March 12, 2019 at 1:53:00 PM EDT
To: Stewart Oldfield
Cc: Michael Coomb-Smith
, Sujeyri Olivo
, Michele-M
Quattrocchi
, Daphne Cales
Bradley Gillin
Subject: RE: A/C# 35-267-258 (SBL Pending)
> Stewart,
I have not heard back from you
Please advice
EFTA01421352
fhttps://brandportal.intranet.db.com/img/modules/logo.gifl
Lisa Ramos
Assistant Vice-President I WM Operations Americas I Team Lead, Document
Management
Deutsche Bank Wealth Management
345 Park Ave, New York, NY, 10154-0001, USA
Tel.
I Email
https://mydb.intranet.db.com/groups/wm-operations-us
From: Stewart Oldfield
Sent: Tuesday, Februar 19 2019 1:55 PM
To: Lisa-M Ramos
Cc: Michael Coomb-Smith
; Bri•id Macias
Quattrocchi
; Bradley Gillin
Subject: Re: A/C# 35-267-258 (SBL Pending)
; Su 'e ri Olivo
; Michele-M
Da hne Cales
Thanks. Will sort it out next week. This account will be closed soon anyway.
Thanks
Stewart Oldfield, CFA, CAIA
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
EFTA01421353
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
On Feb 19, 2019, at 1:34 PM, Lisa-M Ramos
wrote:
ca
The following account had three consecutive statement return occurrences.
The account will be placed in Suspended Balance Ledger (SBL) status on March
5,2019 if a new address is not made to FIS before that time. No hard copy
statements will be generated (only imaged statements) and the account will
be put on No Post until the client provides a letter to verify/change of the
address.
Please submit a DB Force case prior to March 5, 2019 to Doc
Management-Hold Mail with case subject Returned Mail to advise Doc
Management on what to do with the returned items after the system is updated
AND KARYNA SHULIAK
9/26/2018
7/31/2018
Statement
$745.53
AND KARYNA SHULIAK
10/12/2018
EFTA01421354
8/31/2018
Statement
$22,489.19
10/29/2018
9/30/2018
Statement
$22,166.22
12/12/2018
10/31/2018
Statement
$20,381.30
1/18/2019
11/30/2018
Statement
$18,583.52
AND KARYNA SHULIAK
AND KARYNA SHULIAK
AND KARYNA SHULIAK
<image001.gif>
EFTA01421355
Lisa Ramos
Assistant Vice-President I WM Operations Americas I Team Lead, Document
Management
Deutsche Bank Wealth Management
345 Park Ave, New York, NY, 10154-0001, USA
Tel.
I Email
https://mydb.intranet.db.com/groups/wm-operations-us
EFTA01421356
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