EFTA01422164

DBTCNA as of 9-30-2014 Current Year Prior Year 0 No. P/Y Question DBTCNA Memo PWM Estimated /Verified PWM Estimated /Verified Products/Services - Transactions: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 2a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) 51 46 Average Daily Volume (amounts in $ 000's) 713 E 678 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 5 5 ACH Number of Retail Transactions (average daily volume) 30 25 Average Daily Volume (amounts in $ 000's) 155 E 140 P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) Before rounding up EFTA01422164 Total 2 E 5 Average Daily Volume (amounts in $ 000's) Before rounding up Total 10 E 23 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total Further: 6a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) Argentina-ar 1 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 1 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily or V? 0 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 1 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 1 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily Islands-vg 0 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 0 E or V? 0 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 1 E 1 Average Daily Volume (amounts Number of Retail Transactions ky 0 E or V? 0 Average Daily Volume (amounts Number of Retail Transactions Republic of-ca 0 E or Average Daily Volume (amounts Number of Retail Transactions or V? 0 Average Daily Volume (amounts Number of Retail Transactions E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 1 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily 0 E 1 Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily in $ 000's) (average daily E in $ 000's) (average daily V? 0 in $ 000's) (average daily in $ 000's) (average daily 1 E 1 volume) Australia-au 1 E 1 volume) Bahamas 0 0 E or V? 0 volume) Bulgaria 1 E 1 volume) Brazil-br 1 E 1 volume) British Virgin 0 E 1 volume) Cameroon 0 E or V? 0 volume) Canada-ca 1 E 1 volume) Cayman Islands- 0 E or V? 0 volume) China, Peoples 0 E or V? 0 volume) Denmark 0 0 E or V? 0 volume) Ecuador 1 1 volume) 2 volume) 0 volume) E 1 France-fr E 1 Germany-gm E 1 Isle of Man E E 1 E 1 EFTA01422165 Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Ireland-ie 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Italy-it 0 E 1 E Average Daily Volume (amounts in $ 000's) 0 E 1 E Number of Retail Transactions (average daily volume) Mexico 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Netherlands 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) New Zealand 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Portugal-pt 0 E 1 E Average Daily Volume (amounts in $ 000's) 0 E 1 E Number of Retail Transactions (average daily volume) Singapore-sg 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 9 E Number of Retail Transactions (average daily volume) South Africa 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Spain 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 2 E Number of Retail Transactions (average daily volume) Sweden -se 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Number of Retail Transactions (average daily volume) Switzerland-sz 1 E 1 E Average Daily Volume (amounts in $ 000's) 1 E 1 E Number of Retail Transactions (average daily volume) Thailand 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) Ukraine 0 E or V? 0 E Average Daily Volume (amounts in $ 000's) 0 E or V? 0 E Number of Retail Transactions (average daily volume) United Kingdom- uk 1 E 1 E Average Daily Volume (amounts in $ 000's) 2 E 2 E Total F47+F5O+F53+F56+F59+F62+F65+F68+F71+F74+F77+F8O+F83+F86+F89+F92+F95+F98+F101- +F104+F107+F110+F113+F116+F119+F122+F125+F128+F131=14.0 Total F48+F51+F54+F57+F6O+F63+F66+F69+F72+F75+F78+F81+F84+F87+F9O+F93+F96+F99+F102- +F105+F108+F111+F114+F117+F120+F123+F126+F129+F132=16.0 F40-F133=-12.0 F41-F134=-6.0 EFTA01422166 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 7a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 8a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 9a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 10 10 Remotely Created Checks. Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E P/S 11 11 Domestic Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E P/S 12 12 International Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 12a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 13 13 Bulk Cash/Currency Repatriation Number of Retail Transactions (average daily volume) 0 E 0 E Average Daily Volume (amounts in $ 000's) 0 E 0 E Further: 13a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 14 14 Prepaid Cards: 14a 14a Prepaid Cards - Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 E 14b 14b Prepaid Cards - Non-Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E EFTA01422167 Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 15 15 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 P/S 16 16 Prepaid Card Programs - Third Party Sponsored: 16a 16a Prepaid Card Programs Third Party Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 16b 16b Prepaid Card Programs Third Party Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 P/S 17 17 Prepaid Card Programs - Bank Sponsored: 17a 17a Prepaid Card Programs Bank Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 17b 17b Prepaid Card Programs Bank Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 P/S 18 18 Prepaid Cardholders 18a 18a Prepaid Cardholders - Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 18b 18b Prepaid Cardholders - Non-Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 P/S 19 19 International Branches Total Number of Accounts (actual number) 2011, this was named "International Branch 0 E 0 Total Outstanding Balances (amounts in $ 000's) Facility" 0 E 0 Further: 19a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. EFTA01422168 P/S 20 20 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 20a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 21 21 Payable Through Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 21a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 22 22 Pouch Services Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 22a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 23 23 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 23a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 24 24 International Department Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 24a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 25 25 Domestic Private Banking Total Number of Accounts (actual number) From call report 2661 V 2708 V Total Outstanding Balances (amounts in $ 000's) From call report 9023684 V 7741051 V P/S 26 26 International Private Banking Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 25a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 27 27 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 26a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 28 28 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 'RC-T Back Up-2013'!C23=77.0 V 77 V Total Outstanding Balances (amounts in $ 000's) From call report 542766 V 512693 V P/S 29 29 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 0 V Total Outstanding Balances (amounts in $ 000's) 0 E 0 V EFTA01422169 Further: 29a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 30 30 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) From call report 22 V 23 E Total Outstanding Balances (amounts in $ 000's) 88785 V 88762 E P/S 31 31 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 1 E Total Outstanding Balances (amounts in $ 000's) 0 E 4769 E P/S 32 32 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) 49 E 55 E Total Outstanding Balances (amounts in $ 000's) 123074 E 123906 E P/S 33 33 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 68 E 71 E Total Outstanding Balances (amounts in $ 000's) 177131 E 188669 E P/S 34 34 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 35 35 Domestic Commercial Letters of Credit: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 36 36 International Commercial Letters of Credit - Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 36a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 37 37 Stand-by Letters of Credit Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 38 38 Brokerage Department/Operations Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 39 39 Investment Advisory/Management Total Number of Accounts (actual number) From call report 46 V 52 V Total Outstanding Balances (amounts in $ 000's) 107715 V 113437 V Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 40 40 Non-Resident Alien Accts Total Number of Accounts (actual number) 68 E 71 E Total Outstanding Balances (amounts in $ 000's) 177131 E 188669 E Further: 40a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Argentina 4 E 4 E Total Outstanding Balances (amounts in $ 000's) 5169 E 5204 E Total Number of Accounts (actual number) Australia-as 3 E EFTA01422170 3 Total Outstanding Balances (amounts in $ 000's) 1252 E 1291 E Total Number of Accounts (actual number) Bermuda-bd 1 1 Total Outstanding Balances (amounts in $ 000's) 2367 E 2364 E Total Number of Accounts (actual number) Bulgaria 3 3 Total Outstanding Balances (amounts in $ 000's) 329 E 330 Total Number of Accounts (actual number) Virgin Islands (US) 1 E 1 Total Outstanding Balances (amounts in $ 000's) 2157 E 1935 E Total Number of Accounts (actual number) Canada 7 E 7 E Total Outstanding Balances (amounts in $ 000's) 12709 E 12216 E Total Number of Accounts (actual number) France 9 E 9 E Total Outstanding Balances (amounts in $ 000's) 13417 E 18838 E Total Number of Accounts (actual number) Germany 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1618 E 1705 E Total Number of Accounts (actual number) Greece 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 26 E 26 E Total Number of Accounts (actual number) Hungary 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1388 E 1425 E Total Number of Accounts (actual number) Ireland 2 E 2 E Total Outstanding Balances (amounts in $ 000's) 1152 E 1.28 E Total Number of Accounts (actual number) Isle of Man 3 E 3 Total Outstanding Balances (amounts in $ 000's) 41603 E 41762 E Total Number of Accounts (actual number) Israel 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 238 E 240 E Total Number of Accounts (actual number) Italy 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 473 E 477 E Total Number of Accounts (actual number) Mexico 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1250 E 1186 E Total Number of Accounts (actual number) New Zealand 0 E 1 Total Outstanding Balances (amounts in $ 000's) 0 E 765 E Total Number of Accounts (actual number) Peru 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 1091 E 1054 E Total Number of Accounts (actual number) Russia 2 E 2 E Total Outstanding Balances (amounts in $ 000's) 183 E 187 E Total Number of Accounts (actual number) Singapore-sn 0 E 1 Total Outstanding Balances (amounts in $ 000's) 0 E 7481 E Total Number of Accounts (actual number) Sweden 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 565 E 556 E Total Number of Accounts (actual number) Switzerland 2 E 2 Total Outstanding Balances (amounts in $ 000's) 25391 E 24930 E Total Number of Accounts (actual number) United Kingdom 24 24 Total Outstanding Balances (amounts in $ 000's) 64753 E 63426 E Total Number of Accounts (actual number) Total Check EFTA01422171 F332+F335+F338+F341+F344+F347+F350+F353+F356+F359+F362+F365+F368+F371+F374+F- 377+F380+F383+F386+F389+F392+F395=69.0 H332+H335+H338+H341+H344+H347+H350+H353+H356+H359+H362+H365+H368+H371+H374+H- 377+H380+H383+H386+H389+H392+H395=71.0 Total Outstanding Balances (amounts in $ 000's) F333+F336+F339+F342+F345+F348+F351+F354+F357+F360+F363+F366+F369+F372+F375+F- 378+F381+F384+F387+F390+F393+F396=177131.0 188669 Compare check F398-F328=1.0 H401-H330=0.0 Compare check F399-F329=0.0 H399-H329=0.0 C 41 41 Politically Exposed Persons Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 41a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) China, Peoples Republic of-ca 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Memo item only; not part of... United States-us 25 E 12 Total Outstanding Balances (amounts in $ 000's) Memo item only; not part of response 109672 E 31606 E C 42 42 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 42a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies Total Number of Accounts (actual number) Bermuda-bd 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) British Virgin Islands (UK)-vi 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Netherlands Antilles-an 0 or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Singapore-sn 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Total Check 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 C 43 43 Money Service Business (MSB) - Domestic Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 C 44 44 Money Service Business (MSB) - Foreign Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 44a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. EFTA01422172 C 45 45 Money Service Business (MSB) - Money Transmitters Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 46 46 Money Service Business (MSB) - Check Cashers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 47 47 Money Service Business (MSB) - Issuers or Sellers of Traveler checks or Money Orders Total Number of Accounts (actual number) slightly different wording for 2011- NA 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 48 48 Money Service Business (MSB) - Providers of Prepaid Access: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 49 49 Money Service Business (MSB) - Sellers of Prepaid Access: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 50 50 Convenience Stores Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 51 51 Liquor Stores Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 52 52 Customers/Accts opened through the Internet, Mails, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 53 53 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 54 54 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 54a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 55 55 Domestic Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 'RC-T Back Up-2013'!C23=77.0 V 77 V Total Outstanding Balances (amounts in $ 000's) From call report 542766 V 512693 V C 56 56 Foreign Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 0 V Total Outstanding Balances (amounts in $ 000's) 0 E 0 V Further: 56a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 57 57 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E EFTA01422173 C 58 58 Travel Agencies Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 59 59 Casinos Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 60 60 Import/Export Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 61 61 Broker Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 62 62 Telemarketers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 63 63 Car Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 64 64 Boat/Airplane Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 65 65 Remotely Created Check Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 66 66 Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 67 67 Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 68 68 Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 69 69 Third Party Senders Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 70 70 Prepaid Card Program Managers: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E For internal use only EFTA01422174 RC-T Back Up-2014 Schedule RC-T -- Fiduciary and Related Services As reported 9/30/2014 (Column A) (Column B) (Column C) (Column D) FIDUCIARY AND RELATED ASSETS Dollar Amounts in Thousands Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts 4. Personal trust and agency accounts 5027295 3153136 2218 281 5. Employee benefit and retirement-related trust 5. a. Employee benefit -- defined contribution 0 5. b. Employee benefit -- defined benefit 0 5. c. Other employee benefit and retirement-related 91933 12 5 6. Corporate trust and agency accounts 7. Investment management and investment advisory agency accounts 107715 0 46 0 8. Foundation and endowment trust and agency accounts 542742 24 76 1 9. Other fiduciary accounts 10. Total fiduciary accounts (sum of items 4 though 9) SUM(C6:C14)=5689806.0 SUM(D6:D14)=3245093.0 SUM(E6:E14)=2352.0 SUM(F6:F14)=287.0 11. Custody and safekeeping accounts 88785 22 12. Fiduciary accounts held in foreign offices (included in items 10 and 11) 13. Individual Retirement Accounts, Health Savings Accounts, and other similar accounts (included in items 5.c and 11) Amount Formula 25 Number of accounts [Domestic Private Banking] SUM(E15:F15)+F16=2661.0 =SUM(E15:F15)+F16 25 Dollars (in thousands) SUM(C15:D15)+D16=9023684.0 =SUM(C15:D15)+D16 28 & 55 Number of accounts [Domestic Charitable Trusts & Foundations / Domestic Charitable Orgs] SUM(E13:F13)=77.0 =SUM(E13:F13) 28 & 55 Dollars (in thousands) Domestic Charitable Orgs] 30 Number of accounts 30 Dollars (in thousands) 39 Number of accounts 39 Dollars (in thousands) For internal use only and agency accounts: 0 0 0 0 0 0 accounts 12054 [Domestic Charitable Trusts & Foundations / SUM(C13:D13)=542766.0 =SUM(C13:D13) F16=22.0 =F16 D16=88785.0 =D16 SUM(E12:F12)=46.0 =SUM(E12:F12) SUM(C12:D12)=107715.0 =SUM(C12:D12) EFTA01422175 DBTCNA as of 9-30-2013 &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2011-09-30\ &F &"Arial,Bold"&12Deutsche BSA/AML Quantity of Risk Summary &A &9Page &P Current Year Prior 0 No. P/Y /Verified PWM /Verified Products/Services - Transactions: (Data for this averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, & Money Orders Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 2a. Geographical Focus: If there are foreign involved, enter information for all applicable geographies. P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) 51 Average Daily Volume (amounts in $ 000's) 678 Number of Retail Transactions (average daily volume) Average Daily Volume (amounts in $ 000's) Total P/S 4 4 Domestic PUPIDs [payable upon Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 5 5 ACH Number of Retail Transactions (average 18 Average Daily Volume (amounts in $ 000 P/S 6 6 International Number of Retail Transactions (average daily volume Bank Trust Company, N.A. Form Year Question Estimated DBTCNA Memo PWM Estimated section should reflect Official Bank Checks 0 E 0 0 0 transactions Average Incoming 46 E 695 Total proper ID] Wire 0 E 0 daily volume) 25 's) 140 Wires Transfers daily volume) E 73 Average Incoming EFTA01422176 Average Daily Volume (amounts thousand dollars Number of Retail Transactions daily volume Average Daily Volume (amounts thousand dollar volume Number of Retail Transactions Total 5 E 3 Average Daily Volume (amounts Total 23 E 10 Number of Retail Transactions Average Daily Volume (amounts Further: 6a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) Argentina-ar 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 0 Average Daily Volume (amounts Number of Retail Transactions or V? 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions Islands-vg 1 Average Daily Volume (amounts Number of Retail Transactions 0 E or V? 0 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions ky 0 EorV? 0 Average Daily Volume (amounts Number of Retail Transactions Republic of-ca 0 E or Average Daily Volume (amounts Number of Retail Transactions or V? 0 Average Daily Volume (amounts Number of Retail Transactions E 1 Average Daily Volume (amounts Number of Retail Transactions in $ 000's) Average Incoming daily (average daily volume) Average Outgoing in $ 000's) Average Outgoing daily (average daily volume) Before rounding up E in $ 000's) Before rounding up E (average daily volume) Total in $ 000's) Total in $ 000's) 1 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 0 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 1 (average daily volume) 0 in $ 000's) 1 (average daily volume) in $ 000's) 0 (average daily volume) in $ 000's) 1 (average daily volume) E in $ 000's) 0 (average daily volume) V? 0 in $ 000's) 0 (average daily volume) in $ 000's) 0 (average daily volume) in $ 000's) 1 (average daily volume) E 1 Australia-au E 0 Bahamas 0 EorV? 1 Bulgaria E 1 Brazil-br E 1 British Virgin E 0 Cameroon EorV? 0 Canada-ca E 1 Cayman Islands- EorV? 0 China, Peoples EorV? 0 Denmark 0 EorV? 0 Ecuador 1 E 1 France-fr EFTA01422177 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 0 Average Daily Volume (amounts Number of Retail Transactions E 1 Average Daily Volume (amounts Number of Retail Transactions 0 E or V? 1 Average Daily Volume (amounts Number of Retail Transactions 0 E or V? 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 0 Average Daily Volume (amounts Number of Retail Transactions 0 E or V? 0 Average Daily Volume (amounts Number of Retail Transactions E 1 Average Daily Volume (amounts Number of Retail Transactions 1 E 0 Average Daily Volume (amounts Number of Retail Transactions 1 E 1 Average Daily Volume (amounts Number of Retail Transactions 0 E or V? 0 Average Daily Volume (amounts Number of Retail Transactions or V? 0 Average Daily Volume (amounts Number of Retail Transactions uk 1 E 1 Average Daily Volume (amounts Total in $ 000's) 1 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 2 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 0 (average daily volume) in $ 000's) 0 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 9 (average daily volume) E 2 Germany-gm E 1 Isle of Man E 1 Ireland-ie E 1 Italy-it E 0 Mexico 1 E 1 Netherlands EorV? 1 New Zealand EorV? 1 Portugal-pt E 1 Singapore-sg E 0 South Africa in $ 000's) 0 E or V? 0 (average daily volume) Spain 1 in $ 000's) 2 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 1 (average daily volume) in $ 000's) 0 (average daily volume) in $ 000's) 0 (average daily volume) E in $ 000's) E 2 Sweden -se E 0 Switzerland-sz E 1 Thailand EorV? 0 Ukraine 0 EorV? 0 United Kingdom- 2 E 3 E E E E E E E E EFTA01422178 F47+F5O+F53+F56+F59+F62+F65+F68+F71+F74+F77+F8O+F83+F86+F89+F92+F95+F98+F101- +F104+F107+F110+F113+F116+F119+F122+F125+F128+F131=19.0 Total F48+F51+F54+F57+F6O+F63+F66+F69+F72+F75+F78+F81+F84+F87+F9O+F93+F96+F99+F102- +F105+F108+F111+F114+F117+F120+F123+F126+F129+F132=30.0 F40-F133=-14.0 F41-F134=-7.0 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 7a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 8a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 9a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 10 10 Remotely Created Checks. Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 11 11 Domestic Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 P/S 12 12 International Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 12a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 13 13 Bulk Cash/Currency Repatriation Number of Retail Transactions (average daily volume) 0 0 Average Daily Volume (amounts in $ 000's) 0 E 0 Further: 13a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 14 14 Prepaid Cards: 14a 14a Prepaid Cards - Reloadable New 2012 EFTA01422179 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 E 14b 14b Prepaid Cards - Non-Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 E 0 E Average Daily Volume (amounts in $ 000's) New 2012 0 E 0 E Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 15 15 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 P/S 16 16 Prepaid Card Programs - Third Party Sponsored: 16a 16a Prepaid Card Programs Third Party Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E 16b 16b Prepaid Card Programs Third Party Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E P/S 17 17 Prepaid Card Programs - Bank Sponsored: 17a 17a Prepaid Card Programs Bank Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E 17b 17b Prepaid Card Programs Bank Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 E 0 E Total Outstanding Balances (amounts in $ 000's) New 2012 0 E 0 E P/S 18 18 Prepaid Cardholders 18a 18a Prepaid Cardholders - Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 E Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 E 18b 18b Prepaid Cardholders - Non-Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 E 0 E Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 E 0 E EFTA01422180 P/S 19 19 International Branches Total Number of Accounts (actual number) 2011, this was named "International Branch 0 E 0 E Total Outstanding Balances (amounts in $ 000's) Facility" E 0 E Further: 19a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 20 20 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 20a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 21 21 Payable Through Accts Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 21a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 22 22 Pouch Services Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 22a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 23 23 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 23a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 24 24 International Department Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 24a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 25 25 Domestic Private Banking Total Number of Accounts (actual number) From call report 'RC-T Back Up-20131 1C21=2708.0 V 2698 V Total Outstanding Balances (amounts in $ 000's) From call report 'RC-T Back Up-2013'!C22=7741051.0 V 7232328 V P/S 26 26 International Private Banking Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 25a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 27 27 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 26a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 28 28 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 'RC-T Back Up-2013'!C23=77.0 V 78 V 0 EFTA01422181 Total Outstanding Balances (amounts in $ 000's) From call report 'RC-T Back Up-2013'!C24=512693.0 V 481894 V P/S 29 29 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 0 V Total Outstanding Balances (amounts in $ 000's) 0 E 0 V Further: 29a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 30 30 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) From call report 'RC-T Back Up-2013' IC25=23.0 V 23 E Total Outstanding Balances (amounts in $ 000's) 'RC-T Back Up-2013'!- C26=88762.0 V 96850 E P/S 31 31 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 4769 E 4348 E P/S 32 32 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) 55 E 59 E Total Outstanding Balances (amounts in $ 000's) 123906 E 120239 E P/S 33 33 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 71 E 74 E Total Outstanding Balances (amounts in $ 000's) 188669 E 175059 E P/S 34 34 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 35 35 Domestic Commercial Letters of Credit: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 36 36 International Commercial Letters of Credit - Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 36a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 37 37 Stand-by Letters of Credit Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 38 38 Brokerage Department/Operations Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E P/S 39 39 Investment Advisory/Management Total Number of Accounts (actual number) From call report 'RC-T Back Up-20131 1C27=52.0 V 57 V Total Outstanding Balances (amounts in $ 000's) 'RC-T Back Up-2013'!- C28=113437.0 V 148530 V Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) EFTA01422182 C 40 40 Non-Resident Alien Accts Total Number of Accounts (actual number) 71 E 74 Total Outstanding Balances (amounts in $ 000's) 188669 E 175059 E Further: 40a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Argentina 4 4 Total Outstanding Balances (amounts in $ 000's) 5204 E 4727 E Total Number of Accounts (actual number) Australia-as 3 3 Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) 1 Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) 3 Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) E 1 Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) 3 Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) 1 Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) 1 000's) 1291 E Bermuda-bd 1 000's) 2364 E Bulgaria 3 000's) 330 Virgin Islands (US) 1 1333 E E 2156 E E 315 000's) 1935 Canada 7 000's) 12216 France 9 000's) 18838 Germany 1 000's) 1705 Greece 1 000's) 26 Hungary 1 000's) 1425 Ireland 2 000's) 1280 Isle of Man E 1648 E 7 E 10809 E 9 E 17795 E 1 E 1566 E 1 E 22 E 1 E 1379 E 2 E 1084 3 000's) 41762 E 41722 Israel 1 E 1 000's) 240 E 229 Italy 1 E 1 000's) 477 E 456 Mexico 1 E 1 000's) 1186 E 1062 New Zealand 1 000's) 756 E 670 Peru 1 E 1 000's) 1054 E 975 Russia 2 E 2 000's) 187 E 179 Singapore-sn 1 E E E E E E E E E E E E E E E E E E E E E E E E E Total Outstanding Balances (amounts in $ 000's) 7481 E 6946 E EFTA01422183 Total Number of Accounts (actual number) Sweden 1 E 1 E Total Outstanding Balances (amounts in $ 000's) 556 E 492 E Total Number of Accounts (actual number) Switzerland 2 E 2 Total Outstanding Balances (amounts in $ 000's) 24930 E 22816 E Total Number of Accounts (actual number) United Kingdom 27 24 Total Outstanding Balances (amounts in $ 000's) 63426 E 56678 E Total Number of Accounts (actual number) Total Check F332+F335+F338+F341+F344+F347+F350+F353+F356+F359+F362+F365+F368+F371+F374+F- 377+F380+F383+F386+F389+F392+F395=71.0 H332+H335+H338+H341+H344+H347+H350+H353+H356+H359+H362+H365+H368+H371+H374+H- 377+H380+H383+H386+H389+H392+H395=74.0 Total Outstanding Balances (amounts in $ 000's) F333+F336+F339+F342+F345+F348+F351+F354+F357+F360+F363+F366+F369+F372+F375+F- 378+F381+F384+F387+F390+F393+F396=188669.0 H333+H336+H339+H342+H345+H348+H351+H354+H357+H360+H363+H366+H369+H372+H375+H- 378+H381+H384+H387+H390+H393+H396=175059.0 Compare check F398-F328=0.0 H401-H330=0.0 Compare check F399-F329=0.0 H399-H329=0.0 C 41 41 Politically Exposed Persons Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 E 0 Further: 41a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) China, Peoples Republic of-ca E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Memo item only; not part of... United States-us 12 E 13 Total Outstanding Balances (amounts in $ 000's) Memo item only; not part of response 31606 E 38724 E C 42 42 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 0 E 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 42a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Bermuda-bd 0 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) British Virgin Islands (UK)-vi 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Netherlands Antilles-an 0 or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Singapore-sn 0 E or V? 0 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 Total Number of Accounts (actual number) Total Check 0 E or V? 0 E 0 E or V? EFTA01422184 Total Outstanding Balances (amounts in $ 000's) 0 E or V? 0 E C 43 43 Money Service Business (MSB) - Domestic Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 44 44 Money Service Business (MSB) - Foreign Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 44a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 45 45 Money Service Business (MSB) - Money Transmitters Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 46 46 Money Service Business (MSB) - Check Cashers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 47 47 Money Service Business (MSB) - Issuers or Sellers of Traveler checks or Money Orders Total Number of Accounts (actual number) slightly different wording for 2011- NA 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 48 48 Money Service Business (MSB) - Providers of Prepaid Access: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 49 49 Money Service Business (MSB) - Sellers of Prepaid Access: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 50 50 Convenience Stores Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 51 51 Liquor Stores Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 52 52 Customers/Accts opened through the Internet, Mails, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 53 53 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 54 54 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 54a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 55 55 Domestic Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 'RC-T Back Up-2013'!C23=77.0 V 78 V EFTA01422185 Total Outstanding Balances (amounts in $ 000's) From call report 'RC-T Back Up-2013'!C24=512693.0 V 481894 V C 56 56 Foreign Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 E 0 V Total Outstanding Balances (amounts in $ 000's) 0 E 0 V Further: 56a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 57 57 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 58 58 Travel Agencies Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 59 59 Casinos Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 60 60 Import/Export Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 61 61 Broker Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 62 62 Telemarketers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 63 63 Car Dealers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 64 64 Boat/Airplane Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 65 65 Remotely Created Check Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 66 66 Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E C 67 67 Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 68 68 Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 69 69 Third Party Senders Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E EFTA01422186 C 70 70 Prepaid Card Program Managers: Total Number of Accounts (actual number) 0 E 0 E Total Outstanding Balances (amounts in $ 000's) 0 E 0 E For internal use only EFTA01422187 RC-T Back Up-2013 Schedule RC-T -- Fiduciary and Related Services As reported 9/30/13 (Column A) (Column B) (Column C) (Column D) FIDUCIARY AND RELATED ASSETS Dollar Amounts in Thousands Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts 4. Personal trust and agency accounts 4601095 2321156 2253 285 5. Employee benefit and retirement-related trust 5. a. Employee benefit -- defined contribution 0 5. b. Employee benefit -- defined benefit 0 5. c. Other employee benefit and retirement-related 91486 13 5 6. Corporate trust and agency accounts 7. Investment management and investment advisory agency accounts 113437 0 52 0 8. Foundation and endowment trust and agency accounts 512684 9 76 1 9. Other fiduciary accounts 10. Total fiduciary accounts (sum of items 4 though 9) SUM(C6:C14)=5239638.0 SUM(D6:D14)=2412651.0 SUM(E6:E14)=2394.0 SUM(F6:F14)=291.0 11. Custody and safekeeping accounts 88762 23 12. Fiduciary accounts held in foreign offices (included in items 10 and 11) 13. Individual Retirement Accounts, Health Savings Accounts, and other similar accounts (included in items 5.c and 11) Amount Formula 25 Number of accounts [Domestic Private Banking] SUM(E15:F15)+F16=2708.0 =SUM(E15:F15)+F16 25 Dollars (in thousands) SUM(C15:D15)+D16=7741051.0 =SUM(C15:D15)+D16 28 & 55 Number of accounts [Domestic Charitable Trusts & Foundations / Domestic Charitable Orgs] SUM(E13:F13)=77.0 =SUM(E13:F13) 28 & 55 Dollars (in thousands) Domestic Charitable Orgs] 30 Number of accounts 30 Dollars (in thousands) 39 Number of accounts 39 Dollars (in thousands) For internal use only and agency accounts: 0 0 0 0 0 0 accounts 12422 [Domestic Charitable Trusts & Foundations / SUM(C13:D13)=512693.0 =SUM(C13:D13) F16=23.0 =F16 D16=88762.0 =D16 SUM(E12:F12)=52.0 =SUM(E12:F12) SUM(C12:D12)=113437.0 =SUM(C12:D12) EFTA01422188 DBTCNA as of 9-30-2012 &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2011-09-30\ &F &"Arial,Bold"&12Deutsche BSA/AML Quantity of Risk Summary &A &9Page &P 0 No. P/Y /Verified Products/Services - Transactions: (Data for this section averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, & Money Orders Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 2a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts thousand dollars Number of Retail Transactions daily volume Average Daily Volume (amounts thousand dollar volume Number of Retail Transactions (average daily volume) 51 Average Daily Volume (amounts in $ 000's) 695 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 5 5 ACH Number of Retail Transactions (average daily volume) 18 Average Daily Volume (amounts in $ 000's) 73 P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) daily volume Average Daily Volume (amounts in $ 000's) thousand dollar volume Number of Retail Transactions (average daily volume) Bank Trust Company, N.A. Form Question DBTCNA Memo PWM Estimated should reflect Official Bank Checks E E in $ 000's) Average Incoming daily (average daily volume) Average Outgoing in $ 000's) Average Outgoing daily E E Average Incoming Average Outgoing Average Outgoing daily Before rounding up EFTA01422189 Total 3 Average Daily Volume (amounts in $ 000's) Before rounding up Total 10 Number of Retail Transactions (average daily volume) Total Average Daily Volume (amounts in $ 000's) Total Further: 6a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) Australia-au 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Austria 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) Bahamas 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Bulgaria 1 Average Daily Volume (amounts Number of Retail Transactions 1 Average Daily Volume (amounts Number of Retail Transactions Islands-vg 0 Average Daily Volume (amounts Number of Retail Transactions 0 Average Daily Volume (amounts Number of Retail Transactions 1 Average Daily Volume (amounts Number of Retail Transactions ky 0 Average Daily Volume (amounts Number of Retail Transactions Republic of-ca 0 Average Daily Volume (amounts Number of Retail Transactions Average Daily Volume (amounts Number of Retail Transactions Average Daily Volume (amounts Number of Retail Transactions 1 Average Daily Volume (amounts Number of Retail Transactions 1 Average Daily Volume (amounts Number of Retail Transactions 1 Average Daily Volume (amounts Number of Retail Transactions 1 Average Daily Volume (amounts in $ 000's) (average daily Brazil-br in $ 000's) (average daily British Virgin in $ 000's) (average daily E Cameroon in $ 000's) (average daily Canada-ca in $ 000's) (average daily Cayman Islands- in $ 000's) (average daily China, Peoples in $ 000's) (average daily in $ 000's) (average daily in $ 000's) (average daily in $ 000's) (average daily in $ 000's) (average daily in $ 000's) (average daily in $ 000's) 1 volume) 1 volume) 0 volume) 0 volume) 1 volume) 0 volume) 0 volume) Denmark 0 0 volume) Ecuador 1 1 volume) France-fr 2 volume) Germany-gm 1 volume) Isle of Man 1 volume) Ireland-ie 1 E E E EFTA01422190 Number of Retail Transactions (average daily volume) Israel-is 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) Mexico 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Netherlands 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) New Zealand 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Puerto Rico 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Singapore-sg 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) South Africa 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) Spain 1 Average Daily Volume (amounts in $ 000's) 2 Number of Retail Transactions (average daily volume) Sweden -se 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) Switzerland-sz 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Thailand 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) Ukraine 0 Average Daily Volume (amounts in $ 000's) 0 Number of Retail Transactions (average daily volume) United Kingdom- uk 1 Average Daily Volume (amounts in $ 000's) 3 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 7a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 8a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 EFTA01422191 Average Daily Volume (amounts in $ 000's) 0 Further: 9a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 10 10 Remotely Created Checks. Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 11 11 Domestic Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 12 12 International Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 12a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 13 13 Bulk Cash/Currency Repatriation Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 13a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 14 NA Prepaid Cards: 14a NA Prepaid Cards - Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 Average Daily Volume (amounts in $ 000's) New 2012 0 14b NA Prepaid Cards - Non-Reloadable New 2012 Number of Retail Transactions (average daily volume) New 2012 0 Average Daily Volume (amounts in $ 000's) New 2012 0 Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 15 14 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 16 NA Prepaid Card Programs - Third Party Sponsored: 16a NA Prepaid Card Programs Third Party Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 16b NA Prepaid Card Programs Third Party Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 P/S 17 NA Prepaid Card Programs - Bank Sponsored: 17a NA Prepaid Card Programs Bank Sponsored - Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 17b NA Prepaid Card Programs Bank Sponsored - Non-Reloadable: New 2012 Total Number of Accounts (actual number) New 2012 0 Total Outstanding Balances (amounts in $ 000's) New 2012 0 EFTA01422192 P/S 18 NA Prepaid Cardholders 18a NA Prepaid Cardholders - Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 18b NA Prepaid Cardholders - Non-Reloadable: New 2012 Total Number of Accounts (actual number) See 2011 15, 16, 17 0 Total Outstanding Balances (amounts in $ 000's) See 2011 payroll cards, stored value... 0 P/S 19 18 International Branches Total Number of Accounts (actual number) 2011, this was named "International Branch 0 Total Outstanding Balances (amounts in $ 000's) Facility" 0 Further: 19a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 20 19 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 20a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 21 20 Payable Through Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 21a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 22 21 Pouch Services Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 22a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 23 22 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 23a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 24 23 International Department Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 24a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 25 24 Domestic Private Banking Total Number of Accounts (actual number) From call report 2698 V Total Outstanding Balances (amounts in $ 000's) From call report 7232328 V P/S 26 25 International Private Banking Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 25a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 27 26 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 EFTA01422193 Total Outstanding Balances (amounts in $ 000's) 0 Further: 26a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 28 27 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 78 V Total Outstanding Balances (amounts in $ 000's) From call report 481894 V P/S 29 28 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 V Total Outstanding Balances (amounts in $ 000's) 0 V Further: 29a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 30 29 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) From call report 23 Total Outstanding Balances (amounts in $ 000's) 96850 E P/S 31 30 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 1 Total Outstanding Balances (amounts in $ 000's) 4348 P/S 32 31 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) 59 Total Outstanding Balances (amounts in $ 000's) 120239 E P/S 33 32 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 74 Total Outstanding Balances (amounts in $ 000's) 175059 E P/S 34 33 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 35 35 Domestic Commercial Letters of Credit: Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 36 36 International Commercial Letters of Credit - Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 36a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 37 37 Stand-by Letters of Credit Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 38 38 Brokerage Department/Operations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 39 39 Investment Advisory/Management Total Number of Accounts (actual number) From call report 57 V EFTA01422194 Total Outstanding Balances (amounts in $ 000's) 148530 V Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 40 40 Non-Resident Alien Accts Total Number of Accounts (actual number) 74 Total Outstanding Balances (amounts in $ 000's) 175059 E Further: 40a. Geographical Focus: If there are foreign involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Argentina 4 Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) 000's) 4727 Australia-as 000's) 1333 Bermuda-bd 000's) 2156 Bulgaria 000's) 315 Virgin Islands 000's) 1648 Canada 7 000's) 10809 France 9 000's) 17795 Germany 1 000's) 1566 Greece 1 000's) 22 Hungary 1 000's) 1379 Ireland 2 000's) 1084 Isle of Man 000's) 41722 Israel 1 000's) 229 Italy 1 000's) 456 Mexico 1 000's) 1062 New Zealand 000's) 670 Peru 1 000's) 975 Russia 2 000's) 179 Singapore-sn 000's) 6946 Sweden 1 000's) 492 Switzerland 000's) 22816 United Kingdom E 3 E E E US) 1 E E E E E E E E E E E E E E E E E E E E E E E E E E E E E 27 transactions EFTA01422195 Total Outstanding Balances (amounts in $ 000's) 56678 E Total Number of Accounts (actual number) Total Check 74 Total Outstanding Balances (amounts in $ 000's) 175059 C 41 41 Politically Exposed Persons Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 41a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) China, Peoples Republic of-ca 0 Total Outstanding Balances (amounts in $ 000's) 0 Total Number of Accounts (actual number) United States-us 13 Total Outstanding Balances (amounts in $ 000's) 38724 E C 42 42 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 42a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Bermuda-bd 0 Total Outstanding Balances (amounts in $ 000's) 0 Total Number of Accounts (actual number) British Virgin Islands (UK)-vi 0 Total Outstanding Balances (amounts in $ 000's) 0 Total Number of Accounts (actual number) Netherlands Antilles-an 0 Total Outstanding Balances (amounts in $ 000's) 0 Total Number of Accounts (actual number) Singapore-sn 0 Total Outstanding Balances (amounts in $ 000's) 0 Total Number of Accounts (actual number) Total Check 0 Total Outstanding Balances (amounts in $ 000's) 0 C 43 43 Money Service Business (MSB) - Domestic Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 44 44 Money Service Business (MSB) - Foreign Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 44a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 45 45 Money Service Business (MSB) - Money Transmitters Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 46 46 Money Service Business (MSB) - Check Cashers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 47 47 Money Service Business (MSB) - Issuers or Sellers of Traveler checks or Money Orders Total Number of Accounts (actual number) slightly different wording for 2011- NA 0 Total Outstanding Balances (amounts in $ 000's) 0 C 48 48 Money Service Business (MSB) - Providers of Prepaid EFTA01422196 Access: Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 49 48 Money Service Business (MSB) - Sellers of Prepaid Access: Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 50 49 Convenience Stores Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 51 50 Liquor Stores Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 52 51 Customers/Accts opened through the Internet, Mails, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 53 52 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 54 53 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 54a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 55 54 Domestic Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 78 V Total Outstanding Balances (amounts in $ 000's) From call report 481894 V C 56 55 Foreign Charitable Organizations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 0 V Total Outstanding Balances (amounts in $ 000's) 0 V Further: 56a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 57 56 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 58 57 Travel Agencies Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 59 58 Casinos Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 60 59 Import/Export Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 61 60 Broker Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 EFTA01422197 C 62 61 Telemarketers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 63 62 Car Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 64 63 Boat/Airplane Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 65 64 Remotely Created Check Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 66 65 Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 67 66 Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 68 67 Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 69 68 Third Party Senders Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 70 NA Prepaid Card Program Managers: Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 For internal use only EFTA01422198 RC-T Back Up-2012 Schedule RC-T -- Fiduciary and Related Services As reported 9/30/12 (Column A) (Column B) (Column C) (Column D) FIDUCIARY AND RELATED ASSETS Dollar Amounts in Thousands Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts 4. Personal trust and agency accounts 4902629 1499563 2326 196 5. 5. a. 5. b. 5. c. Employee benefit and retirement-related trust and agency Employee benefit -- defined contribution 0 0 Employee benefit -- defined benefit 0 0 Other employee benefit and retirement-related accounts 89015 14 4 6. Corporate trust and agency accounts 7. Investment management and investment advisory agency accounts 148530 0 57 0 8. Foundation and endowment trust 113 77 1 9. Other fiduciary accounts 10. Total fiduciary accounts (sum of items 4 though 9) SUM(C6:C14)=5546787.0 SUM(D6:D14)=1588691.0 SUM(E6:E14)=2474.0 SUM(F6:F14)=201.0 11. Custody and safekeeping accounts 96850 23 12. Fiduciary accounts held in foreign offices (included in items 10 and 11) 13. Individual Retirement Accounts, Health Savings Accounts, and other similar accounts (included in items 5.c and 11) 11365 1246 12 1 25 Number of accounts SUM(E15:F15)+F16=2698.0 =SUM(E15:F15)+F16 25 Dollars (in thousands) SUM(C15:D15)+D16=7232328.0 =SUM(C15:D15)+D16 28 & 55 Number of accounts 28 & 55 Dollars (in thousands) 30 Number of accounts 30 Dollars (in thousands) 39 Number of accounts 39 Dollars (in thousands) For internal use only and agency accounts 481781 SUM(E13:F13)=78.0 SUM(C13:D13)=481894.0 F16=23.0 =F16 D16=96850.0 =D16 SUM(E12:F12)=57.0 SUM(C12:D12)=148530.0 accounts: 0 0 0 0 13847 =SUM(E13:F13) =SUM(C13:D13) =SUM(E12:F12) =SUM(C12:D12) EFTA01422199 DBTCNA as of 9-30-2011 &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2011-09-30\ &F &"Arial,Bold"&12Deutsche Bank Trust Company, N.A. BSA/AML Quantity of Risk Summary Form &A &9Page &P Cat. No. P/Y Question DBTCNA Memo PWM Estimated /Verified Products/Services - Transactions: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 2a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) 50 Average Daily Volume (amounts in $ 000's) 898 Number of Retail Transactions (average daily volume) Total 50 Average Daily Volume (amounts in $ 000's) Total 898 P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 5 5 ACH Number of Retail Transactions (average daily volume) 16 Average Daily Volume (amounts in $ 000's) 72 P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume 1 Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars 1 Number of Retail Transactions (average daily volume) Average Outgoing daily volume 2 Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume 8 Number of Retail Transactions (average daily volume) Before rounding up EFTA01422200 Total E? or V? Average Daily Volume (amounts in $ 000's) Before rounding up Total E? or V? Number of Retail Transactions (average daily volume) Total E? or V? Average Daily Volume (amounts in $ 000's) Total E? or V? Further: 6a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) Australia - au 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Bahamas The-bs 1 Average Daily Volume (amounts in $ 000's) 2 Number of Retail Transactions (average daily volume) Bulgaria-bg 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Canada-ca 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Ecuador-ec 1 Average Daily Volume (amounts in $ 000's) 2 Number of Retail Transactions (average daily volume) France-fr 1 Average Daily Volume (amounts in $ 000's) 2 Number of Retail Transactions (average daily volume) Ireland-ie 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Mexico-mx 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Puerto Rico-pr 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Spain-es 1 Average Daily Volume (amounts in $ 000's) 2 Number of Retail Transactions (average daily volume) Switzerland-ch 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) United Kingdom- gb 1 Average Daily Volume (amounts in $ 000's) 3 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 7a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 EFTA01422201 P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 8a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 9a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 10 10 Remotely Created Checks. Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 11 11 Domestic Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 12 12 International Remote Deposit Capture Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 12a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 13 13 Bulk Cash/Currency Repatriation Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: 13a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 14 14 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 15 15 Payroll Cards Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 16 16 Prepaid Access Sold by the Bank - Reloadable Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 17 17 Prepaid Access Sold by the Bank - Non-Reloadable Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 18 18 International Branches Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 18a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 19 19 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 19a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 20 20 Payable Through Accts EFTA01422202 Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 20a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 21 21 Pouch Services Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 21a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 22 22 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 22a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 23 23 International Department Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 23a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 24 24 Domestic Private Banking Total Number of Accounts (actual number) 2752 V Total Outstanding Balances (amounts in $ 000's) 6192977 V P/S 25 25 International Private Banking Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 25a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 26 26 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 26a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 27 27 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 55 V Total Outstanding Balances (amounts in $ 000's) 435362 V P/S 28 28 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 28a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 29 29 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) Number of CTOL accounts Total Outstanding Balances (amounts in $ 000's) Dollar total (thousands) of CTOL accounts Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ 000's) Total Number of Accounts (actual number) 25 EFTA01422203 Total Outstanding Balances (amounts in $ 000's) 99352 Total Number of Accounts (actual number) V Total Outstanding Balances (amounts in $ 000's) V P/S 30 30 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 31 31 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) 61 Total Outstanding Balances (amounts in $ 000's) 132086 E P/S 32 32 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 75 Total Outstanding Balances (amounts in $ 000's) 174606 E P/S 33 33 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 34 34 PSC REMOVED fy 2010 P/S 35 35 Domestic Commercial Letters of Credit: Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 36 36 International Commercial Letters of Credit: Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 36a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. P/S 37 37 Stand-by Letters of Credit Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 38 38 Brokerage Department/Operations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 39 39 Investment Advisory/Management Total Number of Accounts (actual number) 55 V Total Outstanding Balances (amounts in $ 000's) 141600 V Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 40 40 Non-Resident Alien Accts Total Number of Accounts (actual number) 75 Total Outstanding Balances (amounts in $ 000's) 174605 E Further: 40a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ Total Number of Accounts (actual number) United Kingdom-uk 000's) 54387 E France-fr 10 000's) 29496 E Switzerland-sz 2 000's) 21293 E Man, Isle of (UK)-im 000's) 41426 E Canada-ca 7 27 E E EFTA01422204 Total Total Total Total Total Total 1 Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Total Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) E Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) Outstanding Balances (amounts in $ Number of Accounts (actual number) 000's) 10031 E Bermuda-bd 1 000's) 2016 E Argentina-ar 4 000's) 4401 E British Virgin Islands (UK)-vi 000's) 1602 Germany-gm 000's) 1476 Morocco-mo 000's) 1444 Russia-rs 000's) 171 Mexico-mx 000's) 984 Hungary-hu 000's) 1312 Australia-as 000's) 1233 Sweden-sw 000's) 451 Ireland-ie 000's) 1000 Peru-pe 1 000's) 925 Bulgaria-bu 000's) 296 Portugal-po 000's) 0 Israel-is 000's) 214 Italy-it 000's) 427 Austria-au 000's) 0 Bahamas, The 000's) 0 Greece-gr 000's) 20 Total Check +F256+F259+F262+F265+F268+F271+F274+F277+F280+F283+F286+F289+F292+F295+F298+- F301+F304+F307+F310+F313+F316+F319+F322+F325=75.0 Total Outstanding Balances (amounts in $ 000's) +F257+F260+F263+F266+F269+F272+F275+F278+F281+F284+F287+F290+F293+F296+F299+- F302+F305+F308+F311+F314+F317+F320+F323+F326=174605.0 Total Number of Accounts (actual number) Over(Short) Total Outstanding Balances (amounts in $ 000's) C 41 41 Politically Exposed Persons Total Number of Accounts (actual number) 0 you include US PEPs. E 1 E E E E E E E E E E E E E E E -bf 0 E E **There are 13 if EFTA01422205 Total Outstanding Balances (amounts in $ 000's) 0 Further: 41a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 42 42 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 42a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 43 43 Money Service Business (MSB) - Domestic Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 44 44 Money Service Business (MSB) - Foreign Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 44a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 45 45 Money Service Business (MSB) - Money Transmitters Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 46 46 Money Service Business Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 47 47 Money Service Business Redeemer of Traveler checks and money orders Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 48 48 Money Service Business Redeemer of Prepaid Access Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 49 49 Convenience Stores Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 50 50 Liquor Stores Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 51 51 Customers/Accts opened through the Internet, Mail, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 52 52 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 53 53 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 53a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 54 54 Domestic Charitable Organizations 0 (MSB) - Check Cashers E (MSB) - Seller/Issuer/- E 0 (MSB) - Seller/Issuer/- E EFTA01422206 Total Number of Accounts (actual number) 55 V Total Outstanding Balances (amounts in $ 000's) 435362 V C 55 55 Foreign Charitable Organizations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 55a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 56 56 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 57 57 Travel Agencies Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 58 58 Casinos Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 59 59 Import/Export Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 60 60 Broker Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 61 61 Telemarketers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 62 62 Car Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 63 63 Boat/Airplane Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 64 64 Remotely Created Check Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 65 65 Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 66 66 Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 66a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 67 67 Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: 67a. Geographical Focus: If there are foreign transactions involved, enter information for all applicable geographies. C 68 68 Third Party Senders Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 For internal use only EFTA01422207 EFTA01422208 RC-T Back Up-2011 Schedule RC-T -- Fiduciary and Related Services Before Double Counting Double Counting Final for Report (Column A) (Column B) (Column C) (Column D) (Column A) (Column B) (Column C) (Column D) (Column A) (Column B) (Column C) (Column D) FIDUCIARY AND RELATED ASSETS Dollar Amounts in Thousands Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts Managed Assets Non-Managed Assets Number of Managed Accounts Number of Non-Managed Accounts Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts 4. Personal trust and agency accounts 3523058 47329 2162 68 1097657 755447 218 129 C6+H6=4620715.0 06+I6=802776.0 E6+36=2380.0 F6+K6=197.0 5. Employee benefit and retirement-related trust and agency accounts: 5. a. Employee benefit -- defined contribution C8+H8=0.0 D8+I8=0.0 E8+38=0.0 F8+K8=0.0 5. b. Employee benefit -- defined benefit C9+H9=0.0 D9+I9=0.0 E9+39=0.0 F9+K9=0.0 5. c. Other employee benefit and retirement-related accounts 12834 482 13 2 79856 1 C1O+H10=12834.0 010+I10=80338.0 El0+310=13.0 F1O+K10=3.0 6. Corporate trust and agency accounts C11+H11=0.0 D11+I11=0.0 Ell+J11=0.0 F11+K11=0.0 7. Investment management and investment advisory agency accounts 141600 55 C12+H12=141600.0 D12+I12=0.0 E12+J12=55.0 F12+K12=0.0 8. Foundation and endowment trust and agency accounts 435334 78 28 1 C13+H13=435334.0 D13+I13=28.0 El3+313=78.0 F13+K13=1.0 9. Other fiduciary accounts C14+H14=0.0 014+I14=0.0 El4+.714=0.0 F14+K14=0.0 10. Total fiduciary accounts (sum of items 4 though 9) SUM(C6:C14)=4112826.0 SUM(D6:D14)=47811.0 SUM(E6:E14)=2308.0 SUM(F6:F14)=70.0 SUM(H6:H14)=1097657.0 SUM(I6:I14)=835331.0 SUM(J6:J14)=218.0 SUM(K6:K14)=131.0 SUM(M6:M14)=5210483.0 SUM(N6:N14)=883142.0 SUM(06:014)=2526.0 SUM(P6:P14)=201.0 11. Custody and safekeeping accounts 99352 25 D16+I16=99352.0 F16+K16=25.0 12. Fiduciary accounts held in foreign offices (included in items 10 and 11) C17+H17=0.0 D17+I17=0.0 E17+317=0.0 F17+K17=0.0 13. Individual Retirement Accounts, Health Savings Accounts, and other similar accounts (included in items 5.c and 11) 10257 1342 12 1 0 0 0 0 C18+H18=10257.0 D18+I18=1342.0 El8+318=12.0 F18+K18=1.0 Corrected: Before Double Counting Double Counting Final for Report (Column A) (Column B) (Column C) (Column D) (Column A) (Column B) (Column C) (Column D) (Column A) (Column B) (Column C) (Column D) EFTA01422209 FIDUCIARY AND RELATED ASSETS Dollar Amounts in Thousands Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts Managed Assets Non-Managed Assets Number of Managed Accounts Number of Non-Managed Accounts Managed Assets Non - Managed Assets Number of Managed Accounts Number of Non-Managed Accounts 4. Personal trust and agency accounts 4020549 108152 2183 95 1144294 731392 224 117 C22+H22=5164843.0 D22+I22=839544.0 E22+322=2407.0 F22+K22=212.0 5. Employee benefit and retirement-related trust and agency accounts: 5. a. Employee benefit -- defined contribution C24+H24=0.0 D24+I24=0.0 E24+324=0.0 F24+K24=0.0 5. b. Employee benefit -- defined benefit C25+H25=0.0 D25+I25=0.0 E25+325=0.0 F25+K25=0.0 5. c. Other employee benefit and retirement-related accounts 13806 323 14 2 89771 1 C26+H26=13806.0 D26+I26=90094.0 E26+326=14.0 F26+K26=3.0 6. Corporate trust and agency accounts C27+H27=0.0 D27+I27=0.0 E27+327=0.0 F27+K27=0.0 7. Investment management and investment advisory agency accounts 160261 0 54 0 C28+H28=160261.0 D28+I28=0.0 E28+328=54.0 F28+K28=0.0 8. Foundation and endowment trust and agency accounts 476552 0 77 0 39 1 C29+H29=476552.0 D29+I29=39.0 E29+329=77.0 F29+K29=1.0 9. Other fiduciary accounts C3O+H30=0.0 D30+I30=0.0 E30+330=0.0 F3O+K30=0.0 10. Total fiduciary accounts (sum of items 4 SUM(C22:C30)=4671168.0 SUM(D22:D30)=108475.0 SUM(F22:F30)=97.0 SUM(H22:H30)=1144294.0 SUM(J22:J30)=224.0 SUM(K22:K30)=119.0 SUM(N22:N30)=929677.0 SUM(022:030)=2552.0 11. Custody and safekeeping accounts D32+I32=101624.0 F32+K32=26.0 12. Fiduciary accounts held in foreign offices (included in items 10 and 11) C33+H33=0.0 D33+I33=0.0 E33+333=0.0 F33+K33=0.0 13. Individual Retirement Accounts, Health Savings Accounts, and other similar accounts (included in items 5.c and 11) 11404 1502 12 1 0 0 0 0 C34+H34=11404.0 D34+I34=1502.0 E34+334=12.0 F34+K34=1.0 24 Number of accounts SUM(015:P15)+P16=2752.0 24 Dollars (in thousands) SUM(M15:N15)+N16=6192977.0 27 & 54 Number of accounts SUM(012:P12)=55.0 28 & 54 Dollars (in thousands) SUM(M13:N13)=435362.0 29 Number of accounts P16=25.0 A41=29.0 Dollars (in thousands) N16=99352.0 39 Number of accounts SUM(012:P12)=55.0 A43=39.0 Dollars (in thousands) SUM(M12:N12)=141600.0 For internal use only though 9) SUM(E22:E30)=2328.0 SUM(I22:I30)=821202.0 SUM(M22:M30)=5815462.0 SUM(P22:P30)=216.0 101624 26 EFTA01422210 EFTA01422211 DBTCNA as of 9-30-2010 &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2009-09-30\ &F &"Arial,Bold"&12Deutsche Bank Trust Company, N.A. BSA/AML Quantity of Risk Summary Form &A &9Page &P Cat. No. P/Y Question DBTCNA Memo PWM Estimated /Verified Products/Services - Transactions: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) 52 Average Daily Volume (amounts in $ 000's) 826 Number of Retail Transactions (average daily volume) Total 52 Average Daily Volume (amounts in $ 000's) Total 826 P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 P/S 5 5 ACH Number of Retail Transactions (average daily volume) 12 Average Daily Volume (amounts in $ 000's) 61 P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume 1 Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars 2 Number of Retail Transactions (average daily volume) Average Outgoing daily volume 2 Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume 7 Number of Retail Transactions (average daily volume) Before rounding up EFTA01422212 Total E? or V? Average Daily Volume (amounts in $ 000's) Before rounding up Total E? or V? Number of Retail Transactions (average daily volume) Total E? or V? Average Daily Volume (amounts in $ 000's) Total E? or V? Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries. Number of Retail Transactions (average daily volume) Bahamas The-bs 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Bulgaria-bg 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Brazil-br 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Canada-ca 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Ecuador-ec 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) France-fr 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Ireland-ie 1 Average Daily Volume (amounts in $ 000's) 2 Number of Retail Transactions (average daily volume) Mexico-mx 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Puerto Rico-pr 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Spain-es 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) Switzerland-ch 1 Average Daily Volume (amounts in $ 000's) 1 Number of Retail Transactions (average daily volume) United Kingdom- gb 1 Average Daily Volume (amounts in $ 000's) 2 P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 EFTA01422213 P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 Average Daily Volume (amounts in $ 000's) 0 Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 10 10 Remotely Created Checks. Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 11 11 Domestic Remote Deposit Capture Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 12 12 International Remote Deposit Capture Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 13 13 Bulk Cash/Currency Repatriation Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 14 14 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 15 15 Payroll Cards Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 16 16 Stored Value Cards Sold by Bank - Reloadable (E- cash, Smart Cards) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 17 17 Stored Value Cards Sold by Bank - Non-Reloadable (E- cash, Smart Cards) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 18 18 International Branch Facility Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 19 19 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, EFTA01422214 enter information for up to 15 countries... P/S 20 20 Payable Through Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 21 21 Pouch Services Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 22 22 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 23 23 International Department Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 24 24 Domestic Private Banking Total Number of Accounts (actual number) 2839 Verified Total Outstanding Balances (amounts in $ 000's) 6483517 Verified P/S 25 25 International Private Banking Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 26 26 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 27 27 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) Assumes all RC-T accounts are domestic 77 Verified Total Outstanding Balances (amounts in $ 000's) 450127 Verified P/S 28 28 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 29 29 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) Number of CTOL accounts Total Outstanding Balances (amounts in $ 000's) Dollar total (thousands) of CTOL accounts Total Number of Accounts (actual number) EFTA01422215 Total Outstanding Balances (amounts in $ 000's) Total Number of Accounts (actual number) 28 Total Outstanding Balances (amounts in $ 000's) 104155 Total Number of Accounts (actual number) Verified Total Outstanding Balances (amounts in $ 000's) Verified P/S 30 30 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 31 31 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) 66 Total Outstanding Balances (amounts in $ 000's) 174693 E P/S 32 32 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 3 Total Outstanding Balances (amounts in $ 000's) 4312 P/S 33 33 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 34 34 DELETED FOR fy 2010 P/S 35 35 Domestic Commercial Letters of Credit - Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 36 36 International Commercial Letters of Credit Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 37 37 Stand-by Letters of Credit Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 38 38 Brokerage Department/Operations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 39 39 Investment Advisory/Management Total Number of Accounts (actual number) 54 Verified Total Outstanding Balances (amounts in $ 000's) 165563 Verified Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 40 40 Non-Resident Alien Accts Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... Number of Retail Transactions (average daily volume) United Kingdom- uk E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) France-fr E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Switzerland-sz EFTA01422216 E? or V? Average Daily Volume (amounts Number of Retail Transactions im E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions Islands (UK)-vi E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? in $ 000's) E? or V? (average daily volume) in $ 000's) E? or (average daily volume) Man, Isle of (UK)- V? Canada-ca in $ 000's) E? or V? (average daily volume) in $ 000's) E? or V? (average daily volume) in $ 000's) E? or V? (average daily volume) in $ 000's) E? or V? (average daily volume) in $ 000's) E? or V? (average daily volume) in $ 000's) E? or (average daily volume) in $ 000's) E? or (average daily volume) Bermuda-bd Argentina-ar British Virgin Germany-gm Morocco-mo V? Russia-rs V? Mexico-mx in $ 000's) E? or V? (average daily volume) Hungary-hu in $ 000's) E? or V? (average daily volume) in $ 000's) E? or (average daily volume) Australia-as V? Sweden-sw in $ 000's) E? or V? (average daily volume) in $ 000's) E? or (average daily volume) in $ 000's) E? or (average daily volume) Ireland-ie V? Peru-pe E? or V? V? Bulgaria-bu in $ 000's) E? or V? (average daily volume) in $ 000's) E? or (average daily volume) Portugal-po V? Israel-is EFTA01422217 Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions E? or V? Average Daily Volume (amounts Number of Retail Transactions Average Daily Volume (amounts Number of Retail Transactions Average Daily Volume (amounts in $ 000's) C 41 41 Politically Exposed Persons Total Number of Accounts (actual number) 0 you include US. Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign enter information for up to 15 countries... C 42 42 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign enter information for up to 15 countries... C 43 43 Money Service Business Cambios/Currency Exchange Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 44 44 Money Service Business Cambios/Currency Exchange Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign enter information for up to 15 countries... C 45 45 Money Service Business Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 46 46 Money Service Business Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 47 47 Money Service Business Redeemer of Traveler checks and money orders Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) C 48 48 Money Service Business Redeemer of Stored Value (E-Cash, Smart Cards) Total Number of Accounts (actual number) 0 in $ 000's) E? or V? (average daily volume) Italy-it in $ 000's) E? or V? (average daily volume) Austria-au in $ 000's) E? or V? (average daily volume) Bahamas, The-bf in $ 000's) E? or V? (average daily volume) Greece-gr in $ 000's) E? or V? (average daily volume) Total Check in $ 000's) (average daily volume) Over(Short) (MSB) E 0 (MSB) **there are 14 if E accounts involved, E accounts involved, - Domestic Casa de E - Foreign Casa de E accounts involved, (MSB) - Money Transmitters E (MSB) - Check Cashers E (MSB) - Seller/Issuer/- E (MSB) - Seller/Issuer/- E EFTA01422218 Total Outstanding Balances (amounts in $ 000's) 0 C 49 49 Convenience Stores Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 50 50 Liquor Stores Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 51 51 Customers/Accts opened through the Internet, Mails, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 52 52 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 53 53 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... C 54 54 Domestic Charitable Organizations Total Number of Accounts (actual number) 131 Total Outstanding Balances (amounts in $ 000's) 489870 E C 55 55 Foreign Charitable Organizations Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... C 56 56 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 57 57 Travel Agencies Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 58 58 Casinos Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 59 59 Import/Export Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 60 60 Broker Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 61 61 Telemarketers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 62 62 Car Dealers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 63 63 Boat/Airplane Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 EFTA01422219 C 64 64 Remotely Created Check Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 65 65 Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 C 66 66 Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... C 67 67 Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: Further: If there are foreign accounts involved, enter information for up to 15 countries... C 68 68 Third Party Senders Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 For internal use only EFTA01422220 DBTCNA as of 9-30-'09 RC-T only &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2009-09-30\ &F &"Arial,Bold"&12Deutsche Bank Trust Company, N.A. BSA/AML Quantity of Risk Summary Form &A &9Page &P Cat. No. P/Y Question DBTCNA Memo PWM Estimated /Verified Products/Services - Transactions: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? P/S 2 2 International Bank Drafts Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Further: Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 3 3 Domestic Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily volume) Total E? or V? Average Daily Volume (amounts in $ 000's) Total E? or V? P/S 4 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? P/S 5 5 ACH Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? P/S 6 6 International Wires Transfers Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) Before rounding up EFTA01422221 Total E? or V? Average Daily Volume (amounts in $ 000's) Before rounding up Total E? or V? Number of Retail Transactions (average daily volume) Total E? or V? Average Daily Volume (amounts in $ 000's) Total E? or V? Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 7 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Further: If there are foreign transacitons involved, enter information for up to 15 countries... Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? P/S 8 8 Remittance Products Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 9 9 Cross-Border ACH Number of Retail Transactions (average daily volume) E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 10 NA Remotely Created Checks. Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 11 NA Domestic Remote Deposit Capture Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 12 NA International Remote Deposit Capture Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 13 NA Bulk Cash/Currency Repatriation Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ 000's) Further: If there are foreign transacitons involved, enter information for up to 15 countries... Products/Services - Accounts: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 14 10 Loans Secured by Cash Collateral Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 15 11 Payroll Cards Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 16 12 Stored Value Cards Sold by Bank - Reloadable (E- cash, Smart Cards) EFTA01422222 Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 17 12 Stored Value Cards Sold by Bank - Non-Reloadable (E- cash, Smart Cards) Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 18 14 International Branch Facility Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 19 15 Foreign Correspondent Accts Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 20 16 Payable Through Accts Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 21 17 Pouch Services Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 22 18 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 23 19 International Department Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter for up to 15 countries... P/S 24 20 Domestic Private Banking Total Number of Accounts (actual number) 2699+318+31=3048.0 Total Outstanding Balances (amounts in $ 000's) 5324841+560744+112230=5997815.0 Verified P/S 25 21 International Private Banking Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter for up to 15 countries... P/S 26 22 Embassy & Consulate Banking Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter for up to 15 countries... P/S 27 23 Trust Department Accounts - Charitable information Verified information information Trust & EFTA01422223 Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 28 24 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 29 25 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Custodial Accts Total Number of Accounts (actual number) Number of CTOL accounts Total Outstanding Balances (amounts in $ 000's) Dollar total (thousands) of CTOL accounts Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ 000's) Total Number of Accounts (actual number) 31 Total Outstanding Balances (amounts in $ 000's) 112230 Total Number of Accounts (actual number) Verified Total Outstanding Balances (amounts in $ 000's) Verified P/S 30 26 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) 0 Verified Total Outstanding Balances (amounts in $ 000's) 0 Verified P/S 31 27 Trust Department Accounts - Customer Directed Accts (non-discretionary) - Revocable Trusts Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 32 28 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 33 29 Loans or Closely Held Corporations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 34 30 Cash Management Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 35 31 Domestic Commercial Letters of Credit - Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 36 32 International Commercial Letters of Credit - Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 37 33 Stand-by Letters of Credit Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? P/S 38 34 Brokerage Department/Operations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? EFTA01422224 P/S 39 35 Investment Advisory/Management Total Number of Accounts (actual number) 56 Verified Total Outstanding Balances (amounts in $ 000's) 203971 Verified Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 40 36 Non-Resident Alien Accts Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... Number of Retail Transactions (average daily volume) United Kingdom- uk E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) France-fr E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Switzerland-sz E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Man, Isle of (UK)- im E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Canada-ca E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Bermuda-bd E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Argentina-ar E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) British Virgin Islands (UK)-vi E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Germany-gm E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Morocco-mo E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Russia-rs E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Mexico-mx E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Hungary-hu E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Australia-as E? or V? EFTA01422225 Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Sweden-sw E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Ireland-ie E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Peru-pe E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Bulgaria-bu E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Portugal-po E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Israel-is E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Italy-it E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Austria-au E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Bahamas, The-bf E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Greece-gr E? or V? Average Daily Volume (amounts in $ 000's) E? or V? Number of Retail Transactions (average daily volume) Total Check Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily volume) Over(Short) Average Daily Volume (amounts in $ 000's) C 41 37 Politically Exposed Persons Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 42 38 Foreign Off-Shore Corporations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 43 39 Money Service Business (MSB) - Domestic Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 44 40 Money Service Business (MSB) - Foreign Casa de Cambios/Currency Exchange Total Number of Accounts (actual number) E? or V? EFTA01422226 Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 45 41 Money Service Business (MSB) - Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or C 46 42 Money Service Business (MSB) - Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or C 47 43 Money Service Business (MSB) - Redeemer of Traveler checks and money orders Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or C 48 44 Money Service Business (MSB) Redeemer of Stored Value (E-Cash, Smart Cards) Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 49 45 Convenience Stores Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 50 46 Liquor Stores Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ C 51 47 Customers/Accts Wire, or Phone (non-branch) Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 52 48 Domestic Deposit Brokers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 53 49 Foreign Deposit Brokers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 54 50 Domestic Charitable Organizations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 55 51 Foreign Charitable Organizations Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 56 52 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 57 53 Travel Agencies Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 58 54 Casinos Total Number of Accounts (actual number) E? or V? Money Transmitters V? Check Cashers V? Seller/Issuer/- V? - Seller/Issuer/- E? or V? 000's) E? or V? opened through the Internet, Mails, EFTA01422227 Total Outstanding Balances (amounts in $ 000's) E? or V? C 59 55 Import/Export Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 60 56 Broker Dealers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 61 57 Telemarketers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 62 58 Car Dealers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 63 59 Boat/Airplane Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 64 NA Remotely Created Check Customers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 65 NA Domestic Remote Deposit Capture Customers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? C 66 NA Foreign Remote Deposit Capture Customers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 67 NA Bulk Cash/Currency Repatriation Customers Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? Further: If there are foreign accounts involved, enter information for up to 15 countries... C 68 NA Third Party Senders Total Number of Accounts (actual number) E? or V? Total Outstanding Balances (amounts in $ 000's) E? or V? For internal use only EFTA01422228 DBTCNA as of 9-30-2008 &9 G:\NA\OCC\AML-BSA Risk Survey\ As of 2009-09-30\ &F &"Arial,Bold"&12Deutsche Bank Trust Company, N.A. BSA/AML Quantity of Risk Summary Form &A &9Page &P Cat. No. Question DBTCNA Memo TSS-GDS & ASFS PWM- DBNTC PWM-DBTCNA Estimated /Verified Products/Services: (Data for this section should reflect averages for the previous 12 months as of 9/30.) P/S 1 Issuance of Traveler's Checks, Official Bank Checks & Money Orders Number of Retail Transactions (average daily volume) 0 0 V Average Daily Volume (amounts in $ 000's) 0 0 V P/S 2 International Bank Drafts Number of Retail Transactions (average daily volume) 0 0 V Average Daily Volume (amounts in $ 000's) 0 0 V Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 3 Domestic Wires Transfers Totals Number of Retail Transactions (average daily volume) Average Incoming daily volume Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars Number of Retail Transactions (average daily volume) Average Outgoing daily volume Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume Number of Retail Transactions (average daily volume) Average Daily Volume (amounts in $ 000's) Number of Retail Transactions (average daily volume) Total 4 28 Average Daily Volume (amounts in $ 000's) Total 378 4347 E P/S 4 Domestic PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) 0 0 V Average Daily Volume (amounts in $ 000's) 0 0 V P/S 5 ACH Number of Retail Transactions (average daily volume) 8 6 Average Daily Volume (amounts in $ 000's) 61 34 P/S 6 International Wires Transfers Totals Number of Retail Transactions (average daily volume) Average Incoming daily volume SUM(D31:E31)+SUM(D33:E33)=0.0 SUM(E31:E31)+SUM(E33:E33)=0.0 Average Daily Volume (amounts in $ 000's) Average Incoming daily thousand dollars SUM(D32:E32)+SUM(D34:E34)=0.0 SUM(E32:E32)+SUM(E34:E34)=0.0 Number of Retail Transactions (average daily volume) Average Outgoing daily volume ROUNDUP(F35,)=0.0 ROUNDUP(G35,)=0.0 EFTA01422229 Average Daily Volume (amounts in $ 000's) Average Outgoing daily thousand dollar volume ROUNDUP(F36,)=0.0 ROUNDUP(G36,)=0.0 Number of Retail Transactions (average daily volume) Before rounding up Total SUM(D35:E35)+SUM(D37:E37)=0.0 SUM(E35:E35)+SUM(E37:E37)=0.0 V Average Daily Volume (amounts in $ 000's) Before rounding up Total SUM(D36:E36)+SUM(D38:E38)=0.0 SUM(E36:E36)+SUM(E38:E38)=0.0 V Number of Retail Transactions (average daily volume) Total ROUNDUP(F39,)=0.0 ROUNDUP(G39,)=0.0 V Average Daily Volume (amounts in $ 000's) Total ROUNDUP(F40,)=0.0 ROUNDUP(G40,)=0.0 V Further: If there are foreign transacitons involved, enter information for up to 15 countries... Number of Retail Transactions (average daily volume) V Average Daily Volume (amounts in $ 000's) V P/S 7 International PUPIDs [payable upon proper ID] Wire Transfers Number of Retail Transactions (average daily volume) SUM(D45:E45)+SUM(D47:E47)=0.0 SUM(E45:E45)+SUM(E47:E47)=0.0 V Average Daily Volume (amounts in $ 000's) SUM(D46:E46)+SUM(D48:E48)=0.0 SUM(E46:E46)+SUM(E48:E48)=0.0 V Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 8 Remittance Products Number of Retail Transactions (average daily volume) SUM(D51:E51)+SUM(D53:E53)=0.0 SUM(E51:E51)+SUM(E53:E53)=0.0 V Average Daily Volume (amounts in $ 000's) SUM(D52:E52)+SUM(D54:E54)=0.0 SUM(E52:E52)+SUM(E54:E54)=0.0 V Further: If there are foreign transacitons involved, enter information for up to 15 countries... P/S 9 Cross-Border ACH Number of Retail Transactions (average daily volume) 0 0 V Average Daily Volume (amounts in $ 000's) 0 0 V Further: If there are foreign transacitons involved, enter information for up to 15 countries... Products/Services: (Data for this section should reflect all accounts on record at the bank as of 9/30.) P/S 10 Loans Secured by Cash Collateral Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 11 Payroll Cards Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 12 Stored Value Cards Sold by Bank (E-cash, Smart Cards) Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 13 Special Use/Concentration Accts / PSC removed FY 2008 Total Number of Accounts (actual number) 0 Total Outstanding Balances (amounts in $ 000's) 0 P/S 14 International Branch Facility Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information EFTA01422230 for up to 15 countries... P/S 15 Foreign Correspondent Accts Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 16 Payable Through Accts Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 17 Pouch Services with Foreign Institutions, Persons and/or Businesses Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 18 Foreign Banking Affiliate (e.g., Parallel Banks) Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 19 International Department Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 20 Domestic Private Banking Customers Total Number of Accounts (actual number) 594 3044 Total Outstanding Balances (amounts in $ 000's) 1711034 5877452 E P/S 21 International Private Banking Customers Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 22 Embassy & Consulate Banking Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 23 Trust Department Accounts - Charitable Trust & Foundations - Domestic Charitable Trust & Foundations Total Number of Accounts (actual number) 21 24 Total Outstanding Balances (amounts in $ 000's) 64469 133227 E P/S 24 Trust Department Accounts - Charitable Trust & Foundations - Foreign Charitable Trust & Foundations Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 25 Trust Department Accounts - Customer Directed Accts (non- EFTA01422231 discretionary) - Custodial Accts Total Number of Accounts (actual number) Number of CTOL accounts Total Outstanding Balances (amounts in $ 000's) Dollar total (thousands) of CTOL accounts Total Number of Accounts (actual number) Total Outstanding Balances (amounts in $ 000's) Total Number of Accounts (actual number) 0 22 Total Outstanding Balances (amounts in $ 000's) 0 166386 Total Number of Accounts (actual number) E Total Outstanding Balances (amounts in $ 000's) E P/S 26 Trust Department Accounts - Customer Directed Accts (non- discretionary) - Investment Advisory Accts Total Number of Accounts (actual number) 92 0 Total Outstanding Balances (amounts in $ 000's) 235584 0 P/S 27 Trust Department Accounts - Customer Directed Accts (non- discretionary) - Revocable Trusts Total Number of Accounts (actual number) 5 75 Total Outstanding Balances (amounts in $ 000's) 28101 194263 E P/S 28 Foreign Grantor or Beneficiaries Total Number of Accounts (actual number) 0 98 V Total Outstanding Balances (amounts in $ 000's) 0 184037 V P/S 29 Loans or Closely Held Corporations Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 30 Cash Management Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 31 Domestic Commercial Letters of Credit - Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 32 International Commercial Letters of Credit - Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... P/S 33 Stand-by Letters of Credit P/S Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 34 Brokerage Department/Operations Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V P/S 35 Investment Advisory/Mgmt Total Number of Accounts (actual number) 202 103 Total Outstanding Balances (amounts in $ 000's) 379078 407632 E Customers: (Data for this section should reflect all customers on record at the bank as of 9/30.) C 36 Non-Resident Alien Accts Total Number of Accounts (actual number) 4 98 Total Outstanding Balances (amounts in $ 000's) 54481 184037 E Further: If there are foreign accounts involved, enter information for up to 15 countries... EFTA01422232 Number of Retail Transactions (average daily volume) United Kingdom- uk N/A N/A 34 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 53950 Estimated Number of Retail Transactions (average daily volume) France-fr N/- A N/A 14 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 37060 Estimated Number of Retail Transactions (average daily volume) Switzerland-sz N/- A N/A 3 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 21125 Estimated Number of Retail Transactions (average daily volume) Man, Isle of (UK)- im N/A N/A 3 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 41877-1=41876.0 Estimated Number of Retail Transactions (average daily volume) Canada-ca N/- A N/A 6 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 8010 Estimated Number of Retail Transactions (average daily volume) Bermuda-bd N/- A N/A 4 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 4948 Estimated Number of Retail Transactions (average daily volume) Argentina-ar N/- A N/A 4 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 4821 Estimated Number of Retail Transactions (average daily volume) British Virgin Islands (UK)-vi N/A N/A 2 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1901 Estimated Number of Retail Transactions (average daily volume) Germany-gm N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1707 Estimated Number of Retail Transactions (average daily volume) Morocco-mo N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1637 Estimated Number of Retail Transactions (average daily volume) Russia-rs N/- A N/A 6 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1561 Estimated Number of Retail Transactions (average daily volume) Mexico-mx N/- A N/A 2 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1462 Estimated Number of Retail Transactions (average daily volume) Hungary-hu N/- A N/A 2 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1017 EFTA01422233 Estimated Number of Retail Transactions (average daily volume) Australia-as N/- A N/A 3 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 732 Estimated Number of Retail Transactions (average daily volume) Sweden-sw N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 471 Estimated Number of Retail Transactions (average daily volume) Ireland-ie N/- A N/A 2 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 450 Estimated Number of Retail Transactions (average daily volume) Peru-pe N/A N/- A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 428 Estimated Number of Retail Transactions (average daily volume) Bulgaria-bu N/- A N/A 3 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 293 Estimated Number of Retail Transactions (average daily volume) Portugal-po N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 267 Estimated Number of Retail Transactions (average daily volume) Israel-is N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 218 Estimated Number of Retail Transactions (average daily volume) Italy-it N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 76 Estimated Number of Retail Transactions (average daily volume) Austria-au N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 25 Estimated Number of Retail Transactions (average daily volume) Bahamas, The-bf N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1 Estimated Number of Retail Transactions (average daily volume) Greece-gr N/- A N/A 1 Estimated Average Daily Volume (amounts in $ 000's) N/A N/A 1 Estimated Number of Retail Transactions (average daily volume) Total Check N/- A N/A G203+6206+G209+G212+G215+G218+G221+G224+G227+G230+G233+G236+G239+G242+G245+G- 248+G251+G254+G257+G260+G263+G266+G269+G272=98.0 Average Daily Volume (amounts in $ 000's) N/A N/A G204+G207+G210+G213+G216+G219+G222+G225+G228+G231+G234+G237+G240+G243+G246+G- EFTA01422234 249+G252+G255+G258+G261+G264+G267+G270+G273=184037.0 Number of Retail Transactions (average daily volume) A N/A G275-G199=0.0 Average Daily Volume (amounts in $ 000's) N/A G200=0.0 C 37 Politically Exposed Persons Total Number of Accounts (actual number) 1 14 Total Outstanding Balances (amounts in $ 000's) 118573 Further: If there are foreign accounts involved, for up to 15 countries... C 38 Foreign Off-Shore Corporations Total Number of Accounts (actual number) 4 0 Total Outstanding Balances (amounts in $ 000's) 22711 Further: If there are foreign accounts involved, for up to 15 countries... C 39 Money Service Business (MSB) - Currency Exchange Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 40 Money Service Business (MSB) - Foreign Casa de Cambios/- Currency Exchange Total Number of Accounts (actual number) 0 0 Total Outstanding Balances (amounts in $ 000's) 0 Further: If there are foreign accounts involved, for up to 15 countries... C 41 Money Service Business (MSB) - Money Transmitters Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 42 Money Service Business (MSB) - Check Cashers Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 43 Money Service Business (MSB) - Seller/Issuer/Redeemer of Traveler checks and money orders Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 44 Money Service Business (MSB) - Seller/Issuer/Redeemer of Stored Value (E-Cash, Smart Cards) Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 45 Convenience Stores Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 46 Liquor Stores Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 47 Customers/Accts opened through the Internet, Mails, Wire, or Phone (non-branch) Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 48 Domestic Deposit Brokers Total Number of Accounts (actual number) 0 0 V Over(Short) N/- N/A G276- V 37651 V enter information V 0 V enter information Domestic Casa de Cambios/- V 0 V enter information EFTA01422235 Total Outstanding Balances (amounts in $ 000's) 0 0 V C 49 Foreign Deposit Brokers Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V Further: If there are foreign accounts involved, enter information for up to 15 countries... C 50 Domestic Charitable Organizations Total Number of Accounts (actual number) 0 40 E Total Outstanding Balances (amounts in $ 000's) 0 180717 E C 51 Foreign Charitable Organizations Total Number of Accounts (actual number) 0 0 E Total Outstanding Balances (amounts in $ 000's) 0 0 E Further: If there are foreign accounts involved, enter information for up to 15 countries... C 52 Jewelry, Gem, and Precious Metal Dealers Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 53 Travel Agencies Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 54 Casinos Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 55 Import/Export Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 56 Broker Dealers 0 0 Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) V C 57 Telemarketers 0 0 Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) V C 58 Car Dealers Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V C 59 Boat/Airplane Total Number of Accounts (actual number) 0 0 V Total Outstanding Balances (amounts in $ 000's) 0 0 V For internal use only EFTA01422236